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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,844,523,618
Number of Penalty Cases: 3,353
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon
Simply Move Estate And Lettings Management Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
SRM Accountants Limited ASP anti-money-laundering deficiencies2023UK-HMRC£4,500
Urban and Rural Milton Keynes Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Yasin & Co. Accountants Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£4,500
D-Accounting Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,482
ASE Audit LLP accounting fraud or deficiencies2022UK-ICAEW£4,480
Embee Estates Limited EAB anti-money-laundering deficiencies2021UK-HMRC£4,475
Jameson And Partners Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,470
Surrealty Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,460
N T Accountancy Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,455
Norfolk Property Online EAB anti-money-laundering deficiencies2022UK-HMRC£4,450
Clarke Cole Accounting Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,419
Pily SE Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,400
Nyman Libson Paul accounting fraud or deficiencies2018UK-ICAEW£4,393
Naren & Associates Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,386
Accountancy Solutions (Midlands) UK Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,381
Carter Backer Winter LLP accounting fraud or deficiencies2016UK-ICAEW£4,368
Bracken Rothwell Limited accounting fraud or deficiencies2018UK-ICAEW£4,350
Primary Care Management Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,334
Smith & Williamson LLP accounting fraud or deficiencies2019UK-ICAEW£4,325
Lloyd Williams Search And Select Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,300
Davison Blackett Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,295
Ammej Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,261
Ammej Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,261
Blaydon Bookkeeping Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£4,228
Moore Kingston Smith LLP accounting fraud or deficiencies2018UK-ICAEW£4,218
Magma Audit LLP accounting fraud or deficiencies2018UK-ICAEW£4,209
Beresfords accounting fraud or deficiencies2021UK-ICAEW£4,200
Chandley Robinson Ltd anti-money-laundering deficiencies2020UK-ICAEW£4,200
Manningtons accounting fraud or deficiencies2022UK-ICAEW£4,200
Fitzgerald Mithia Springer Limited accounting fraud or deficiencies2023UK-ICAEW£4,200
Richardson Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,164
Richardson Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,164
De Villiers Commercial Surveyors Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,163
Chelepis Watson Limited accounting fraud or deficiencies2022UK-ICAEW£4,162
Haines Watts Birmingham LLP accounting fraud or deficiencies2018UK-ICAEW£4,136
Forge Homes Residential Sales and Lettings Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,130
Döhle Yachts Management Services Limited anti-money-laundering deficiencies2023UK-IOM£4,127
Buckley Watson Limited accounting fraud or deficiencies2023UK-ICAEW£4,110
Longstar Estates (London) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,100
Lapis Business Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,100
Lisa Brooks & Co Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£4,100
Natalie Malka Property Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,100
K Robinson Accountancy Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,088
Flashfix Home Solutions Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,050
Bevan-Evans & Capehorn Solicitors LLP anti-money-laundering deficiencies2023UK-SRA£4,000
Georgiou & Prasanna LLP accounting fraud or deficiencies2020UK-ICAEW£4,000
Beresfords accounting fraud or deficiencies2020UK-ICAEW£4,000
Anthony Tiscoe & Co accounting fraud or deficiencies2020UK-ICAEW£4,000
S. C. Telfer accounting fraud or deficiencies2019UK-ICAEW£4,000
Radford & Sergeant Limited accounting fraud or deficiencies2018UK-ICAEW£4,000
Gilroy & Brookes Audit Limited accounting fraud or deficiencies2021UK-ICAEW£4,000
Prime Business Services (London) Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,000
NSAH (Alliance Homes) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,000
Templeton Robinson Commercial (NI) LLP EAB anti-money-laundering deficiencies2022UK-HMRC£4,000
Count On Me Accountant Limited ASP anti-money-laundering deficiencies2023UK-HMRC£4,000
Thompson Taraz Rand Audit and Assurance Limited accounting fraud or deficiencies2023UK-ICAEW£3,990
Carter Backer Winter LLP accounting fraud or deficiencies2020UK-ICAEW£3,986
Chantrey Vellacott accounting fraud or deficiencies2018UK-ICAEW£3,980
DB Bookkeeping and Stocktaking Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,955
Bono Properties Number Two Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,950
UHY Wingfield Slater Limited accounting fraud or deficiencies2020UK-ICAEW£3,924
MDC High Peak Accountants Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,908
EMC Accountants and Financial Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,900
Bell & Co Estates Limited EAB anti-money-laundering deficiencies2023UK-HMRC£3,900
Borders & West (Inc. Howe & Co) Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,888
MB & A Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,862
Stopfords (Chesterfield) LLP accounting fraud or deficiencies2016UK-ICAEW£3,805
Mitchells (Derbyshire) Limited accounting fraud or deficiencies2018UK-ICAEW£3,800
Lane Cottrell Limited EAB anti-money-laundering deficiencies2023UK-HMRC£3,800
Annandvilla Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,773
Maxwell Evans Estate Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,750
Glasgow Bookkeepers Limited ASP anti-money-laundering deficiencies2021UK-HMRC£3,740
Linda Matthews & Co Limited EAB anti-money-laundering deficiencies2021UK-HMRC£3,725
Key Homes Residential Sales & Lettings Limited EAB anti-money-laundering deficiencies2023UK-HMRC£3,725
Emoov Ltd anti-money-laundering deficiencies2019UK-HMRC£3,721
Oakmount Law Solicitors anti-money-laundering deficiencies2023UK-SRA£3,720
Edward Milton Developments Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,700
PWS Financial Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,700
South-hams Book-Keeping & Payroll Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,700
Sandosmanagement Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,700
Comfort Properties Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,700
Blackman Real Estate Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,700
BDE Consultancy Ltd ASP anti-money-laundering deficiencies2022UK-HMRC£3,700
Comfort Properties Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£3,700
O’Connor Bowden Property Management (Stockport) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£3,700
CCS Nationwide Limited TCSP anti-money-laundering deficiencies2022UK-HMRC£3,657
Muras Baker Jones Limited accounting fraud or deficiencies2023UK-ICAEW£3,656
Feeney Estate Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,650
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2023UK-ICAEW£3,635
G P Boyle & Co Ltd accounting fraud or deficiencies2018UK-ICAEW£3,613
Kuavo Property Services Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,600
Brown & Lee, Aylesbury Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,600
Radnor Martin Limited EAB anti-money-laundering deficiencies2021UK-HMRC£3,600
Finnigan McNeill Properties (Sourcing) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,600
Le Forts accounting fraud or deficiencies2019UK-ICAEW£3,590
Joseph Meer Ltd accounting fraud or deficiencies2020UK-ICAEW£3,586
RDP Newmans LLP accounting fraud or deficiencies2018UK-ICAEW£3,580
My Sales Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,561
APC Accountancy (STAFFS) Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,558
Sheridans Ltd anti-money-laundering deficiencies2018UK-HMRC£3,553