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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,178,153,261
Number of Penalty Cases: 3,837
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon
Commerzbank AGCommerzbankfinancial servicesinvestor protection violation2010UK-FSA£595,000
UCS Trading Limited tax violations2020UK-HMRC£592,247
Hongkong Aibo Electronics Technology International Co Limited dba Poweradd tax violations2023UK-HMRC£591,744
Aluminium Recycling (UK) Ltd tax violations2016UK-HMRC£578,497
Dubhe WTC Ltd tax violations2021UK-HMRC£563,996
Chase de Vere Independent Financial Advisers LimitedSwiss Life Groupfinancial servicesinvestor protection violation2014UK-FCA£560,000
Cocoon Wealth LLP tax violations2021UK-HMRC£559,739
Diva Dee Limited tax violations2022UK-HMRC£556,881
Decon Ltd tax violations2017UK-HMRC£552,223
A C Steels Ltd tax violations2018UK-HMRC£549,314
MCO Capital Limited anti-money-laundering deficiencies2013UK-OFT£544,505
M & G Property Development and Maintenance Ltd tax violations2018UK-HMRC£542,378
Reckitt Benckiser Group PlcReckitt Benckiserhousehold and personal care productsinvestor protection violation2015UK-FCA£539,800
Nedbank Private Wealth Limited anti-money-laundering deficiencies2023UK-IOM£535,185
Arrow Logistics Ltd tax violations2022UK-HMRC£533,271
Bright Managment Solution Limited investor protection violation2024UK-FCA£533,000
Data Market Group Ltd tax violations2019UK-HMRC£531,004
Sigma Broking Ltd. investor protection violation2022UK-FCA£531,000
Cenkos Securities Plc investor protection violation2016UK-FCA£530,500
LL (NI) Limited dba Mandarin Palace Restaurant dba Mandarin Palace Takeaway dba Karma Tapas Bar dba Jasmine Takeaway tax violations2016UK-HMRC£530,315
Shelby Finance Limited payday lending violation2020UK-CMA£527,863
Guaranty Trust Bank (UK) LimitedGuaranty Trust Bank PLCfinancial servicesanti-money-laundering deficiencies2013UK-FCA£525,000
Habib Bank AG Zurich anti-money-laundering deficiencies2012UK-FSA£525,000
Irfan Ltd anti-money-laundering deficiencies2022UK-HMRC£524,000
CGS Site Services Ltd tax violations2018UK-HMRC£519,814
SRS (Sheffield) Limited tax violations2016UK-HMRC£518,734
Hebe & Huhet Ltd tax violations2022UK-HMRC£516,507
TM Payroll Limited tax violations2016UK-HMRC£515,471
Ditto Payroll Ltd tax violations2022UK-HMRC£515,126
Corestore Ltd tax violations2023UK-HMRC£514,039
Rowan Dartington & Co LimitedSt. James's Place PLCfinancial servicesinvestor protection violation2010UK-FSA£511,000
SG Euro Trades Ltd tax violations2021UK-HMRC£503,612
Blue Bell Inn Nottm Ltd tax violations2018UK-HMRC£502,673
Changtel Solutions UK Ltd dba Enta Technologies Ltd. tax violations2017UK-HMRC£501,137
Photo-Me International plc investor protection violation2010UK-FSA£500,000
Muranda Electrical Services Ltd tax violations2020UK-HMRC£499,203
Lloyds Bank Corporate Markets PlcLloyds Banking Groupfinancial servicesanti-money-laundering deficiencies2022UK-JFSC£498,000
Towry Investment Management Limited investor protection violation2011UK-FSA£494,900
UK Plant Sales Limited tax violations2021UK-HMRC£494,160
Halo Trading Limited tax violations2017UK-HMRC£492,707
MDM Global Ltd tax violations2016UK-HMRC£490,501
City Index Limited investor protection violation2011UK-FSA£490,000
The Sun Inn tax violations2023UK-HMRC£481,280
Orlandomagic Ltd tax violations2024UK-HMRC£478,279
Fio's Cash and Carry Ltd tax violations2019UK-HMRC£471,352
eDistribute Ltd tax violations2019UK-HMRC£470,757
Airefibre Direct Ltd tax violations2018UK-HMRC£462,790
T & S Fashions Ltd tax violations2018UK-HMRC£459,270
The Upper Scale Limited tax violations2022UK-HMRC£458,705
Albert Spratt Construction tax violations2019UK-HMRC£455,854
MSR Partners LLP accounting fraud or deficiencies2019UK-ICAEW£455,813
KPMGKPMGbusiness servicesaccounting fraud or deficiencies2020UK-FRC£455,000
JJB Sports plc investor protection violation2011UK-FSA£455,000
Fox Hayes investor protection violation2011UK-FSA£454,770
Sosia Constructions UK Ltd tax violations2019UK-HMRC£454,201
Tan Trading Limited tax violations2016UK-HMRC£450,799
Sixonethreeone Limited accounting fraud or deficiencies2014UK-FRC£450,000
Artemis Trustees Limited investor protection violation2022UK-GFSC£450,000
Algorbet Limited. Formerly known as Aurora Contracts Limited. tax violations2022UK-HMRC£447,889
EAS Metals Ltd tax violations2016UK-HMRC£443,432
Abbasi Wines Ltd tax violations2017UK-HMRC£441,151
Complete Building Supply Services Ltd tax violations2021UK-HMRC£438,134
Chadico Limited dba Mia Lounge tax violations2016UK-HMRC£435,129
Hou Mo HK Trading Ltd tax violations2021UK-HMRC£432,993
Maythorne Homes Ltd tax violations2019UK-HMRC£425,781
Vadgets tax violations2019UK-HMRC£424,568
William Firth & Son Limited tax violations2019UK-HMRC£423,339
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2019UK-FRC£422,500
Wahed Exchange Limited MSB anti-money-laundering deficiencies2022UK-HMRC£420,212
Blue Chilli Transport Limited tax violations2017UK-HMRC£417,429
Azure Grand Limited formerly trading as Life Glasgow tax violations2023UK-HMRC£416,139
Salut E Hind Limited dba Cook & Indi's World Buffet tax violations2018UK-HMRC£412,606
Savoy Investment Management Limited investor protection violation2012UK-FSA£412,000
Cathay International Holdings Limited investor protection violation2019UK-FCA£411,000
Dekorglass Birmingham Ltd tax violations2021UK-HMRC£410,076
Linear Investments Limited investor protection violation2019UK-FCA£409,300
Deltasourcing Traders Ltd tax violations2017UK-HMRC£402,176
Universal Discount UK Limited tax violations2020UK-HMRC£400,286
Maryland Web Builders LLC dba I-Innovate tax violations2021UK-HMRC£397,571
NFS Software Ltd tax violations2021UK-HMRC£390,865
NPP Plastering Ltd tax violations2021UK-HMRC£388,691
Horizon Security Services Ltd tax violations2019UK-HMRC£384,743
Brian Hughes and Sons tax violations2019UK-HMRC£384,010
SSD Trading Limited tax violations2017UK-HMRC£383,594
Drinks Enterprises Ltd dba Drinks Cash & Carry tax violations2018UK-HMRC£383,447
Shenzhen Tuoting Technology Co Ltd dba MicroYep UK tax violations2021UK-HMRC£381,501
Sanne Fiduciary Services Limited banking violation2019UK-JFSC£381,010
Moneemint Limited tax violations2023UK-HMRC£375,677
ALP Scaffolding Services Limited tax violations2021UK-HMRC£373,973
Newglobe Resources Limited tax violations2022UK-HMRC£367,247
Upgradeyourtv.com Ltd tax violations2020UK-HMRC£367,005
Chambers Nottm Ltd tax violations2018UK-HMRC£364,647
Shenzhenishi Longhanfengyi Kejyouxiangongsi dba ZookkiDirectUK tax violations2018UK-HMRC£364,618
Thameside Labour Hire London Limited tax violations2017UK-HMRC£364,424
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-FRC£362,500
Amin Exchange Limited MSB anti-money-laundering deficiencies2022UK-HMRC£360,737
Watchtraderuk Limited tax violations2021UK-HMRC£360,496
Niu Yashan Ltd tax violations2018UK-HMRC£358,241
Rich and Famous Limited franchise of Papa Johns tax violations2016UK-HMRC£357,464
Ascot Electrical Cables Ltd tax violations2019UK-HMRC£356,152
Tequila's Limited tax violations2020UK-HMRC£349,187