Basic Search  |  Summaries  |  Advanced SearchPenalty: £411,000
Year: 2019
Date: 28 June, 2019
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Cathay International was ordered to pay a £411,000 fine by the FCA after a finding that the company did not take reasonable steps to comply with its reporting obligations, failed to report report information to its shareholders and the market that it was required to, and failed be open and cooperative with with FCA.
Action Type: agency action
Agency: Financial Conduct Authority
Source of Data: (click here)