Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £4,167,390,200
Number of Penalty Cases: 3,832
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
Company sort iconParentParent Major IndustryOffence TypeYearAgencyPenalty Amount
Avonhouse Cleaning tax violations2016UK-HMRC£10,268
AWA Contractors Ltd tax violations2019UK-HMRC£239,102
AWB Accountancy And Taxation Services Limited ASP anti-money-laundering deficiencies2023UK-HMRC£3,970
AWM Accountant and Tax Advisors tax violations2019UK-HMRC£244,445
AXA Wealth Services LtdPhoenix Group Holdings PLCfinancial servicesinvestor protection violation2013UK-FCA£1,802,200
Axehayes Farm tax violations2021UK-HMRC£11,085
Axia Computer Systems Ltd tax violations2018UK-HMRC£48,877
Ayana & Co Ltd dba Purbani Netley tax violations2019UK-HMRC£122,149
Aygo Limited dba Top Grill Kebab & Pizza House tax violations2019UK-HMRC£27,909
Ayr Estate & Letting Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,516
Azets Audit Services Limited accounting fraud or deficiencies2020UK-ICAEW£9,750
Azets Audit Services Limited accounting fraud or deficiencies2020UK-ICAEW£5,048
Azets Audit Services Limited accounting fraud or deficiencies2022UK-ICAEW£10,500
Azets Holdings Limited accounting fraud or deficiencies2021UK-ICAEW£2,100
Azets Holdings Limited accounting fraud or deficiencies2022UK-ICAEW£10,500
Azure Grand Limited formerly trading as Life Glasgow tax violations2023UK-HMRC£416,139
B Bespoke Developments Ltd tax violations2024UK-HMRC£87,972
B Bostan Building Contractors Limited tax violations2016UK-HMRC£75,435
B J Mistry & Co accounting fraud or deficiencies2020UK-ICAEW£1,050
B J Plant & Sons tax violations2016UK-HMRC£22,240
B R Siggins Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£6,500
B&B Convenience Stores Ltd dba Kwik Stop Convenience Store tax violations2022UK-HMRC£231,073
B.H. Accountancy Limited accounting fraud or deficiencies2019UK-ICAEW£2,289
B.L.A. (Bradford) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£13,000
B1 Tyres tax violations2021UK-HMRC£29,146
Bachik Properties Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£5,900
Badgemoor Limited EAB anti-money-laundering deficiencies2022UK-HMRC£12,784
Badger Stores Ltd dba Brothers News tax violations2021UK-HMRC£22,254
Badgers Hill Farm Limited tax violations2024UK-HMRC£27,335
Baharmordan Ltd dba Mint Leaf Indian Brasserie tax violations2019UK-HMRC£76,096
Baird Consulting Limited ASP anti-money-laundering deficiencies2022UK-HMRC£8,763
Bairstow & Atkinson accounting fraud or deficiencies2019UK-ICAEW£1,500
Bajaj & Company accounting fraud or deficiencies2020UK-ICAEW£1,120
Bakaal Worldwide Ltd anti-money-laundering deficiencies2019UK-HMRC£500
Bakeland Construction Ltd tax violations2017UK-HMRC£13,090
Baker Tilly UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-FRC£750,000
Bakus (UK) Ltd tax violations2019UK-HMRC£53,870
Ballards Wok Limited tax violations2019UK-HMRC£91,558
Ballyards Ltd tax violations2020UK-HMRC£19,955
Balmoral Accountancy Services (NE) Ltd anti-money-laundering deficiencies2020UK-HMRC£500
Balti International Ltd tax violations2021UK-HMRC£173,929
Bampton Satchwell Bull Limited EAB anti-money-laundering deficiencies2022UK-HMRC£28,600
Bando Boxes Ltd. tax violations2022UK-HMRC£28,770
Bangla Bazar 2 Ltd tax violations2022UK-HMRC£47,230
Bangla Lounge (Hall Green) tax violations2018UK-HMRC£23,515
Bangley Quarry Biogas Ltd tax violations2023UK-HMRC£187,625
Bank of Beirut (UK) Ltd anti-money-laundering deficiencies2015UK-FCA£2,100,000
Bank of ScotlandLloyds Banking Groupfinancial servicesbanking violation2019UK-FCA£45,500,000
Bank of Scotland PlcLloyds Banking Groupfinancial servicesinvestor protection violation2011UK-FSA£3,500,000
Bank of Tokyo Mitsubishi UFJ LimitedMitsubishi UFJ Financial Groupfinancial servicesinternal controls deficiency2017UK-PRA£17,850,000
Banks Newsagent tax violations2019UK-HMRC£15,890
Banssi Solutions Ltd tax violations2018UK-HMRC£229,988
Banta Builder Ltd fka Fahadshahbaz Ltd tax violations2023UK-HMRC£36,725
Banwell Accountancy Services Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£2,750
Bar Signature Ltd tax violations2021UK-HMRC£56,986
Baraka Consultants Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£3,100
Barber & Co LLP accounting fraud or deficiencies2022UK-ICAEW£2,100
Barber Harrison & Platt accounting fraud or deficiencies2018UK-ICAEW£1,000
Barcam Facades Ltd tax violations2018UK-HMRC£31,082
Barclays Bank plcBarclaysfinancial servicesanti-money-laundering deficiencies2015UK-FCA£72,069,400
Barclays Bank plcBarclaysfinancial servicesinvestor protection violation2014UK-FCA£37,745,000
Barclays Bank plcBarclaysfinancial servicesinvestor protection violation2014UK-FCA£26,033,500
Barclays Bank plcBarclaysfinancial servicesinvestor protection violation2011UK-FSA£7,700,000
Barclays Bank UK plc and Barclays Bank plcBarclaysfinancial servicesbanking violation2019UK-CMA£1,910
Barclays Capital Securities LimitedBarclaysfinancial servicesinvestor protection violation2011UK-FSA£1,127,559
Baring Fine Art Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£5,800
Barkat Cuisine Ltd tax violations2023UK-HMRC£18,726
Barking & Dagenham Properties Ltd tax violations2017UK-HMRC£51,100
Barley Wines Supermarket Ltd tax violations2017UK-HMRC£23,041
Barlow Andrews LLP accounting fraud or deficiencies2015UK-ICAEW£15,880
Barnes Business Services Ltd accounting fraud or deficiencies2019UK-ICAEW£2,131
Barns Farmhouse Bed & Breakfast (The) tax violations2018UK-HMRC£15,206
Barnstone Accountancy & Management Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£7,200
Bartrace Enterprises Ltd dba The Green Lady tax violations2017UK-HMRC£30,911
BAS Associates Ltd accounting fraud or deficiencies2022UK-ICAEW£2,487
Basil Restaurant Limited tax violations2018UK-HMRC£98,854
Basil Traders Limited tax violations2020UK-HMRC£99,255
Bastion Capital London Limited anti-money-laundering deficiencies2023UK-FCA£2,452,700
Batesons accounting fraud or deficiencies2020UK-ICAEW£700
Bathroom Bliss Scotland Ltd tax violations2018UK-HMRC£10,644
Bawarchi Restaurant tax violations2022UK-HMRC£45,459
Baxters accounting fraud or deficiencies2017UK-ICAEW£8,000
Bayonne Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£7,600
Bayzos Estate Agents Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£12,800
Bazalgette Tunnel Limited accounting fraud or deficiencies2023UK-OFWAT£0
BBK Partnership accounting fraud or deficiencies2018UK-ICAEW£4,805
BBN Grill Limited dba Big Bowl Noodle Bar tax violations2019UK-HMRC£11,323
BBQD Ltd tax violations2023UK-HMRC£31,797
BCD Accountants Limited accounting fraud or deficiencies2019UK-ICAEW£1,600
BCL Industrial Concrete Floors Ltd tax violations2021UK-HMRC£17,556
BDConstruct Ltd tax violations2022UK-HMRC£32,464
BDE Consultancy Ltd ASP anti-money-laundering deficiencies2022UK-HMRC£3,700
BDO LimitedBDO Internationalbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£2,593
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2024UK-ICAEW£24,713
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2020UK-FRC£160,000
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£3,500
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£14,683
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2023UK-ICAEW£3,635
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2023UK-ICAEW£49,873
BDSwiss Holding Plc investor protection violation2021UK-FCA£0
BDSwiss Holding Plc investor protection violation2021UK-FCA£0