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Violation Tracker UK Individual Case

Company: City Index Limited
Penalty: £490,000
Year: 2011
Date: 20 January, 2011
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: City Index paid a £490,000 fine in settlement of a finding by the FSA that the company failed to submit accurate transaction reports to the FSA.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
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