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Violation Tracker UK Individual Case

Company: Y & A Group, LP
Company County: Isle of Man
Company Nation/Region: British Crown Dependency
Penalty: £28,631
Year: 2023
Date: 21 September, 2023
Offence Group: financial offences
Offence Type: anti-money-laundering deficiencies
Violation Description: Y&A agreed to pay a £28,631 civil penalty in settlement of a finding by the Authority that the company had contravened the Anti-Money Laundering and Countering the Financing of Terrorism Code 2019 in its standards of risk assessments, due diligence and monitoring.
Settlement Type: Settlement with IOMFSA
Agency: Isle of Man Financial Services Authority
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