Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Individual Case

Company: Ashfords LLP
Company City/Town: Exeter
Company Nation/Region: England
Penalty: £102,707
Year: 2023
Date: 15 November, 2023
Offence Group: financial offences
Offence Type: anti-money-laundering deficiencies
Violation Description: Ashfords agreed to pay $101,357 penalties and £1,350 costs in settlement of an investigation finding the company failed to investigate three transactions that should have been scrutinised under anti-money laundering regulations.
Settlement Type: Agreement with SRA
Agency: Solicitors Regulation Authority
Source of Data(click here)