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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£3,682,418,877
Number of Penalty Cases: 3,240
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYear sort icon . AgencyPenalty Amount
Citigroup Global Markets Limited, Citibank N.A. London branch and Citibank Europe Plc UK branchCitigroupfinancial servicesinternal controls deficiency2019UK-PRA£43,890,000
R. Raphael & Sons plc risk management failure2019UK-PRA£1,112,152
Tesco Stores LimitedTesco PLCretailingaccounting fraud or deficiencies2019UK-SFO£132,000,000
Sanne Fiduciary Services Limited banking violation2019UK-JFSC£381,010
Gem Craft Lapidary Ltd anti-money-laundering deficiencies2019UK-HMRC£1,289
Ram Jewellers Ltd anti-money-laundering deficiencies2019UK-HMRC£1,834
Accstax Consultants Ltd anti-money-laundering deficiencies2019UK-HMRC£519
Jewellery Hub of London Ltd anti-money-laundering deficiencies2019UK-HMRC£500
Bakaal Worldwide Ltd anti-money-laundering deficiencies2019UK-HMRC£500
Britaniashaw Ltd anti-money-laundering deficiencies2019UK-HMRC£500
Touma Foreign Exchange Ltd anti-money-laundering deficiencies2019UK-HMRC£678,849
Emoov Ltd anti-money-laundering deficiencies2019UK-HMRC£3,721
Next4UK Consulting Ltd anti-money-laundering deficiencies2019UK-HMRC£500
Certes Capital Limited (formerly Marlborough Pension Trustees Limited) investor protection violation2019UK-GFSC£0
Louvre Trust (Guernsey Limited) anti-money-laundering deficiencies2019UK-GFSC£70,000
Vida Financial Services Limited investor protection violation2019UK-GFSC£30,000
Fedelta Trust Limited anti-money-laundering deficiencies2019UK-IOM£51,551
Charles Schwab UK Ltd.Charles Schwab servicesinvestor protection violation2020UK-FCA£8,963,200
LJ Financial Planning Ltd. investor protection violation2020UK-FCA£107,200
TFS-ICAP Ltd. investor protection violation2020UK-FCA£3,444,100
Goldman Sachs InternationalGoldman Sachsfinancial servicesinvestor protection violation2020UK-FCA£48,308,400
Asia Research and Capital Management Ltd. investor protection violation2020UK-FCA£873,118
Commerzbank AGCommerzbankfinancial servicesanti-money-laundering deficiencies2020UK-FCA£37,805,400
Lloyds Bank plc and Bank of Scotland plc and The Mortgage Business plcLloyds Banking Groupfinancial servicesmortgage abuses2020UK-FCA£64,046,800
KPMGKPMGbusiness servicesaccounting fraud or deficiencies2020UK-FRC£455,000
KPMGKPMGbusiness servicesaccounting fraud or deficiencies2020UK-FRC£0
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2020UK-FRC£1,950,000
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2020UK-FRC£160,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-FRC£20,635,014
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-FRC£362,500
AIB Group (UK) plcAllied Irish Banksfinancial servicesbanking violation2020UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupfinancial servicesbanking violation2020UK-CMA£0 Inc.Amazon.comretailinginvestor protection violation2020UK-CMA£55,000
Shelby Finance Limited payday lending violation2020UK-CMA£527,863
Royal Bank of Scotland GroupNatWest Group PLCfinancial servicesbanking violation2020UK-CMA£2,200,000
Metro Bank plcMetro Bank PLCfinancial servicesbanking violation2020UK-CMA£11,400,000
Nationwide Building SocietyNationwide Building Societyfinancial servicesbanking violation2020UK-CMA£900,000
Amber Motor Company Ltd. Previously known as EJH2 Ltd tax violations2020UK-HMRC£2,396,285
Elite Luxury Watches Ltd tax violations2020UK-HMRC£869,064
Michaels Drinks Plus Ltd tax violations2020UK-HMRC£706,447
Hartel Ltd tax violations2020UK-HMRC£652,197
UCS Trading Limited tax violations2020UK-HMRC£592,247
Enviro Solutions (Yorkshire) Limited tax violations2020UK-HMRC£310,953
Harpers (Brandesburton) Ltd tax violations2020UK-HMRC£260,404
Highway to Heaven Ltd tax violations2020UK-HMRC£205,343
88 75 Ltd dba The Victualler Bar and Restaurant tax violations2020UK-HMRC£197,503
Harpers (Wetwang) Ltd tax violations2020UK-HMRC£172,902
Harpers (Market Weighton) Ltd tax violations2020UK-HMRC£133,457
Nahid Residential Limited tax violations2020UK-HMRC£118,956
Zedeye Limited dba Le Moon Restaurant tax violations2020UK-HMRC£101,674
Paintwise tax violations2020UK-HMRC£98,296
Goring Masooms Limited dba Masoom Tandoori tax violations2020UK-HMRC£95,677
Everwhite tax violations2020UK-HMRC£79,384
Sibo Pakuotes UAB tax violations2020UK-HMRC£78,707
New Gables Restaurant Limited tax violations2020UK-HMRC£75,889
Happy House (Ely) Limited tax violations2020UK-HMRC£67,676
Latimer Restaurant Ltd dba Kushboo Restaurant tax violations2020UK-HMRC£63,581
Loganberry tax violations2020UK-HMRC£58,969
Tre Colori Ltd dba Case Italia tax violations2020UK-HMRC£57,674
Harpers (A64) Limited tax violations2020UK-HMRC£57,560
Oriental Kitchen (Purley) Limited tax violations2020UK-HMRC£53,504
The Fox and Hounds (Leicestershire) Ltd tax violations2020UK-HMRC£49,310
C.J. Pizza Limited dba Lonestar Pizza tax violations2020UK-HMRC£49,169
Nails & Beauty Limited tax violations2020UK-HMRC£48,480
Stadium Investments tax violations2020UK-HMRC£48,169
Cut 'N' Cover Limited tax violations2020UK-HMRC£47,458
Lismore Recruitment Consultants Limited tax violations2020UK-HMRC£46,827
Passage to India (Barnham) Ltd tax violations2020UK-HMRC£46,415
Guangzhou Tongqiao Trade Company tax violations2020UK-HMRC£45,855
Hard Hat Logistics Limited tax violations2020UK-HMRC£45,460
Payroll Solutions WM Ltd tax violations2020UK-HMRC£43,223
Harikrishan's Kitchen tax violations2020UK-HMRC£42,856
Say Scaffolding Midlands Ltd tax violations2020UK-HMRC£40,956
Sunshine Valet Ltd tax violations2020UK-HMRC£38,726
Valentine Restaurant Ltd tax violations2020UK-HMRC£38,683
Diamond Pharma Limited tax violations2020UK-HMRC£36,145
Midland Steel Services Ltd tax violations2020UK-HMRC£34,635
Springroll Chen Limited dba Spring Roll Takeaway tax violations2020UK-HMRC£33,288
Taylor Made Renewable Energy Technologies Limited tax violations2020UK-HMRC£32,561
Main Road Bar Ltd dba Bukharah World Buffet tax violations2020UK-HMRC£31,906
Rowland Co tax violations2020UK-HMRC£29,939
RG Trading Surrey Limited dba Tandoori Nights tax violations2020UK-HMRC£29,738
New Collection Leicester Ltd tax violations2020UK-HMRC£28,378
Project Force Limited tax violations2020UK-HMRC£28,370
Spice of Life (EKCW) Ltd tax violations2020UK-HMRC£27,637
Kebabalicious Kebab Limited tax violations2020UK-HMRC£27,359
London Lease Ltd tax violations2020UK-HMRC£27,336
Yokees Foods tax violations2020UK-HMRC£27,148
Australian Wines tax violations2020UK-HMRC£24,906
Madhavan Design Limited tax violations2020UK-HMRC£24,805
Mike Phillips Transport Limited tax violations2020UK-HMRC£24,690
Lord Line Campus Limited tax violations2020UK-HMRC£24,362
Horse and Groom Hotel Ltd tax violations2020UK-HMRC£23,766
Mai Sushi Limited tax violations2020UK-HMRC£22,118
Energy Profitable House Ltd tax violations2020UK-HMRC£19,810
Smiley's Plaice tax violations2020UK-HMRC£18,749
CNWC Kennels tax violations2020UK-HMRC£17,334
Thetford Food Centre Ltd tax violations2020UK-HMRC£16,986
Young Alarms Gas and Electric Services Ltd tax violations2020UK-HMRC£16,768
Papu Miya Ltd tax violations2020UK-HMRC£16,304
Andrews Accountancy Services Ltd tax violations2020UK-HMRC£15,931