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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,167,390,200
Number of Penalty Cases: 3,832
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYear sort iconAgencyPenalty Amount
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£2,350
Hart Shaw accounting fraud or deficiencies2018UK-ICAEW£11,018
Gerald Edelman accounting fraud or deficiencies2018UK-ICAEW£8,250
Nyman Libson Paul accounting fraud or deficiencies2018UK-ICAEW£4,393
Bracken Rothwell Limited accounting fraud or deficiencies2018UK-ICAEW£4,350
Radford & Sergeant Limited accounting fraud or deficiencies2018UK-ICAEW£4,000
Quay Business Advice Limited accounting fraud or deficiencies2018UK-ICAEW£915
Bristow Still accounting fraud or deficiencies2018UK-ICAEW£6,350
Butterworth Barlow Limited accounting fraud or deficiencies2018UK-ICAEW£6,896
Moore Kingston Smith LLP accounting fraud or deficiencies2018UK-ICAEW£4,218
Prestons & Jacksons Partnership LLP accounting fraud or deficiencies2018UK-ICAEW£2,500
Ross & Company accounting fraud or deficiencies2018UK-ICAS£3,450
Countrywide Estate Agents anti-money-laundering deficiencies2018UK-HMRC£215,000
Tepilo Limited anti-money-laundering deficiencies2018UK-HMRC£52,691
UK Settled Limited anti-money-laundering deficiencies2018UK-HMRC£3,245
Rishworth Baxter Limited anti-money-laundering deficiencies2018UK-HMRC£3,245
Phantom Motor Company Limited anti-money-laundering deficiencies2018UK-HMRC£500
Delta Tax Agents Ltd anti-money-laundering deficiencies2018UK-HMRC£5,992
Sheridans Ltd anti-money-laundering deficiencies2018UK-HMRC£3,553
Vail Williams LLP anti-money-laundering deficiencies2018UK-HMRC£3,462
EZI Tax Ltd anti-money-laundering deficiencies2018UK-HMRC£500
Richmond Fiduciary Group Limited anti-money-laundering deficiencies2018UK-GFSC£45,500
Apex Fund Services (IOM) Limited anti-money-laundering deficiencies2018UK-IOM£91,682
Serco Geografix LtdSerco Groupmiscellaneous servicesfraud2019UK-SFO£91,400,000
Henderson Investment Funds Ltd.Janus Hendersonfinancial servicesinvestor protection violation2019UK-FCA£1,867,900
Tullett Prebon (Europe) LimitedTP ICAP PLCfinancial servicesinvestor protection violation2019UK-FCA£15,400,000
The Prudential Assurance Company LimitedM&G PLCfinancial servicesinvestor protection violation2019UK-FCA£23,875,000
Standard Life Assurance LimitedPhoenix Group Holdings PLCfinancial servicesinvestor protection violation2019UK-FCA£30,792,500
Cathay International Holdings Limited investor protection violation2019UK-FCA£411,000
Bank of ScotlandLloyds Banking Groupfinancial servicesbanking violation2019UK-FCA£45,500,000
R. Raphael & Sons plc banking violation2019UK-FCA£775,100
Linear Investments Limited investor protection violation2019UK-FCA£409,300
Standard Chartered BankStandard Charteredfinancial servicesanti-money-laundering deficiencies2019UK-FCA£102,163,200
Goldman Sachs InternationalGoldman Sachsfinancial servicesinvestor protection violation2019UK-FCA£34,344,700
UBS AGUBSfinancial servicesinvestor protection violation2019UK-FCA£27,599,400
Hargreave Hale Ltd insider trading2019UK-FCA£306,300
River and Mercantile Asset Management LLP insider trading2019UK-FCA£108,600
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2019UK-FRC£422,500
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2019UK-FRC£3,500,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2019UK-FRC£4,525,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2019UK-FRC£4,500,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2019UK-FRC£6,000,000
Baker Tilly UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-FRC£750,000
Santander UK plcBanco Santanderfinancial servicesbanking violation2019UK-CMA£19,000,000
HSBC Bank plcHSBCfinancial servicesbanking violation2019UK-CMA£8,000,000
PayPal Holdings, Inc. and PayPal (Europe) Sarl et Cie SCA and PayPal SEPayPal Holdingsfinancial servicesinvestor protection violation2019UK-CMA£250,000
Nationwide Building SocietyNationwide Building Societyfinancial servicesbanking violation2019UK-CMA£6,000,000
Barclays Bank UK plc and Barclays Bank plcBarclaysfinancial servicesbanking violation2019UK-CMA£1,910
Shenzhen Qiao Zhuo E-Commerce Ltd tax violations2019UK-HMRC£1,411,508
Data Market Group Ltd tax violations2019UK-HMRC£531,004
eDistribute Ltd tax violations2019UK-HMRC£470,757
Albert Spratt Construction tax violations2019UK-HMRC£455,854
Sosia Constructions UK Ltd tax violations2019UK-HMRC£454,201
William Firth & Son Limited tax violations2019UK-HMRC£423,339
Alppa Pan tax violations2019UK-HMRC£291,155
Golden 77 Limited tax violations2019UK-HMRC£281,451
Allyan Ltd dba Canton Cuisine tax violations2019UK-HMRC£249,339
AWM Accountant and Tax Advisors tax violations2019UK-HMRC£244,445
Deluxe Printers Ltd tax violations2019UK-HMRC£243,278
Haweli Twyford Ltd tax violations2019UK-HMRC£240,095
MDistribution Limited dba Milano Pizza tax violations2019UK-HMRC£179,261
Elite-Energy Recruitment Ltd tax violations2019UK-HMRC£168,521
Einvoicing Limited fka UK Express Delivery Limited tax violations2019UK-HMRC£127,379
Bilston High Street Fish Bar Ltd tax violations2019UK-HMRC£113,020
Beycafe Ltd dba Frenchgate Cafe tax violations2019UK-HMRC£112,984
Rocco Fashion Limited tax violations2019UK-HMRC£109,231
Carr's BK Ltd tax violations2019UK-HMRC£105,395
Liu Tang Ltd dba Sukho Fine Thai Cuisine tax violations2019UK-HMRC£98,302
Newhold Limited tax violations2019UK-HMRC£86,988
FM Software Ltd tax violations2019UK-HMRC£86,139
Olympus Eyewear Europe Ltd tax violations2019UK-HMRC£85,766
Porton Biopharma Limited tax violations2019UK-HMRC£80,361
Tandoor Mahal (Maidstone) Ltd tax violations2019UK-HMRC£72,757
Carlane Construction Ltd tax violations2019UK-HMRC£69,389
A Hamilton Construction Ltd tax violations2019UK-HMRC£68,998
Camac Engineering Ltd tax violations2019UK-HMRC£64,660
Orbit Hosting Ltd tax violations2019UK-HMRC£64,032
M P Pizza Ltd tax violations2019UK-HMRC£61,786
J J Timisoreana Ltd tax violations2019UK-HMRC£61,411
Tiger Vision Europe Ltd tax violations2019UK-HMRC£57,579
A1 Transport tax violations2019UK-HMRC£49,791
Liu Jian Ltd dba Suk Suran Fine Cuisine tax violations2019UK-HMRC£49,148
LJT Limited dba Suk Fine Cuisine tax violations2019UK-HMRC£49,148
Nako tax violations2019UK-HMRC£46,315
Low Grange Quarry Ltd tax violations2019UK-HMRC£42,401
Champy's Restaurant Ltd tax violations2019UK-HMRC£42,237
Canim Fruit and Veg (Sheffield) Limited tax violations2019UK-HMRC£38,925
Cannards Well Limited tax violations2019UK-HMRC£37,844
Changeable Eyewear Ltd tax violations2019UK-HMRC£37,039
Bellissima Fine Wines Ltd tax violations2019UK-HMRC£34,752
Imhotep Diagnostics & Therapeutics Ltd. fka Imhotep Diagnostics Ltd tax violations2019UK-HMRC£34,459
Huzeifa Hardware & DIY tax violations2019UK-HMRC£33,451
Quick Practical Services Ltd tax violations2019UK-HMRC£31,683
Indiaah Ltd tax violations2019UK-HMRC£30,030
Saleem Bagh Limited tax violations2019UK-HMRC£26,940
Master Chef tax violations2019UK-HMRC£25,909
Da Remo Restaurants Limited tax violations2019UK-HMRC£24,280
Sein Gellen Ltd tax violations2019UK-HMRC£23,348
Spice Touch Ltd dba Brecks tax violations2019UK-HMRC£22,572
Golden Horse tax violations2019UK-HMRC£21,510
St Cyprian's Student Halls Limited tax violations2019UK-HMRC£20,636