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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,178,153,261
Number of Penalty Cases: 3,837
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParent sort iconParent Major IndustryOffence TypeYearAgencyPenalty Amount
RSA Associates accounting fraud or deficiencies2023UK-ICAEW£20,925
RPG Crouch Chapman LLP accounting fraud or deficiencies2020UK-ICAEW£42,343
RPG Crouch Chapman LLP accounting fraud or deficiencies2021UK-ICAEW£1,019
RPG Crouch Chapman LLP accounting fraud or deficiencies2023UK-ICAEW£1,439
RP Estates London Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,460
Roz Sumari Ltd dba Brentford Tandoori tax violations2023UK-HMRC£18,045
Royl Shopfronts & Shutters Ltd tax violations2018UK-HMRC£66,183
Royal Fox Limited EAB anti-money-laundering deficiencies2023UK-HMRC£2,750
Royal Bank of Scotland Plc, National Westminster Bank Plc and Ulster Bank Ltd.NatWest Group PLCfinancial servicesinternal controls deficiency2014UK-PRA£14,000,000
Royal Bank of Scotland Plc and National Westminster Bank Plc and Ulster Bank PlcNatWest Group PLCfinancial servicesbanking violation2014UK-FCA£42,000,000
Royal Bank of Scotland GroupNatWest Group PLCfinancial servicesbanking violation2020UK-CMA£2,200,000
Rowland Co tax violations2020UK-HMRC£29,939
Rowan Dartington & Co LimitedSt. James's Place PLCfinancial servicesinvestor protection violation2010UK-FSA£511,000
Rotherham Taylor Limited accounting fraud or deficiencies2020UK-ICAEW£1,400
Rotherham Holistic & Beauty and Swiftfit Satelites tax violations2017UK-HMRC£40,551
Rostance Edwards (Staffs) Limited accounting fraud or deficiencies2019UK-ICAEW£1,043
Rosso Woodford Ltd tax violations2017UK-HMRC£53,657
Ross & Company accounting fraud or deficiencies2018UK-ICAS£3,450
Rosewood Real Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Rosebond Ltd tax violations2017UK-HMRC£13,744
Rose Williams Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£2,750
Rose Orchard Chinese Restaurant tax violations2017UK-HMRC£48,258
Rose & Crown (The) tax violations2017UK-HMRC£49,838
Roscoe Financials Limited ASP anti-money-laundering deficiencies2023UK-HMRC£1,250
Roosters Chinese Takeaway tax violations2019UK-HMRC£44,041
Romeo Pizza Ltd tax violations2022UK-HMRC£55,411
Roman Numerals IVXLC Limited ASP anti-money-laundering deficiencies2023UK-HMRC£3,300
Roman James Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£24,780
Roma Mini Market Ltd tax violations2019UK-HMRC£135,294
Rollmast Ltd tax violations2016UK-HMRC£19,557
Rocks Haulage Ltd tax violations2019UK-HMRC£24,729
Rockingham Independent Limited investor protection violation2011UK-FSA£35,000
Rocketek Inc dba Rocketek UK tax violations2019UK-HMRC£48,531
Rocket Pizza BR3 Ltd tax violations2023UK-HMRC£198,603
Rocket Joe's Pizza tax violations2019UK-HMRC£142,079
Rocket Estate Agents Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Rockers Guitars Limited HVD anti-money-laundering deficiencies2022UK-HMRC£13,000
Rock Projects Ltd tax violations2016UK-HMRC£96,900
Rocco Fashion Limited tax violations2019UK-HMRC£109,231
Rocca Bars Limited dba Rocca Bar tax violations2018UK-HMRC£21,871
Robsons Land And New Homes Limited EAB anti-money-laundering deficiencies2023UK-HMRC£2,600
Robinson Estate EAB anti-money-laundering deficiencies2023UK-HMRC£2,650
Robin Moss Accountants Limited anti-money-laundering deficiencies2021UK-HMRC£0
Robin Bradford (Life and Pension Consultants) Ltd investor protection violation2010UK-FSA£24,500
Robertson Milroy Limited accounting fraud or deficiencies2015UK-ICAEW£14,380
Roberts & Co accounting fraud or deficiencies2022UK-ICAEW£30,125
Robert Pinkus & Co LLP EAB anti-money-laundering deficiencies2022UK-HMRC£11,895
Robert Holmes & Company (Coombe) Ltd anti-money-laundering deficiencies2020UK-HMRC£6,591
Robert Evans accounting fraud or deficiencies2021UK-ICAEW£0
Road Runner Trans Ltd tax violations2023UK-HMRC£87,235
RMR Partnership LLP accounting fraud or deficiencies2022UK-ICAEW£350
Rizidence Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Riverside Tenpin Bowling Ltd tax violations2021UK-HMRC£127,396
River and Mercantile Asset Management LLP insider trading2019UK-FCA£108,600
Rivaprint Limited tax violations2022UK-HMRC£37,293
Ritchie Building Ltd tax violations2017UK-HMRC£39,724
Rishworth Baxter Limited anti-money-laundering deficiencies2018UK-HMRC£3,245
Rishton Mini Market Limited tax violations2018UK-HMRC£27,913
Risbury Building Developments Ltd tax violations2021UK-HMRC£123,266
Ripe LLP accounting fraud or deficiencies2018UK-ICAEW£5,488
Rio Tinto plcRio Tintomining and mineralsaccounting fraud or deficiencies2017UK-FCA£27,385,400
Ringmoor Group Limited tax violations2022UK-HMRC£20,236
RIM Scaffolding (Leeds) Ltd tax violations2022UK-HMRC£37,375
Riley & Co Limited accounting fraud or deficiencies2019UK-ICAEW£12,048
Rijaem Cleaner Ltd tax violations2023UK-HMRC£45,863
Rigcharm Limited tax violations2022UK-HMRC£202,760
Rift Limited ASP anti-money-laundering deficiencies2023UK-HMRC£2,500
Ridgeworks DS Ltd t/a Ridgeworks tax violations2023UK-HMRC£130,461
Ridgefield Consulting Ltd accounting fraud or deficiencies2019UK-ICAEW£1,000
Ridgefield Consulting Ltd accounting fraud or deficiencies2021UK-ICAEW£0
Ridge Valley Roofing tax violations2015UK-HMRC£11,530
Ridehalgh Limited accounting fraud or deficiencies2018UK-ICAEW£3,300
Riddell McKibben Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,500
Richmond Fiduciary Group Limited anti-money-laundering deficiencies2018UK-GFSC£45,500
Richardson Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,164
Richardson Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,164
Richard Marchant Limited HVD anti-money-laundering deficiencies2022UK-HMRC£2,750
Richard Cree Limited (Trading as ‘Landscaping Scotland’) tax violations2023UK-HMRC£29,788
Rich and Famous Limited franchise of Papa Johns tax violations2016UK-HMRC£357,464
Rhythm and Booze tax violations2019UK-HMRC£43,105
Rhodes Clarke & Co Limited ASP anti-money-laundering deficiencies2023UK-HMRC£3,300
Rhema Solutions Ltd tax violations2016UK-HMRC£16,414
RG Trading Surrey Limited dba Tandoori Nights tax violations2020UK-HMRC£29,738
RG Contractor Ltd tax violations2017UK-HMRC£42,114
RFM (Rent From Me) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£2,597
Rev-Solutions tax violations2018UK-HMRC£108,252
Retail Court Ltd tax violations2020UK-HMRC£82,974
Restaurant 25 Limited tax violations2019UK-HMRC£46,212
Residential Property Partner S Limited EAB anti-money-laundering deficiencies2023UK-HMRC£11,200
RES Global Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,800
Rent Assured Property Services Limited EAB anti-money-laundering deficiencies2022UK-HMRC£13,729
Renovating 4 U Ltd tax violations2022UK-HMRC£24,399
Relocate To Cornwall Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,450
Relief Secure Services Ltd tax violations2022UK-HMRC£129,870
Relatus Limited ASP anti-money-laundering deficiencies2022UK-HMRC£14,000
Reilly & Co Solicitors anti-money-laundering deficiencies2023UK-SRA£2,600
Rehoboth Property International Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,000
Regency Payroll Limited ASP anti-money-laundering deficiencies2022UK-HMRC£13,700
Regal Garage Services Ltd dba Ingleside Garage tax violations2018UK-HMRC£44,272
Refac Ltd. tax violations2015UK-HMRC£12,986
Redstones Property Limited EAB anti-money-laundering deficiencies2023UK-HMRC£2,750