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Violation Tracker UK Individual Case

Company: Robin Bradford (Life and Pension Consultants) Ltd
Penalty: £24,500
Year: 2010
Date: 29 March, 2010
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Robin Bradford Ltd. paid a £24,500 fine in settlement of a finding by the FSA that the company failed to adequately ensure the suitability of its investment advice to customers' needs.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
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