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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,504,505,112
Number of Penalty Cases: 2,713
Note: Includes records/cases without monetary penalties.

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Top 10 Parent CompaniesTotal PenaltyNumber of Cases
NatWest Group PLC£363,717,5199
Credit Suisse£302,307,3764
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Standard Chartered£169,185,0103
Deutsche Bank£168,635,0243
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyParentParent Major IndustryOffence Type sort icon . YearAgencyPenalty Amount
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,222,180
Bazalgette Tunnel Limited accounting fraud or deficiencies2023UK-OFWAT£0
Commerzbank AGCommerzbankfinancial servicesanti-money-laundering deficiencies2020UK-FCA£37,805,400
Standard Chartered BankStandard Charteredfinancial servicesanti-money-laundering deficiencies2019UK-FCA£102,163,200
Canara Bank anti-money-laundering deficiencies2018UK-FCA£896,100
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2017UK-FCA£163,076,224
Sonali Bank (UK) Limited anti-money-laundering deficiencies2016UK-FCA£3,250,600
Barclays Bank plcBarclaysfinancial servicesanti-money-laundering deficiencies2015UK-FCA£72,069,400
Bank of Beirut (UK) Ltd anti-money-laundering deficiencies2015UK-FCA£2,100,000
Standard Bank PLCStandard Bank Group Limitedfinancial servicesanti-money-laundering deficiencies2014UK-FCA£7,640,400
Guaranty Trust Bank (UK) LimitedGuaranty Trust Bank PLCfinancial servicesanti-money-laundering deficiencies2013UK-FCA£525,000
EFG Private Bank Ltd anti-money-laundering deficiencies2013UK-FSA£4,200,000
Turkish Bank (UK) Ltd anti-money-laundering deficiencies2012UK-FSA£294,000
Habib Bank AG Zurich anti-money-laundering deficiencies2012UK-FSA£525,000
Coutts & CompanyNatWest Group PLCfinancial servicesanti-money-laundering deficiencies2012UK-FSA£8,750,000
The Royal Bank of Scotland plc et al.NatWest Group PLCfinancial servicesanti-money-laundering deficiencies2010UK-FSA£5,600,000
Alpari (UK) Limited anti-money-laundering deficiencies2010UK-FSA£140,000
J Ahmed & Co Limited anti-money-laundering deficiencies2021UK-ICAEW£2,100
Born Associates Limited anti-money-laundering deficiencies2021UK-ICAEW£5,000
A.H.Cross & Co anti-money-laundering deficiencies2021UK-ICAEW£8,703
Goodale Mardle Limited anti-money-laundering deficiencies2020UK-ICAEW£700
Wills Bingley Limited anti-money-laundering deficiencies2020UK-ICAEW£1,050
MMO Limited anti-money-laundering deficiencies2020UK-ICAEW£7,040
Davenport Hodgkiss anti-money-laundering deficiencies2020UK-ICAEW£700
Abacus 114 Limited anti-money-laundering deficiencies2020UK-ICAEW£2,082
Salway and Wright (Spalding) Limited anti-money-laundering deficiencies2020UK-ICAEW£1,050
Salway & Wright Ltd anti-money-laundering deficiencies2020UK-ICAEW£1,050
Allan George Consultants anti-money-laundering deficiencies2020UK-ICAEW£700
Chandley Robinson Ltd anti-money-laundering deficiencies2020UK-ICAEW£4,200
Styles & Co JFC Limited anti-money-laundering deficiencies2020UK-ICAEW£700
D.C. Evans anti-money-laundering deficiencies2020UK-ICAEW£1,050
K M Business Solutions Limited anti-money-laundering deficiencies2020UK-ICAEW£1,000
Connelly & Co Limited anti-money-laundering deficiencies2020UK-ICAEW£700
Wheeler & Company Limited anti-money-laundering deficiencies2020UK-ICAEW£630
Malcolm Horton & Co Limited anti-money-laundering deficiencies2020UK-ICAEW£5,267
Evans & Partners Limited anti-money-laundering deficiencies2019UK-ICAEW£11,503
K M Business Solutions Limited anti-money-laundering deficiencies2018UK-ICAEW£13,430
Michael J Dodden & Co anti-money-laundering deficiencies2018UK-ICAEW£7,443
Mehta & Tengra anti-money-laundering deficiencies2015UK-ICAEW£7,505
Jackson Grundy Limited anti-money-laundering deficiencies2014UK-OFT£169,652
Hastings International UK Limited anti-money-laundering deficiencies2014UK-OFT£47,966
Jeffrey Ross Ltd. anti-money-laundering deficiencies2014UK-OFT£29,000
MCO Capital Limited anti-money-laundering deficiencies2013UK-OFT£544,505
IPS Estate Agents Limited anti-money-laundering deficiencies2013UK-OFT£11,844
Sunrise Brokers LLPBGC Partnersfinancial servicesanti-money-laundering deficiencies2021UK-FCA£642,400
HSBC Bank plcHSBCfinancial servicesanti-money-laundering deficiencies2021UK-FCA£63,946,800
National Westminster Bank plcNatWest Group PLCfinancial servicesanti-money-laundering deficiencies2021UK-FCA£264,772,619
The TJM Partnership Limited anti-money-laundering deficiencies2022UK-FCA£2,038,700
Ghana International Bank Plc anti-money-laundering deficiencies2022UK-FCA£5,829,900
JLT Specialty LimitedMarsh & McLennanfinancial servicesanti-money-laundering deficiencies2022UK-FCA£7,881,700
TJM Partnership anti-money-laundering deficiencies2022UK-FCA£2,038,700
Lloyds Bank Corporate Markets PlcLloyds Banking Groupfinancial servicesanti-money-laundering deficiencies2022UK-JFSC£498,000
CCS Nationwide Limited TCSP anti-money-laundering deficiencies2022UK-HMRC£3,657
Accounting Services Kellas Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,298
Wahed Exchange Limited MSB anti-money-laundering deficiencies2022UK-HMRC£420,212
Sherzi Exchange Limited MSB anti-money-laundering deficiencies2022UK-HMRC£270,530
Amin Exchange Limited MSB anti-money-laundering deficiencies2022UK-HMRC£360,737
Parwaz Money Exchange Limited MSB anti-money-laundering deficiencies2022UK-HMRC£330,594
Habibi Exchange Limited MSB anti-money-laundering deficiencies2022UK-HMRC£29,721
Shift Financial Services Limited MSB anti-money-laundering deficiencies2022UK-HMRC£15,350
St John's Innovation Centre Ltd TCSP anti-money-laundering deficiencies2021UK-HMRC£15,000
Glo Remit Ltd MSB anti-money-laundering deficiencies2021UK-HMRC£87,500
Varcity Living Limited EAB anti-money-laundering deficiencies2022UK-HMRC£1,550
Prime Business Services (London) Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,000
The Vehicle Finance Gurus Ltd ASP anti-money-laundering deficiencies2022UK-HMRC£6,000
Abbie Drew Property Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,500
Kennedy and Foster Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,800
GSL Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£13,400
Hyde Business Consulting Limited ASP anti-money-laundering deficiencies2022UK-HMRC£1,250
ARB Property's Limited EAB anti-money-laundering deficiencies2022UK-HMRC£1,850
Edison Green Estate Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,400
Silverkey Property Management LLP EAB anti-money-laundering deficiencies2022UK-HMRC£2,100
Mark Burrows Property Consultancy Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,350
Dauti Accounting Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,500
Altus Oil & Gas Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£1,450
Somerston & Co Limited ASP anti-money-laundering deficiencies2022UK-HMRC£2,500
Ayr Estate & Letting Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,516
Vertice Montis Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,153
Horton Estate Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£53,400
York Laurent Ltd EAB anti-money-laundering deficiencies2022UK-HMRC£1,350
NSAH (Alliance Homes) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,000
Edward Milton Developments Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,700
Grosvenor Hill Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£1,500
PFK Partners Limited EAB anti-money-laundering deficiencies2022UK-HMRC£1,500
Litchfield Holdings Limited EAB anti-money-laundering deficiencies2022UK-HMRC£11,200
RES Global Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,800
The Gray House Lettings & Property Management Limited EAB anti-money-laundering deficiencies2022UK-HMRC£1,250
Lamberts Estate Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£2,500
IMW Estate Agents EAB anti-money-laundering deficiencies2022UK-HMRC£13,400
Roman James Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£24,780
Morgan H Lewis Limited EAB anti-money-laundering deficiencies2022UK-HMRC£1,450
Taylor Made Residential Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,692
APC Accountancy (STAFFS) Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,558
Janice Chissick Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£11,696
Laming Hope Residential Limited EAB anti-money-laundering deficiencies2022UK-HMRC£12,014
Accountable South Wales Limited ASP anti-money-laundering deficiencies2022UK-HMRC£2,481
Urban Art Online Limited AMP anti-money-laundering deficiencies2022UK-HMRC£7,500
Andrews & Gregg Belfast Limited EAB anti-money-laundering deficiencies2022UK-HMRC£12,000
Annandvilla Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,773
Badgemoor Limited EAB anti-money-laundering deficiencies2022UK-HMRC£12,784
Borders & West (Inc. Howe & Co) Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,888