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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £4,167,390,200
Number of Penalty Cases: 3,832
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence Type sort iconYearAgencyPenalty Amount
ASE Audit LLP accounting fraud or deficiencies2022UK-ICAEW£4,480
Fox Associate LLP accounting fraud or deficiencies2022UK-ICAEW£29,037
Lewis Brownlee (Chichester) Limited accounting fraud or deficiencies2022UK-ICAEW£9,538
ASE Group Ltd. accounting fraud or deficiencies2022UK-ICAEW£2,800
KPMG Channel Islands LimitedKPMGbusiness servicesaccounting fraud or deficiencies2022UK-ICAEW£46,505
Hammonds Consultants Ltd accounting fraud or deficiencies2022UK-ICAEW£2,100
Forshaws Accountants Limited accounting fraud or deficiencies2022UK-ICAEW£2,800
SRLV Audit Limited accounting fraud or deficiencies2022UK-ICAEW£20,260
Roberts & Co accounting fraud or deficiencies2022UK-ICAEW£30,125
Sampson West accounting fraud or deficiencies2022UK-ICAEW£700
Currie Accountancy Limited accounting fraud or deficiencies2022UK-ICAEW£1,680
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2022UK-ICAS£136,654
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2023UK-FRC£5,625,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,066,163
Lewis Ballard BBB Limited accounting fraud or deficiencies2023UK-ICAEW£2,100
Fitzgerald Mithia Springer Limited accounting fraud or deficiencies2023UK-ICAEW£4,200
Chelepis Watson Limited accounting fraud or deficiencies2023UK-ICAEW£2,600
Sobell Rhodes LLP accounting fraud or deficiencies2023UK-ICAEW£3,500
Haines Watts Farnborough LLP accounting fraud or deficiencies2023UK-ICAEW£67,500
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2023UK-ICAEW£201,615
Clarke Nicklin LLP accounting fraud or deficiencies2023UK-ICAEW£28,000
Cheney & Co. accounting fraud or deficiencies2023UK-ICAEW£10,000
Thompson Taraz Rand Audit and Assurance Limited accounting fraud or deficiencies2023UK-ICAEW£3,990
Macalvins Limited accounting fraud or deficiencies2023UK-ICAEW£52,602
BWM Accountants Limited accounting fraud or deficiencies2023UK-ICAEW£3,500
Ward Goodman Accountancy Services Limited accounting fraud or deficiencies2023UK-ICAEW£1,550
Day Accountants Ltd accounting fraud or deficiencies2023UK-ICAEW£1,750
Day Accountants (Herts) Limited accounting fraud or deficiencies2023UK-ICAEW£1,750
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-ICAEW£123,807
KPMG Audit plcKPMGbusiness servicesaccounting fraud or deficiencies2023UK-ICAEW£106,307
Hayward Wright Ltd accounting fraud or deficiencies2023UK-ICAEW£12,135
MacIntyre Hudson LLP accounting fraud or deficiencies2023UK-ICAEW£20,562
PKF Littlejohn LLP accounting fraud or deficiencies2023UK-ICAEW£12,518
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,222,180
Bazalgette Tunnel Limited accounting fraud or deficiencies2023UK-OFWAT£0
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2023UK-FRC£2,256,625
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,197,800
Blu Sky Tax Ltd accounting fraud or deficiencies2023UK-ICAEW£7,000
HW Fisher LLP accounting fraud or deficiencies2023UK-ICAEW£1,153
Dains LLP accounting fraud or deficiencies2023UK-ICAEW£13,500
Menzies LLP accounting fraud or deficiencies2023UK-ICAEW£6,000
Leonard Curtis Recovery Limited accounting fraud or deficiencies2023UK-ICAEW£21,472
Wise & Co accounting fraud or deficiencies2023UK-ICAEW£20,705
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2023UK-ICAEW£3,635
Moore Kingston Smith LLP accounting fraud or deficiencies2023UK-ICAEW£28,358
Haysmacintyre LLP accounting fraud or deficiencies2023UK-ICAEW£5,319
HLAS Partners Limited accounting fraud or deficiencies2023UK-ICAEW£316
Exsus UK Ltd accounting fraud or deficiencies2023UK-ICAEW£18,022
Numera Partners LLP accounting fraud or deficiencies2023UK-ICAEW£480
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2023UK-FRC£72,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£23,874,365
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£2,450,000
Paul Crowdy Partnership Limited accounting fraud or deficiencies2023UK-ICAEW£2,450
Optimum Probate and Estate Administration accounting fraud or deficiencies2023UK-ICAEW£525
AM Business and Accountancy Services Ltd accounting fraud or deficiencies2023UK-ICAEW£560
A & N (Haslemere) Limited accounting fraud or deficiencies2023UK-ICAEW£1,750
Blackman Terry LLP accounting fraud or deficiencies2023UK-ICAEW£201
Chris Duckett Limited accounting fraud or deficiencies2023UK-ICAEW£234
Sagars Accountants Ltd accounting fraud or deficiencies2023UK-ICAEW£7,500
Alliotts LLP accounting fraud or deficiencies2023UK-ICAEW£1,750
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2023UK-ICAEW£49,873
Fisher, Sassoon & Marks accounting fraud or deficiencies2023UK-ICAEW£11,537
RPG Crouch Chapman LLP accounting fraud or deficiencies2023UK-ICAEW£1,439
A P B S Limited accounting fraud or deficiencies2023UK-ICAEW£1,000
Peter Upton Limited accounting fraud or deficiencies2023UK-ICAEW£2,594
RSA Associates accounting fraud or deficiencies2023UK-ICAEW£20,925
Devonalds anti-money-laundering deficiencies2023UK-SRA£2,600
Bevan-Evans & Capehorn Solicitors LLP anti-money-laundering deficiencies2023UK-SRA£4,000
Reilly & Co Solicitors anti-money-laundering deficiencies2023UK-SRA£2,600
Morton Chater Solicitors anti-money-laundering deficiencies2023UK-SRA£2,600
Nedbank Private Wealth Limited anti-money-laundering deficiencies2023UK-IOM£535,185
Oakmount Law Solicitors anti-money-laundering deficiencies2023UK-SRA£3,720
Ashfords LLP anti-money-laundering deficiencies2023UK-SRA£102,707
GJ Templeman Solicitors Limited anti-money-laundering deficiencies2023UK-SRA£5,150
Nigel J Humes & Co anti-money-laundering deficiencies2023UK-SRA£2,345
Hattens Solicitors Limited anti-money-laundering deficiencies2023UK-SRA£13,300
DKLM LLP anti-money-laundering deficiencies2023UK-SRA£13,422
Fides Corporate Services Limited anti-money-laundering deficiencies2024UK-GFSC£140,000
The Art Ahead Limited AMP anti-money-laundering deficiencies2023UK-HMRC£1,162
Canale Residential Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,250
Coombe Gallery Dartmouth AMP anti-money-laundering deficiencies2023UK-HMRC£1,250
Horizon Business Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£1,250
Ingleby Homes Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,250
Inlair Easybuy Property Management Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,250
Nexis Solutions Limited ASP anti-money-laundering deficiencies2023UK-HMRC£1,250
Roscoe Financials Limited ASP anti-money-laundering deficiencies2023UK-HMRC£1,250
Scuderia Prestige Automobile Ltd HVD anti-money-laundering deficiencies2023UK-HMRC£1,250
Seeart Gallery Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£1,250
Smart Move Sales And Lettings Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,250
Trade Wind Property Management Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,250
Ambel Accountancy Services LTD ASP anti-money-laundering deficiencies2023UK-HMRC£1,350
Beatrice Carter Property Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,350
CBW Property Management Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,350
Finbridge Advisors Limited ASP anti-money-laundering deficiencies2023UK-HMRC£1,350
J & AR London Limited AMP anti-money-laundering deficiencies2023UK-HMRC£1,350
James Hope Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,350
Kanopi Accounting Services Limited ASP anti-money-laundering deficiencies2023UK-HMRC£1,350
SJS Property Group Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,350
Surrey And Hants Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,350
The Tax Advisory Group Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£1,350
Adalta Real Holdings Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,450