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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,844,523,618
Number of Penalty Cases: 3,353
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence Type sort iconYearAgencyPenalty Amount
Crowe U.K. LLP accounting fraud or deficiencies2018UK-ICAEW£18,317
Ripe LLP accounting fraud or deficiencies2018UK-ICAEW£5,488
Attwood & Co accounting fraud or deficiencies2018UK-ICAEW£5,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£40,000
Haywood & Co LLP accounting fraud or deficiencies2018UK-ICAEW£1,500
Creaseys Group Limited accounting fraud or deficiencies2018UK-ICAEW£10,000
Calicon and Associates accounting fraud or deficiencies2018UK-ICAEW£1,000
K.N. Shah & Co accounting fraud or deficiencies2018UK-ICAEW£1,143
King Hope Limited accounting fraud or deficiencies2018UK-ICAEW£26,143
SDC (2012) Limited accounting fraud or deficiencies2018UK-ICAEW£19,005
Sutton McGrath Hartley Ltd accounting fraud or deficiencies2018UK-ICAEW£30,405
Foster & Co Ltd accounting fraud or deficiencies2018UK-ICAEW£2,500
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£2,350
Hart Shaw accounting fraud or deficiencies2018UK-ICAEW£11,018
Gerald Edelman accounting fraud or deficiencies2018UK-ICAEW£8,250
Nyman Libson Paul accounting fraud or deficiencies2018UK-ICAEW£4,393
Bracken Rothwell Limited accounting fraud or deficiencies2018UK-ICAEW£4,350
Radford & Sergeant Limited accounting fraud or deficiencies2018UK-ICAEW£4,000
Quay Business Advice Limited accounting fraud or deficiencies2018UK-ICAEW£915
Bristow Still accounting fraud or deficiencies2018UK-ICAEW£6,350
Butterworth Barlow Limited accounting fraud or deficiencies2018UK-ICAEW£6,896
Moore Kingston Smith LLP accounting fraud or deficiencies2018UK-ICAEW£4,218
Prestons & Jacksons Partnership LLP accounting fraud or deficiencies2018UK-ICAEW£2,500
Gostling Ltd accounting fraud or deficiencies2017UK-ICAEW£15,371
Brian Paul Limited accounting fraud or deficiencies2017UK-ICAEW£12,792
Hayward Wright Ltd accounting fraud or deficiencies2017UK-ICAEW£8,000
Carter Nicholls Limited accounting fraud or deficiencies2017UK-ICAEW£3,443
MG Audit Services Ltd accounting fraud or deficiencies2017UK-ICAEW£5,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2017UK-ICAEW£8,000
Derrick Newman Limited accounting fraud or deficiencies2017UK-ICAEW£1,003
C H London Limited accounting fraud or deficiencies2017UK-ICAEW£3,000
YPO accounting fraud or deficiencies2017UK-ICAEW£1,500
Rawlinsons accounting fraud or deficiencies2017UK-ICAEW£7,242
Place Flight accounting fraud or deficiencies2017UK-ICAEW£2,000
Harrison Holt accounting fraud or deficiencies2017UK-ICAEW£1,000
Higginson & Co (UK) Ltd accounting fraud or deficiencies2017UK-ICAEW£2,500
Baxters accounting fraud or deficiencies2017UK-ICAEW£8,000
Hillier Hopkins LLP accounting fraud or deficiencies2017UK-ICAEW£200,000
Crowe U.K. LLP accounting fraud or deficiencies2017UK-ICAEW£24,492
Wilds Ltd accounting fraud or deficiencies2017UK-ICAEW£500
Edwards Accountants (Midlands) Limited accounting fraud or deficiencies2017UK-ICAEW£28,555
Latham Costa Limited accounting fraud or deficiencies2017UK-ICAEW£1,000
cba (Accountants) Limited accounting fraud or deficiencies2017UK-ICAEW£10,653
MHA MacIntyre Hudson accounting fraud or deficiencies2017UK-ICAEW£16,805
Andrew Wiggett accounting fraud or deficiencies2017UK-ICAEW£3,000
A.J. Charik & Co accounting fraud or deficiencies2017UK-ICAEW£500
Alliotts accounting fraud or deficiencies2017UK-ICAEW£39,280
Athena & Co (Scotland) Limited accounting fraud or deficiencies2017UK-ICAEW£4,643
Myers Clark Limited accounting fraud or deficiencies2017UK-ICAEW£5,980
Moore accounting fraud or deficiencies2017UK-ICAEW£5,000
Shipleys LLP accounting fraud or deficiencies2016UK-ICAEW£16,030
Jaffer & Co accounting fraud or deficiencies2016UK-ICAEW£11,780
Stewart & Partners accounting fraud or deficiencies2016UK-ICAEW£6,000
Spain Brothers & Co accounting fraud or deficiencies2016UK-ICAEW£2,000
P.J. Higgins & Co accounting fraud or deficiencies2016UK-ICAEW£1,250
Fitzgerald & Law LLP accounting fraud or deficiencies2016UK-ICAEW£1,500
Sutton McGrath Hartley Ltd accounting fraud or deficiencies2016UK-ICAEW£5,358
SPW (UK) LLP accounting fraud or deficiencies2016UK-ICAEW£4,658
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£27,905
Humphrey & Co accounting fraud or deficiencies2016UK-ICAEW£7,661
Hudson THP Limited accounting fraud or deficiencies2016UK-ICAEW£6,350
Stopfords (Chesterfield) LLP accounting fraud or deficiencies2016UK-ICAEW£3,805
Begbies accounting fraud or deficiencies2016UK-ICAEW£2,400
Gibson Booth accounting fraud or deficiencies2016UK-ICAEW£17,505
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£12,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£2,350
Chantrey Vellacott DFK LLP accounting fraud or deficiencies2016UK-ICAEW£41,805
FKCA Limited accounting fraud or deficiencies2016UK-ICAEW£3,067
MG Associates Ltd accounting fraud or deficiencies2016UK-ICAEW£14,350
Cranleys Partnership LLP accounting fraud or deficiencies2016UK-ICAEW£11,567
David Lindon & Co accounting fraud or deficiencies2016UK-ICAEW£1,500
Integra Corporate Finance Limited accounting fraud or deficiencies2016UK-ICAEW£32,250
S4B (UK) Ltd accounting fraud or deficiencies2016UK-ICAEW£1,000
J H Greenwood FCA accounting fraud or deficiencies2016UK-ICAEW£323
Carter Backer Winter LLP accounting fraud or deficiencies2016UK-ICAEW£4,368
Macalvins Limited accounting fraud or deficiencies2016UK-ICAEW£19,305
KPMG Audit plcKPMGbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£4,700
Wilkins Kennedy LLP accounting fraud or deficiencies2016UK-ICAEW£21,634
Haines Watts Exeter LLP accounting fraud or deficiencies2016UK-ICAEW£15,613
Clear Vision Accountancy Ltd accounting fraud or deficiencies2016UK-ICAEW£10,305
Four Oaks Taxation & Accounting Services Limited accounting fraud or deficiencies2016UK-ICAEW£20,799
Barlow Andrews LLP accounting fraud or deficiencies2015UK-ICAEW£15,880
KJA Kilner Johnson Limited accounting fraud or deficiencies2015UK-ICAEW£10,893
The Mudd Partnership accounting fraud or deficiencies2015UK-ICAEW£24,905
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2015UK-ICAEW£345,000
Henn & Westwood accounting fraud or deficiencies2015UK-ICAEW£7,268
Geo Little Sebire & Co accounting fraud or deficiencies2015UK-ICAEW£4,667
Robertson Milroy Limited accounting fraud or deficiencies2015UK-ICAEW£14,380
Hill Osborne Ltd accounting fraud or deficiencies2015UK-ICAEW£10,380
Business Focus & Systems Limited accounting fraud or deficiencies2014UK-ICAEW£10,442
Cox Costello & Horne Limited accounting fraud or deficiencies2014UK-ICAEW£20,380
Wells Professional Partnership LLP accounting fraud or deficiencies2014UK-ICAEW£16,705
Turner Accountancy Limited accounting fraud or deficiencies2020UK-ICAS£1,900
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2020UK-ICAS£104,300
Atkinson Donnelly LLP accounting fraud or deficiencies2019UK-ICAS£2,700
Ross & Company accounting fraud or deficiencies2018UK-ICAS£3,450
James Anderson & Co Limited accounting fraud or deficiencies2016UK-ICAS£1,000
Tesco Stores LimitedTesco PLCretailingaccounting fraud or deficiencies2019UK-SFO£132,000,000
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2021UK-FRC£2,205,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2021UK-FRC£2,340,000
Charterhouse (Accountants) Limited accounting fraud or deficiencies2021UK-ICAEW£1,000