| Speakman & Parmar Limited AMP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £12,500 |
| D.I.J Real Estate Ltd EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £1,350 |
| Melissa Ford - Property Expert Limited EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £2,700 |
| Eastend Rooms Ltd EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £7,500 |
| Louise Black Real Estate Limited EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £1,250 |
| Fidelity Accounting & Business Services Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £5,700 |
| Pilkington Real Estate Limited EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £1,550 |
| Purple Orange (Northumberland) Limited EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £3,400 |
| Sollazzos Properties Limited EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £1,350 |
| DB Bookkeeping and Stocktaking Services Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £3,955 |
| Dhesi Estates Limited EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £12,864 |
| Tilson and Spencer Limited EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £6,394 |
| Net Accounts Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £6,470 |
| Turnbull IOW Limited EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £13,800 |
| Zest Tax Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £5,600 |
| Parry Land & Property Limited EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £3,300 |
| Wilson Financial Modelling Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £6,950 |
| Red Rag Group Limited (AMP) AMP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £2,500 |
| PWS Financial Services Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £3,700 |
| Platinum Property Homes Limited EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £1,450 |
| Stacey Mann Estates Limited EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £26,400 |
| KG Business Services Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £3,300 |
| Gary Hoerty Associates Limited EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £6,428 |
| MDC High Peak Accountants Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £3,908 |
| K Robinson Accountancy Services Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £4,088 |
| Wellington Kindlein ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £1,350 |
| Abacus 164 Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £6,398 |
| Waite and Co T/A Angelwoods Limited EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £6,100 |
| Echo Tango Papa Limited EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £3,300 |
| David P Clark & Co Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £12,729 |
| Accounting & Business Management Services Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £2,487 |
| Forge Homes Residential Sales and Lettings Limited EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £4,130 |
| APS Accountancy and Taxation Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £6,447 |
| Diamond Recordings Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £2,150 |
| APV Solutions Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £3,200 |
| Zipkin Technologies Limited EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £3,200 |
| GMA Partnership ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £1,750 |
| Richardson Accountancy Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £4,164 |
| Telford Accountancy Services Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £2,362 |
| Trevor Goodship & Associates Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £26,077 |
| Helliwell & Co Properties Limited EAB | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £92,267 |
| Graeme M. Pike Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £3,000 |
| Rockers Guitars Limited HVD | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £13,000 |
| Circa Accountants Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £6,072 |
| Investment Recovery Services Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £11,250 |
| Sea Smile Limited ASP | | | anti-money-laundering deficiencies | 2022 | UK-HMRC | £2,500 |
| Hallam Solicitors | | | anti-money-laundering deficiencies | 2022 | UK-SRA | £2,600 |
| Woodroffes | | | anti-money-laundering deficiencies | 2022 | UK-SRA | £2,600 |
| Gorvins LLP | | | anti-money-laundering deficiencies | 2022 | UK-SRA | £1,600 |
| Pinkney Grunwells Lawyers LLP | | | anti-money-laundering deficiencies | 2022 | UK-SRA | £2,699 |
| Goad & Butcher | | | anti-money-laundering deficiencies | 2023 | UK-SRA | £5,600 |
| Bank of Scotland | Lloyds Banking Group | financial services | banking violation | 2019 | UK-FCA | £45,500,000 |
| R. Raphael & Sons plc | | | banking violation | 2019 | UK-FCA | £775,100 |
| Santander UK plc | Banco Santander | financial services | banking violation | 2018 | UK-FCA | £32,817,800 |
| Royal Bank of Scotland Plc and National Westminster Bank Plc and Ulster Bank Plc | NatWest Group PLC | financial services | banking violation | 2014 | UK-FCA | £42,000,000 |
| Danske Bank | Danske Bank | financial services | banking violation | 2021 | UK-CMA | £0 |
| Clydesdale Bank plc | Virgin Money UK PLC | financial services | banking violation | 2021 | UK-CMA | £0 |
| AIB Group (UK) plc | Allied Irish Banks | financial services | banking violation | 2020 | UK-CMA | £0 |
| Lloyds Banking Group plc | Lloyds Banking Group | financial services | banking violation | 2020 | UK-CMA | £0 |
| Royal Bank of Scotland Group | NatWest Group PLC | financial services | banking violation | 2020 | UK-CMA | £2,200,000 |
| Metro Bank plc | Metro Bank PLC | financial services | banking violation | 2020 | UK-CMA | £11,400,000 |
| Nationwide Building Society | Nationwide Building Society | financial services | banking violation | 2020 | UK-CMA | £900,000 |
| Santander UK plc | Banco Santander | financial services | banking violation | 2019 | UK-CMA | £19,000,000 |
| HSBC Bank plc | HSBC | financial services | banking violation | 2019 | UK-CMA | £8,000,000 |
| Nationwide Building Society | Nationwide Building Society | financial services | banking violation | 2019 | UK-CMA | £6,000,000 |
| Barclays Bank UK plc and Barclays Bank plc | Barclays | financial services | banking violation | 2019 | UK-CMA | £1,910 |
| AIB Group (UK) plc dba First Trust Bank | Allied Irish Banks | financial services | banking violation | 2014 | UK-CMA | £0 |
| HSBC Bank plc | HSBC | financial services | banking violation | 2014 | UK-CMA | £0 |
| Credit Suisse | Credit Suisse | financial services | banking violation | 2021 | UK-FCA | £292,209,276 |
| Danske Bank | Danske Bank | financial services | banking violation | 2021 | UK-CMA | £0 |
| Lloyds Banking Group | Lloyds Banking Group | financial services | banking violation | 2021 | UK-CMA | £0 |
| Santander UK plc | Banco Santander | financial services | banking violation | 2021 | UK-CMA | £0 |
| Lloyds Banking Group | Lloyds Banking Group | financial services | banking violation | 2021 | UK-CMA | £0 |
| IQ EQ (Jersey) Limited | | | banking violation | 2022 | UK-JFSC | £803,661 |
| Hawksford Trust Company Jersey Limited | | | banking violation | 2021 | UK-JFSC | £0 |
| Sanne Fiduciary Services Limited | | | banking violation | 2019 | UK-JFSC | £381,010 |
| Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2020 | UK-OFSI | £20,471,810 |
| Telia Carrier UK Limited | | | economic sanction violation | 2019 | UK-OFSI | £146,341 |
| Travelex UK Ltd | | | economic sanction violation | 2019 | UK-OFSI | £10,000 |
| Raphael & Sons plc | | | economic sanction violation | 2019 | UK-OFSI | £5,000 |
| TransferGo Limited | | | economic sanction violation | 2021 | UK-OFSI | £50,000 |
| Clear Junction Ltd | | | economic sanction violation | 2021 | UK-OFSI | £36,393 |
| Tracerco Limited | Johnson Matthey | metals | economic sanctions violation | 2022 | UK-OFSI | £0 |
| Hong Kong International Wine and Spirits Competition Ltd | | | economic sanctions violation | 2022 | UK-OFSI | £30,000 |
| G4S Care and Justice Services (UK) Ltd | Allied Universal Security Services | business services | fraud | 2020 | UK-SFO | £44,400,000 |
| Serco Geografix Ltd | Serco Group | miscellaneous services | fraud | 2019 | UK-SFO | £22,900,000 |
| Hargreave Hale Ltd | | | insider trading | 2019 | UK-FCA | £306,300 |
| River and Mercantile Asset Management LLP | | | insider trading | 2019 | UK-FCA | £108,600 |
| Greenlight Capital Inc. | | | insider trading | 2012 | UK-FSA | £3,650,795 |
| Global Insurance Group Limited | | | insurance violation | 2020 | UK-GFSC | £42,000 |
| Generali Worldwide Insurance Company Limited | Assicurazioni Generali | financial services | insurance violation | 2013 | UK-GFSC | £150,000 |
| Lloyds Banking Group | Lloyds Banking Group | financial services | interest rate benchmark manipulation | 2014 | UK-PRA | £7,760,000 |
| Citigroup Global Markets Limited, Citibank N.A. London branch and Citibank Europe Plc UK branch | Citigroup | financial services | internal controls deficiency | 2019 | UK-PRA | £43,890,000 |
| Bank of Tokyo Mitsubishi UFJ Limited | Mitsubishi UFJ Financial Group | financial services | internal controls deficiency | 2017 | UK-PRA | £17,850,000 |
| MUFG Securities EMEA plc | Mitsubishi UFJ Financial Group | financial services | internal controls deficiency | 2017 | UK-PRA | £8,925,000 |
| QIB (UK) Plc | | | internal controls deficiency | 2016 | UK-PRA | £1,384,950 |
| Millburn Insurance Company Limited | | | internal controls deficiency | 2016 | UK-PRA | £2,863,066 |
| R. Raphael & Sons Plc | | | internal controls deficiency | 2015 | UK-PRA | £1,278,165 |
| Co-operative Bank Plc | Co-operative Bank | financial services | internal controls deficiency | 2015 | UK-PRA | £0 |
| Royal Bank of Scotland Plc, National Westminster Bank Plc and Ulster Bank Ltd. | NatWest Group PLC | financial services | internal controls deficiency | 2014 | UK-PRA | £14,000,000 |
| Metro Bank plc | Metro Bank PLC | financial services | internal controls deficiency | 2021 | UK-PRA | £5,376,000 |
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