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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,167,390,200
Number of Penalty Cases: 3,832
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence Type sort iconYearAgencyPenalty Amount
Home Counties Estate Agents Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Houseen Lettings And Property Services Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Imoveproperty Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Iwaan Property Management Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Keys (Scotland) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Lewis & Co (SW London) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Mirpa Limited HVD anti-money-laundering deficiencies2023UK-HMRC£14,500
Modern Living Properties Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Rab Retail Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Rosewood Real Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Sworder Belcher Holt Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Taylor & Co Property Consult Ants Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
The Residential Collection Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Townbridge Estate Agents Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Village Quality Products Limited HVD anti-money-laundering deficiencies2023UK-HMRC£14,500
Wallace Jones (Stapleford) Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Waters Property Search Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Worldwide Property Sales Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Zaman Roberts LLP EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Myrings Estate Agents Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£15,600
Simon Lee Gallery Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£15,600
Tiwani Promotions Limited AMP anti-money-laundering deficiencies2023UK-HMRC£15,600
Epponnee Rae Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£18,200
Opal Partners Limited EAB anti-money-laundering deficiencies2023UK-HMRC£23,400
Grapevine Estate Agents Limited EAB anti-money-laundering deficiencies2023UK-HMRC£25,905
Wilson Tominey Limited EAB anti-money-laundering deficiencies2023UK-HMRC£26,142
Le Boutillier Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£26,438
Foster & Co (Sussex) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£27,000
Metis Real Estate Advisors Limited EAB anti-money-laundering deficiencies2023UK-HMRC£27,000
SC Land And New Homes Limited EAB anti-money-laundering deficiencies2023UK-HMRC£27,400
Verity Frearson Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£37,342
Tydene Limited HVD anti-money-laundering deficiencies2023UK-HMRC£49,400
Flynn Johnson Estates Limited EAB anti-money-laundering deficiencies2023UK-HMRC£52,000
The Royal Bank of Scotland International LimitedNatWest Group PLCfinancial servicesanti-money-laundering deficiencies2024UK-IOM£1,008,337
Clyde & Co LLP anti-money-laundering deficiencies2024UK-SDT£628,197
Austen-Jones Solicitors Limited anti-money-laundering deficiencies2024UK-SRA£15,202
Clement Hughes & Co anti-money-laundering deficiencies2024UK-SRA£9,993
TP Legal Ltd anti-money-laundering deficiencies2024UK-SRA£12,181
Carpenter & Co anti-money-laundering deficiencies2024UK-SRA£14,122
David Barney & Co anti-money-laundering deficiencies2024UK-SRA£17,223
Austins LLP anti-money-laundering deficiencies2024UK-SRA£4,893
Hine Downing LLP anti-money-laundering deficiencies2024UK-SRA£20,870
McQueen Turner Limited anti-money-laundering deficiencies2024UK-SRA£4,240
Beighton Singh Limited anti-money-laundering deficiencies2024UK-SRA£19,482
Fairbrother & Darlow anti-money-laundering deficiencies2024UK-SRA£17,402
Stephens Wilmot Ltd anti-money-laundering deficiencies2024UK-SRA£20,733
Burrows anti-money-laundering deficiencies2024UK-SRA£12,989
Westgate Solicitors Limited anti-money-laundering deficiencies2023UK-SRA£11,100
Miles Hutchinson & Lithgow anti-money-laundering deficiencies2023UK-SRA£3,203
Petrou & Co anti-money-laundering deficiencies2023UK-SRA£5,590
Integra Solicitors Limited anti-money-laundering deficiencies2023UK-SRA£10,760
TTS Legal Ltd anti-money-laundering deficiencies2023UK-SRA£23,216
Commerzbank AGCommerzbankfinancial servicesanti-money-laundering deficiencies2020UK-FCA£37,805,400
Standard Chartered BankStandard Charteredfinancial servicesanti-money-laundering deficiencies2019UK-FCA£102,163,200
Canara Bank anti-money-laundering deficiencies2018UK-FCA£896,100
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2017UK-FCA£163,076,224
Sonali Bank (UK) Limited anti-money-laundering deficiencies2016UK-FCA£3,250,600
Barclays Bank plcBarclaysfinancial servicesanti-money-laundering deficiencies2015UK-FCA£72,069,400
Bank of Beirut (UK) Ltd anti-money-laundering deficiencies2015UK-FCA£2,100,000
Standard Bank PLCIndustrial and Commercial Bank of Chinafinancial servicesanti-money-laundering deficiencies2014UK-FCA£7,640,400
Guaranty Trust Bank (UK) LimitedGuaranty Trust Bank PLCfinancial servicesanti-money-laundering deficiencies2013UK-FCA£525,000
EFG Private Bank Ltd anti-money-laundering deficiencies2013UK-FSA£4,200,000
Turkish Bank (UK) Ltd anti-money-laundering deficiencies2012UK-FSA£294,000
Habib Bank AG Zurich anti-money-laundering deficiencies2012UK-FSA£525,000
Coutts & CompanyNatWest Group PLCfinancial servicesanti-money-laundering deficiencies2012UK-FSA£8,750,000
The Royal Bank of Scotland plc et al.NatWest Group PLCfinancial servicesanti-money-laundering deficiencies2010UK-FSA£5,600,000
Alpari (UK) Limited anti-money-laundering deficiencies2010UK-FSA£140,000
J Ahmed & Co Limited anti-money-laundering deficiencies2021UK-ICAEW£2,100
Born Associates Limited anti-money-laundering deficiencies2021UK-ICAEW£5,000
A.H.Cross & Co anti-money-laundering deficiencies2021UK-ICAEW£8,703
Goodale Mardle Limited anti-money-laundering deficiencies2020UK-ICAEW£700
Wills Bingley Limited anti-money-laundering deficiencies2020UK-ICAEW£1,050
MMO Limited anti-money-laundering deficiencies2020UK-ICAEW£7,040
Davenport Hodgkiss anti-money-laundering deficiencies2020UK-ICAEW£700
Abacus 114 Limited anti-money-laundering deficiencies2020UK-ICAEW£2,082
Salway and Wright (Spalding) Limited anti-money-laundering deficiencies2020UK-ICAEW£1,050
Salway & Wright Ltd anti-money-laundering deficiencies2020UK-ICAEW£1,050
Allan George Consultants anti-money-laundering deficiencies2020UK-ICAEW£700
Chandley Robinson Ltd anti-money-laundering deficiencies2020UK-ICAEW£4,200
Styles & Co JFC Limited anti-money-laundering deficiencies2020UK-ICAEW£700
D.C. Evans anti-money-laundering deficiencies2020UK-ICAEW£1,050
K M Business Solutions Limited anti-money-laundering deficiencies2020UK-ICAEW£1,000
Connelly & Co Limited anti-money-laundering deficiencies2020UK-ICAEW£700
Wheeler & Company Limited anti-money-laundering deficiencies2020UK-ICAEW£630
Malcolm Horton & Co Limited anti-money-laundering deficiencies2020UK-ICAEW£5,267
Evans & Partners Limited anti-money-laundering deficiencies2019UK-ICAEW£11,503
K M Business Solutions Limited anti-money-laundering deficiencies2018UK-ICAEW£13,430
Michael J Dodden & Co anti-money-laundering deficiencies2018UK-ICAEW£7,443
Mehta & Tengra anti-money-laundering deficiencies2015UK-ICAEW£7,505
Jackson Grundy Limited anti-money-laundering deficiencies2014UK-OFT£169,652
Hastings International UK Limited anti-money-laundering deficiencies2014UK-OFT£47,966
Jeffrey Ross Ltd. anti-money-laundering deficiencies2014UK-OFT£29,000
MCO Capital Limited anti-money-laundering deficiencies2013UK-OFT£544,505
IPS Estate Agents Limited anti-money-laundering deficiencies2013UK-OFT£11,844
Sunrise Brokers LLPBGC Partnersfinancial servicesanti-money-laundering deficiencies2021UK-FCA£642,400
HSBC Bank plcHSBCfinancial servicesanti-money-laundering deficiencies2021UK-FCA£63,946,800
National Westminster Bank plcNatWest Group PLCfinancial servicesanti-money-laundering deficiencies2021UK-FCA£264,772,619
The TJM Partnership Limited anti-money-laundering deficiencies2022UK-FCA£2,038,700
Ghana International Bank Plc anti-money-laundering deficiencies2022UK-FCA£5,829,900
JLT Specialty LimitedMarsh & McLennanfinancial servicesanti-money-laundering deficiencies2022UK-FCA£7,881,700
TJM Partnership anti-money-laundering deficiencies2022UK-FCA£2,038,700