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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,711,528,598
Number of Cases: 615
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£762,890,77610
NatWest Group PLC£703,650,59431
Barclays£535,912,70426
Lloyds Banking Group£472,324,03344
JPMorgan Chase£397,317,4475
Deutsche Bank£396,935,0245
HSBC£298,838,55517
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,051,53091

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort icon . ParentOffence TypeYearAgencyPenalty Amount
Southern Water Services LtdMacquarieenvironmental violation2016UK-EA£24,000
SOUTHERN WATER SERVICES LTDMacquarieenvironmental violation2021UK-EA£90,000,000
Southern Water Services LtdMacquarieenvironmental violation2022UK-DWI£65,571
Southern Water Services LtdMacquarieenvironmental violation2018UK-DWI£109,620
Southern Water Services LtdMacquarieenvironmental violation2017UK-DWI£530,000
Southern Water Services Limited Registered CompanyMacquarieenvironmental violation2015UK-EA£0
Southern Water Services Limited Registered CompanyMacquarieenvironmental violation2015UK-EA£0
Southern Water Services Limited Registered CompanyMacquarieenvironmental violation2016UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2019UK-EA£25,000
Southern Water Services LimitedMacquariepension plan violation2018UK-TPR£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£35,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£15,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£20,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£13,500
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£50,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£8,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£20,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£10,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£10,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2013UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2015UK-EA£160,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2015UK-EA£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2016UK-EA£2,000,000
Southern Water Services LimitedMacquarieenvironmental violation2020UK-EA£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£10,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£13,500
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£20,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£96,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£50,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2010UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2010UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2010UK-EA£3,000
Southern Water Service Ltd Registered CompanyMacquarieenvironmental violation2018UK-EA£0
Southern Water Service LimitedMacquarieenvironmental violation2021UK-EA£0
Southern WaterMacquarieconsumer protection violation2023UK-OFWAT£0
Southern WaterMacquariewater services violation2019UK-OFWAT£126,000,000
Southern WaterMacquariewater services violation2022UK-OFWAT£0
Southern WaterMacquarieenvironmental violation2023UK-DWI£0
Southern WaterMacquarieenvironmental violation2012UK-DWI£26,498
Southern WaterMacquarieenvironmental violation2010UK-DWI£31,447
Southern WaterMacquarieenvironmental violation2022UK-DWI£0
Southern WaterMacquarieenvironmental violation2021UK-DWI£0
Solus London LtdAviva PLClabour standards violation2018UK-ET£1,000
Societe Generale Newedge UK LtdSociete Generalepension plan violation2019UK-TPR£501
Societe Generale Equipment Finance LtdSociete Generalelabour standards violation2022UK-ET£1,115
Societe GeneraleSociete Generaleinvestor protection violation2010UK-FSA£1,575,000
Skipton Building Society and Skipton Pension Trustees LimitedSkipton Building Societypension plan violation2019UK-TPO£1,000
Sesame LimitedAviva PLCinvestor protection violation2014UK-FCA£1,598,000
Sesame LimitedAviva PLCinvestor protection violation2013UK-FCA£6,031,200
Scottish Widows plcLloyds Banking Grouppension plan violation2016UK-TPO£500
Scottish Widows plcLloyds Banking Grouppension plan violation2015UK-TPO£0
Scottish Widows plcLloyds Banking Grouppension plan violation2015UK-TPO£37,067
Scottish Widows plcLloyds Banking Grouppension plan violation2013UK-TPO£910
Scottish Widows plcLloyds Banking Grouppension plan violation2010UK-TPO£1,000
Scottish Widows LimitedLloyds Banking Grouppension plan violation2019UK-TPO£1,000
Scottish WidowsLloyds Banking Grouppension plan violation2020UK-TPO£500
Scottish WidowsLloyds Banking Grouppension plan violation2018UK-TPO£500
Scottish WidowsLloyds Banking Grouppension plan violation2013UK-TPO£250
Scottish LifeRoyal London Mutual Insurancepension plan violation2014UK-TPO£3,075
Scottish LifeRoyal London Mutual Insurancepension plan violation2013UK-TPO£34,977
Scottish LifeRoyal London Mutual Insurancepension plan violation2011UK-TPO£500
Scottish Equitable plc (AEGON)Aegonpension plan violation2018UK-TPO£0
Scottish Equitable plc (AEGON)Aegonpension plan violation2014UK-TPO£2,000
Scottish Equitable plc (AEGON)Aegonpension plan violation2012UK-TPO£250
Scottish Equitable PLCAegoninvestor protection violation2010UK-FSA£2,800,000
Scottish Equitable plcAegonpension plan violation2011UK-TPO£770
Santander UK plcBanco Santanderbanking violation2018UK-FCA£32,817,800
Santander UK plcBanco Santanderinvestor protection violation2014UK-FCA£12,377,800
Santander UK plcBanco Santanderinvestor protection violation2012UK-FSA£1,500,000
Santander UK plcBanco Santanderbanking violation2019UK-CMA£19,000,000
Santander UK plcBanco Santanderinsurance violation2016UK-CMA£0
Santander UK PlcBanco Santanderlabour standards violation2020UK-ET£19,702
Santander UK plcBanco Santanderbanking violation2021UK-CMA£0
Santander UK PlcBanco Santanderanti-money-laundering deficiencies2022UK-FCA£107,793,300
Royal London Mutual Insurance Society LimitedRoyal London Mutual Insurancepension plan violation2022UK-TPO£100
Royal London Group (Scottish Life)Royal London Mutual Insurancepension plan violation2013UK-TPO£400