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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,860,158,243
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£704,658,93132
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence TypeYearAgency sort iconPenalty Amount
HSBC Bank Pension Trust (UK) LtdHSBCpension plan violation2013UK-TPO£150
JLT Actuaries & Consultants LtdMarsh & McLennanpension plan violation2013UK-TPO£150
AegonAegonpension plan violation2013UK-TPO£11,598
The Royal London Mutual Insurance SocietyRoyal London Mutual Insurancepension plan violation2013UK-TPO£300
Friends Life WL LimitedAviva PLCpension plan violation2013UK-TPO£200
Scottish LifeRoyal London Mutual Insurancepension plan violation2013UK-TPO£34,977
AONAonpension plan violation2013UK-TPO£54,850
Sun Life Financial of CanadaSun Life Financialpension plan violation2013UK-TPO£150
Scottish WidowsLloyds Banking Grouppension plan violation2013UK-TPO£250
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2013UK-TPO£300
ReAssure LtdPhoenix Group Holdings PLCpension plan violation2013UK-TPO£2,668
HSBC Bank Pension Trust (UK) LimitedHSBCpension plan violation2013UK-TPO£500
Towers WatsonWillis Towers Watsonpension plan violation2013UK-TPO£0
Scottish Equitable plc (AEGON)Aegonpension plan violation2012UK-TPO£250
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2012UK-TPO£1,000
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2012UK-TPO£1,000
Stagecoach North EastDeutsche Bankpension plan violation2012UK-TPO£200
Prudential Assurance Company Limited.M&G PLCpension plan violation2012UK-TPO£7,171
Mercer LtdMarsh & McLennanpension plan violation2012UK-TPO£224
Aon HewittAonpension plan violation2012UK-TPO£112
BlackRock Life LimitedBlackRockpension plan violation2012UK-TPO£112
Aegon Scottish EquitableAegonpension plan violation2012UK-TPO£1,387
PrudentialPrudential PLCpension plan violation2012UK-TPO£1,387
Standard LifePhoenix Group Holdings PLCpension plan violation2012UK-TPO£1,000
Aegon Scottish Equitable plcAegonpension plan violation2012UK-TPO£100
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2012UK-TPO£500
HSBC Bank Pension Trust (UK) LimitedHSBCpension plan violation2012UK-TPO£500
Legal & GeneralLegal & General Group PLCpension plan violation2012UK-TPO£300
AegonAegonpension plan violation2012UK-TPO£10,500
Zurich Assurance LimitedZurich Insurancepension plan violation2012UK-TPO£5,795
Abbey Life Assurance Company LimitedPhoenix Group Holdings PLCpension plan violation2011UK-TPO£350
AegonAegonpension plan violation2011UK-TPO£19,861
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2011UK-TPO£250
Royal Bank of Scotland GroupNatWest Group PLCpension plan violation2011UK-TPO£350
Standard Life Assurance LtdPhoenix Group Holdings PLCpension plan violation2011UK-TPO£1,689
Aviva Life Services UK LimitedAviva PLCpension plan violation2011UK-TPO£900
AEGON Scottish EquitableAegonpension plan violation2011UK-TPO£250
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2011UK-TPO£28,123
London LifePhoenix Group Holdings PLCpension plan violation2011UK-TPO£1,543
Scottish Equitable plcAegonpension plan violation2011UK-TPO£770
Aon HewittAonpension plan violation2011UK-TPO£250
AvivaAviva PLCpension plan violation2011UK-TPO£250
Aegon Scottish EquitableAegonpension plan violation2011UK-TPO£350
The Royal London Mutual Insurance Society LtdRoyal London Mutual Insurancepension plan violation2011UK-TPO£2,700
JLT Benefit Solutions Ltd (JLT)Marsh & McLennanpension plan violation2011UK-TPO£0
Mercer Ltd.Marsh & McLennanpension plan violation2011UK-TPO£100
Standard Life Assurance LtdPhoenix Group Holdings PLCpension plan violation2011UK-TPO£0
Scottish LifeRoyal London Mutual Insurancepension plan violation2011UK-TPO£500
AvivaAviva PLCpension plan violation2011UK-TPO£1,000
AvivaAviva PLCpension plan violation2011UK-TPO£1,000
PrudentialPrudential PLCpension plan violation2011UK-TPO£520
BlackRock Pensions LimitedBlackRockpension plan violation2011UK-TPO£250
Mercer Ltd.Marsh & McLennanpension plan violation2011UK-TPO£250
Mercer Human Resource Consulting plc (Mercer)Marsh & McLennanpension plan violation2011UK-TPO£5,750
The Prudential Assurance Company LimitedM&G PLCpension plan violation2011UK-TPO£483
Prudential Assurance Company LtdM&G PLCpension plan violation2011UK-TPO£500
Friends Provident Life and Pensions LimitedAviva PLCpension plan violation2010UK-TPO£12,706
Pearl Assurance LimitedPhoenix Group Holdings PLCpension plan violation2010UK-TPO£4,982
AvivaAviva PLCpension plan violation2010UK-TPO£250
Aviva Life Services UK LtdAviva PLCpension plan violation2010UK-TPO£0
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2010UK-TPO£0
Legal & General and Universities Superannuation Scheme Limited and Chevanstell Management LimitedLegal & General Group PLCpension plan violation2010UK-TPO£0
Friends Provident Life and Pensions LimitedAviva PLCpension plan violation2010UK-TPO£3,278
Countrywide Assured plcChesnara PLCpension plan violation2010UK-TPO£1,692
Scottish Widows plcLloyds Banking Grouppension plan violation2010UK-TPO£1,000
Sun Life Financial of CanadaSun Life Financialpension plan violation2010UK-TPO£250
Abbey Life Assurance Company LimitedPhoenix Group Holdings PLCpension plan violation2010UK-TPO£2,400
AEGON Scottish EquitableAegonpension plan violation2010UK-TPO£150
Aon LimitedAonpension plan violation2021UK-TPO£1,000
Aviva Life & Pensions UK LimitedAviva PLCpension plan violation2021UK-TPO£1,000
PrudentialPrudential PLCpension plan violation2022UK-TPO£0
Royal London Mutual Insurance Society LimitedRoyal London Mutual Insurancepension plan violation2022UK-TPO£100
Mercer LimitedMarsh & McLennanpension plan violation2022UK-TPO£2,000
Aviva Life & Pensions UK LimitedAviva PLCpension plan violation2022UK-TPO£500
ReAssurePhoenix Group Holdings PLCpension plan violation2022UK-TPO£1,000
AvivaAviva PLCpension plan violation2022UK-TPO£3,000
Royal LondonRoyal London Mutual Insurancepension plan violation2022UK-TPO£1,000
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2022UK-TPO£3,000
AJ Bell Investcentre​AJ Bell PLCpension plan violation2023UK-TPO£10,988
PrudentialPrudential PLCpension plan violation2023UK-TPO£500
JLT EB Services LimitedMarsh & McLennanpension plan violation2020UK-TPR£24,900
Direct Line Group Services Pension Scheme (1993)Direct Line Insurance Group PLCpension plan violation2020UK-TPR£500
Countrywide Assured Trustee Company LtdChesnara PLCpension plan violation2019UK-TPR£522
Societe Generale Newedge UK LtdSociete Generalepension plan violation2019UK-TPR£501
Southern Water Services LimitedMacquariepension plan violation2018UK-TPR£0
The Societe Generale Pension PlanSociete Generalepension plan violation2018UK-TPR£504
The Law Debenture Pension Trust CorporationLaw Debenture Corporation PLCpension plan violation2017UK-TPR£2,000
Pearson Jones and Company (Trustees) LtdAbrdn PLCpension plan violation2017UK-TPR£600