Bayzos Estate Agents Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £12,800 |
B.L.A. (Bradford) Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £13,000 |
Greenaway Residential Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £13,000 |
RWM Estates Sales & Lettings Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £13,000 |
Springfield (UK) Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £13,000 |
Jeffrey Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £13,100 |
Tabern Home To Home Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £13,196 |
Pirie Homes EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £13,400 |
Oldland Consulting Limited ASP | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £13,500 |
Murdock & Wasley Estate Agents Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £13,600 |
Team N Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £13,600 |
Upsdales Property Management Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £13,864 |
Branocs Estates Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £13,872 |
Freeagent247.Com Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £13,950 |
Hinchliffe Holmes Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,000 |
Bomford & Coffey Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,100 |
Dougan Property Consultants Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,151 |
360 London Property Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Austin Estate Agents Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Birchall Steel Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Blackshaw Commercial Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Cooper Faure Ltd TCSP | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Drake Consultancy Limited ASP | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Emanuel Jones LLP EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Esquire Leagrave Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Galaxy Real Estate Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Home Counties Estate Agents Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Houseen Lettings And Property Services Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Imoveproperty Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Iwaan Property Management Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Keys (Scotland) Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Lewis & Co (SW London) Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Mirpa Limited HVD | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Modern Living Properties Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Rab Retail Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Rosewood Real Estates Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Sworder Belcher Holt Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Taylor & Co Property Consult Ants Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
The Residential Collection Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Townbridge Estate Agents Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Village Quality Products Limited HVD | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Wallace Jones (Stapleford) Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Waters Property Search Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Worldwide Property Sales Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Zaman Roberts LLP EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £14,500 |
Myrings Estate Agents Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £15,600 |
Simon Lee Gallery Ltd AMP | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £15,600 |
Tiwani Promotions Limited AMP | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £15,600 |
Epponnee Rae Ltd AMP | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £18,200 |
Opal Partners Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £23,400 |
Grapevine Estate Agents Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £25,905 |
Wilson Tominey Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £26,142 |
Le Boutillier Estates Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £26,438 |
Foster & Co (Sussex) Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £27,000 |
Metis Real Estate Advisors Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £27,000 |
SC Land And New Homes Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £27,400 |
Verity Frearson Ltd EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £37,342 |
Tydene Limited HVD | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £49,400 |
Flynn Johnson Estates Limited EAB | | | anti-money-laundering deficiencies | 2023 | UK-HMRC | £52,000 |
Chadwick & Company (Manchester) Ltd | | | accounting fraud or deficiencies | 2024 | UK-ICAEW | £365 |
Stephen Hill Partnership Limited | | | accounting fraud or deficiencies | 2024 | UK-ICAEW | £3,500 |
Bush & Co Limited | | | accounting fraud or deficiencies | 2024 | UK-ICAEW | £2,100 |
Meadows & Co Limited | | | accounting fraud or deficiencies | 2024 | UK-ICAEW | £1,050 |
Frost & Company | | | accounting fraud or deficiencies | 2024 | UK-ICAEW | £8,735 |
Lomas and Company Accountants Limited | | | accounting fraud or deficiencies | 2024 | UK-ICAEW | £13,559 |
DSG Accountancy and Business Services Limited | | | accounting fraud or deficiencies | 2024 | UK-ICAEW | £15,000 |
Hillier Hopkins LLP | | | accounting fraud or deficiencies | 2024 | UK-ICAEW | £3,577 |
Thorne Widgery Accountancy Ltd | | | accounting fraud or deficiencies | 2024 | UK-ICAEW | £4,200 |
Kilsby & Williams LLP | | | accounting fraud or deficiencies | 2024 | UK-ICAEW | £5,746 |
Ryecroft Glenton | | | accounting fraud or deficiencies | 2024 | UK-ICAEW | £13,500 |
Haines Watts Chester Limited | | | accounting fraud or deficiencies | 2024 | UK-ICAEW | £4,000 |
Croucher Needham (Essex) LLP | | | accounting fraud or deficiencies | 2024 | UK-ICAEW | £0 |
Clyde & Co LLP | | | anti-money-laundering deficiencies | 2024 | UK-SDT | £628,197 |
Austen-Jones Solicitors Limited | | | anti-money-laundering deficiencies | 2024 | UK-SRA | £15,202 |
Clement Hughes & Co | | | anti-money-laundering deficiencies | 2024 | UK-SRA | £9,993 |
TP Legal Ltd | | | anti-money-laundering deficiencies | 2024 | UK-SRA | £12,181 |
Carpenter & Co | | | anti-money-laundering deficiencies | 2024 | UK-SRA | £14,122 |
David Barney & Co | | | anti-money-laundering deficiencies | 2024 | UK-SRA | £17,223 |
Austins LLP | | | anti-money-laundering deficiencies | 2024 | UK-SRA | £4,893 |
Hine Downing LLP | | | anti-money-laundering deficiencies | 2024 | UK-SRA | £20,870 |
McQueen Turner Limited | | | anti-money-laundering deficiencies | 2024 | UK-SRA | £4,240 |
Beighton Singh Limited | | | anti-money-laundering deficiencies | 2024 | UK-SRA | £19,482 |
Fairbrother & Darlow | | | anti-money-laundering deficiencies | 2024 | UK-SRA | £17,402 |
Stephens Wilmot Ltd | | | anti-money-laundering deficiencies | 2024 | UK-SRA | £20,733 |
Burrows | | | anti-money-laundering deficiencies | 2024 | UK-SRA | £12,989 |
Westgate Solicitors Limited | | | anti-money-laundering deficiencies | 2023 | UK-SRA | £11,100 |
Miles Hutchinson & Lithgow | | | anti-money-laundering deficiencies | 2023 | UK-SRA | £3,203 |
Petrou & Co | | | anti-money-laundering deficiencies | 2023 | UK-SRA | £5,590 |
Integra Solicitors Limited | | | anti-money-laundering deficiencies | 2023 | UK-SRA | £10,760 |
TTS Legal Ltd | | | anti-money-laundering deficiencies | 2023 | UK-SRA | £23,216 |
BDSwiss Holding Plc | | | investor protection violation | 2021 | UK-FCA | £0 |
Avacade Future Solutions et al. | | | investor protection violation | 2021 | UK-FCA | £0 |
LJ Financial Planning Ltd. | | | investor protection violation | 2020 | UK-FCA | £107,200 |
TFS-ICAP Ltd. | | | investor protection violation | 2020 | UK-FCA | £3,444,100 |
Asia Research and Capital Management Ltd. | | | investor protection violation | 2020 | UK-FCA | £873,118 |
Cathay International Holdings Limited | | | investor protection violation | 2019 | UK-FCA | £411,000 |
R. Raphael & Sons plc | | | banking violation | 2019 | UK-FCA | £775,100 |
Linear Investments Limited | | | investor protection violation | 2019 | UK-FCA | £409,300 |
Hargreave Hale Ltd | | | insider trading | 2019 | UK-FCA | £306,300 |
River and Mercantile Asset Management LLP | | | insider trading | 2019 | UK-FCA | £108,600 |
Canara Bank | | | anti-money-laundering deficiencies | 2018 | UK-FCA | £896,100 |