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Violation Tracker UK Individual Case

Company: Hargreave Hale Ltd
Penalty: £306,300
Year: 2019
Date: 21 February, 2019
Offence Group: financial offences
Offence Type: insider trading
Violation Description: Hargreave Hale and RAMAM were ordered to pay fines of £306,300 and £108,600 respectively from a finding by the FCA that the companies shared confidential information about their bids for an IPO and a placing, which could lower the price of the shares when sold.
Action Type: agency action
Agency: Financial Conduct Authority
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