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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,178,153,261
Number of Penalty Cases: 3,837
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParent sort iconParent Major IndustryOffence TypeYearAgencyPenalty Amount
Hong Kong International Wine and Spirits Competition Ltd economic sanction violation2022UK-OFSI£30,000
Hongkong Aibo Electronics Technology International Co Limited dba Poweradd tax violations2023UK-HMRC£591,744
Honicknowle Service Station tax violations2018UK-HMRC£14,058
Hootons Commercial Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
Hope & Braim Estate Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£13,000
Horbury Construction Limited tax violations2017UK-HMRC£50,883
Horizon Business Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£1,250
Horizon Knitwear Limited tax violations2016UK-HMRC£41,686
Horizon Security Ltd tax violations2021UK-HMRC£53,790
Horizon Security Services Ltd tax violations2019UK-HMRC£384,743
Horjoog Services Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Hornbeam Accountancy Services Ltd accounting fraud or deficiencies2020UK-ICAEW£700
Hornbeam Accountancy Services Ltd accounting fraud or deficiencies2019UK-ICAEW£1,501
Horse and Groom Hotel Ltd tax violations2020UK-HMRC£23,766
Horsefair Tavern tax violations2019UK-HMRC£27,061
Horseshoe Hotel (The) tax violations2019UK-HMRC£35,483
Horsfield-Smith Limited accounting fraud or deficiencies2018UK-ICAEW£907
Horton Estate Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£53,400
Hospice Hall Accounting Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£2,750
Hot Flame World Buffet Limited (Formerly trading as ‘Hot Flame World Buffet’) tax violations2023UK-HMRC£33,416
Hot Grill Restaurant Limited dba Chirk Tandoori tax violations2018UK-HMRC£36,796
Hot Wok Events Limited tax violations2018UK-HMRC£9,753
Hot Wok Reading Ltd tax violations2023UK-HMRC£22,733
Hou Mo HK Trading Ltd tax violations2021UK-HMRC£432,993
Houseen Lettings And Property Services Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Houston Lawrence (Wimbledon) Limited ASP anti-money-laundering deficiencies2023UK-HMRC£2,750
Howard Worth accounting fraud or deficiencies2018UK-ICAEW£3,500
HR Pizzapan Ltd (Trading as ‘Pizza Pan Express’) tax violations2023UK-HMRC£64,881
HSBC Bank plcHSBCfinancial servicesinvestor protection violation2011UK-FSA£10,500,000
HSBC Bank plcHSBCfinancial servicesbanking violation2019UK-CMA£8,000,000
HSBC Bank plcHSBCfinancial servicesbanking violation2014UK-CMA£0
HSBC Bank plcHSBCfinancial servicesanti-money-laundering deficiencies2021UK-FCA£63,946,800
HSBC Bank plc and HSBC UK Bank plcHSBCfinancial servicesinternal controls deficiency2024UK-PRA£57,417,500
Hudson THP Limited accounting fraud or deficiencies2016UK-ICAEW£6,350
Humphrey & Co accounting fraud or deficiencies2016UK-ICAEW£7,661
Hunter & Hunter (UK) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,766
Hurst Accountants Limited accounting fraud or deficiencies2022UK-ICAEW£5,250
Hutton Real Estate Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,800
Huzeifa Hardware & DIY tax violations2019UK-HMRC£33,451
HVS London Ltd tax violations2018UK-HMRC£86,985
HW Fisher accounting fraud or deficiencies2020UK-ICAEW£69,928
HW Fisher LLP accounting fraud or deficiencies2023UK-ICAEW£1,153
Hybrid (Grimsby) Limited tax violations2016UK-HMRC£19,877
Hyde Business Consulting Limited ASP anti-money-laundering deficiencies2022UK-HMRC£1,250
Hythe Securities Limited investor protection violation2010UK-FSA£200,000
I D Foods Ltd dba Pepinos Pizza tax violations2022UK-HMRC£39,343
I Hami Creative Company Limited tax violations2018UK-HMRC£5,219,425
I.D. Construction tax violations2016UK-HMRC£59,955
ICD Electrical Ltd tax violations2019UK-HMRC£213,505
Iceman Ltd dba Cane Direct tax violations2018UK-HMRC£19,064
Iffy’s Food Limited tax violations2023UK-HMRC£12,627
Igen Distribution Limited dba Hashim Banners Limited. tax violations2021UK-HMRC£65,153
IJPS Installations Limited tax violations2016UK-HMRC£16,989
Iliffe Poulter Limited accounting fraud or deficiencies2021UK-ICAEW£447
Illumidata Ltd tax violations2017UK-HMRC£35,557
Ilpepenero Ltd tax violations2018UK-HMRC£43,820
Imhotep Diagnostics & Therapeutics Ltd. fka Imhotep Diagnostics Ltd tax violations2019UK-HMRC£34,459
Imoveproperty Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Impact Sports Management Ltd tax violations2017UK-HMRC£177,119
Imperial Construction Recruitment Ltd tax violations2019UK-HMRC£93,297
Imperial Home and Garden tax violations2021UK-HMRC£49,591
Improve It T/A Peter Dickens On Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Impulse & Response Ltd tax violations2018UK-HMRC£37,861
IMW Estate Agents EAB anti-money-laundering deficiencies2022UK-HMRC£13,400
In Vogue Floral Design tax violations2018UK-HMRC£25,666
Inacio Limited dba Costa Del Sol tax violations2018UK-HMRC£23,895
Inbrella Limited tax violations2021UK-HMRC£14,977
Indiaah Ltd tax violations2019UK-HMRC£30,030
Indian Garden Gloucs. Ltd tax violations2023UK-HMRC£21,391
Indian Ocean tax violations2023UK-HMRC£14,936
Indian Style Ltd tax violations2018UK-HMRC£30,473
Indigo Property Search Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,850
Indus Telecom Ltd tax violations2021UK-HMRC£23,266
Ingleby Homes Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,250
Inlair Easybuy Property Management Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,250
Innov8 Assistance Ltd tax violations2018UK-HMRC£42,827
Insight Accountancy Limited ASP anti-money-laundering deficiencies2023UK-HMRC£2,750
Insignia Properties Ltd tax violations2018UK-HMRC£36,299
Inspection & Technical Services Ltd tax violations2022UK-HMRC£47,383
Inspirational Financial Management Ltd investor protection violation2024UK-FCA£897,840
Inspire UK Property Investment Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,500
Inspiron Networks Ltd tax violations2023UK-HMRC£301,105
Instinet Europe LimitedNomurafinancial servicesinvestor protection violation2010UK-FSA£1,050,000
Integra Corporate Finance Limited accounting fraud or deficiencies2016UK-ICAEW£32,250
Integra Solicitors Limited anti-money-laundering deficiencies2023UK-SRA£10,760
Integral Relocation Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,750
Integrated Financial Arrangements plcIntegraFin Holdings PLCfinancial servicesinvestor protection violation2011UK-FSA£3,500,000
Interactive Asset Management Ltd dba Interactive Business Technology Limited tax violations2019UK-HMRC£70,008
Interactive Brokers (UK)Interactive Brokers Groupfinancial servicesinvestor protection violation2018UK-FCA£1,049,412
Interlink Scaffolding Limited tax violations2017UK-HMRC£116,730
International Carrier Services Limited tax violations2016UK-HMRC£20,118
Invesco Asset Management Limited and Invesco Fund Managers LimitedInvescofinancial servicesinvestor protection violation2014UK-FCA£18,643,000
Investment Recovery Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£11,250
IPI Build Ltd tax violations2023UK-HMRC£52,700
IProperty Finders Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
IPS Estate Agents Limited anti-money-laundering deficiencies2013UK-OFT£11,844
IQ Direct Ltd tax violations2024UK-HMRC£34,222
IQ EQ (Jersey) Limited banking violation2022UK-JFSC£803,661
Iqbal Financial Accountants ASP anti-money-laundering deficiencies2022UK-HMRC£5,210
Irfan Ltd anti-money-laundering deficiencies2022UK-HMRC£524,000
Irlam Commercials Limited tax violations2017UK-HMRC£24,774