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Violation Tracker UK Individual Case

Company: Hythe Securities Limited
Penalty: £200,000
Year: 2010
Date: 14 April, 2010
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Hythe Securities was fined £200,000 for a finding by the FSA that the company failed to adequately ensure the suitability of its investment advice to customers' needs.
Action Type: agency action
Agency: Financial Services Authority
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