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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £4,167,390,200
Number of Penalty Cases: 3,832
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon
Ford Fine Art Limited AMP anti-money-laundering deficiencies2022UK-HMRC£5,000
Emersons Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,000
Atelier Rose & Gray Limited AMP anti-money-laundering deficiencies2022UK-HMRC£5,000
Additions Plus Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£5,000
Up Accounting Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£5,000
Wright & Wright (Hinckley) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£5,000
Austins LLP anti-money-laundering deficiencies2024UK-SRA£4,893
Indigo Property Search Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,850
BBK Partnership accounting fraud or deficiencies2018UK-ICAEW£4,805
London Lettings & Sales Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,750
Tuxford Exports Ltd HVD anti-money-laundering deficiencies2023UK-HMRC£4,742
KPMG Audit plcKPMGbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£4,700
Geo Little Sebire & Co accounting fraud or deficiencies2015UK-ICAEW£4,667
SPW (UK) LLP accounting fraud or deficiencies2016UK-ICAEW£4,658
Athena & Co (Scotland) Limited accounting fraud or deficiencies2017UK-ICAEW£4,643
Wilson Henry LLP accounting fraud or deficiencies2021UK-ICAEW£4,598
Ab Property Consultants & Estate Agents Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Accounting Solutions (Sussex) Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£4,500
Aegis Accountancy Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£4,500
Anthony Davies (Sales) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Aris Property Services Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Carlton Gate Marketing Company Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
City Move Property Group Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Diamond Accounting (Southern) Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£4,500
Dimension Properties Uk Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Empire Lettings And Property Management Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Essex Guild Homes Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Fordyce Furnivall EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Fullers Estates Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Geoff Wells Accounting Services Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£4,500
Gouldsmith Locke Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Gurnard Pines Sales And Lettings Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Hector Real Estate Partners Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Honeybella Properties Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Improve It T/A Peter Dickens On Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Jamie Warner Estate Agents LTD EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Margi Willis Estates Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Marston Vale Properties Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Mortgage & Property Plus Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Mustafa&Co Property Management Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Paycoll Payroll Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£4,500
PBS Accounting Services Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£4,500
Pro Estates Uk Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Pubpay & Stonehenge Payrolls Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£4,500
Rizidence Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Rocket Estate Agents Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Venture Properties (Durham) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
W P Investors And Lettings Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Westgate (Scotland) Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Wildbrook Real Estate Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
G. Spratt Accountancy Limited accounting fraud or deficiencies2021UK-ICAEW£4,500
The Robert Woolfson Partnership accounting fraud or deficiencies2019UK-ICAEW£4,500
Y&Y Consultants Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,500
Simply Move Estate And Lettings Management Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,500
Rainey & Gregg Property & Mortgage Centre EAB anti-money-laundering deficiencies2022UK-HMRC£4,500
Oxford Accountants for Business Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,500
Meadway Estates (North London) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,500
MAR Residential Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,500
Cotswold Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,500
Cape Verde Property Investmnets Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,500
Benedicts Consultants Surveyors Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,500
Arnold & PHILLIPS (Chorley) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Delmor Leven Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Landmark Lettings Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
LBC Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Move Holmes Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Simply Move Estate And Lettings Management Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
SRM Accountants Limited ASP anti-money-laundering deficiencies2023UK-HMRC£4,500
Urban and Rural Milton Keynes Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Yasin & Co. Accountants Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£4,500
D-Accounting Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,482
ASE Audit LLP accounting fraud or deficiencies2022UK-ICAEW£4,480
Embee Estates Limited EAB anti-money-laundering deficiencies2021UK-HMRC£4,475
Jameson And Partners Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,470
Surrealty Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,460
N T Accountancy Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,455
Norfolk Property Online EAB anti-money-laundering deficiencies2022UK-HMRC£4,450
Galaxy Of Homes Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,423
Clarke Cole Accounting Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,419
Asset Properties (Scotland) Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,400
Clifford Lax 1919 Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,400
Sean Heaney Homes and Property Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,400
Pily SE Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,400
Nyman Libson Paul accounting fraud or deficiencies2018UK-ICAEW£4,393
Naren & Associates Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,386
Accountancy Solutions (Midlands) UK Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,381
Carter Backer Winter LLP accounting fraud or deficiencies2016UK-ICAEW£4,368
Bracken Rothwell Limited accounting fraud or deficiencies2018UK-ICAEW£4,350
Primary Care Management Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,334
Smith & Williamson LLP accounting fraud or deficiencies2019UK-ICAEW£4,325
Lloyd Williams Search And Select Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,300
Davison Blackett Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,295
Ammej Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,261
Ammej Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,261
McQueen Turner Limited anti-money-laundering deficiencies2024UK-SRA£4,240
Blaydon Bookkeeping Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£4,228
Moore Kingston Smith LLP accounting fraud or deficiencies2018UK-ICAEW£4,218
Magma Audit LLP accounting fraud or deficiencies2018UK-ICAEW£4,209
Thorne Widgery Accountancy Ltd accounting fraud or deficiencies2024UK-ICAEW£4,200
Beresfords accounting fraud or deficiencies2021UK-ICAEW£4,200
Chandley Robinson Ltd anti-money-laundering deficiencies2020UK-ICAEW£4,200