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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,567,641,668
Number of Penalty Cases: 3,020
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£369,056,7767
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Standard Chartered£169,185,0103
Deutsche Bank£168,635,0243
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon .
HJ Company London Limited AMP anti-money-laundering deficiencies2022UK-HMRC£5,000
Glenfield Asset Management Limited LAB anti-money-laundering deficiencies2022UK-HMRC£5,000
Ford Fine Art Limited AMP anti-money-laundering deficiencies2022UK-HMRC£5,000
Emersons Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,000
Atelier Rose & Gray Limited AMP anti-money-laundering deficiencies2022UK-HMRC£5,000
Azets Audit Services Limited accounting fraud or deficiencies2020UK-ICAEW£5,048
Cloud Genie Ltd accounting fraud or deficiencies2018UK-ICAEW£5,068
Office Serv Limited TCSP anti-money-laundering deficiencies2022UK-HMRC£5,100
Vertice Montis Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,153
Gilpin & Harding Limited accounting fraud or deficiencies2020UK-ICAEW£5,156
Iqbal Financial Accountants ASP anti-money-laundering deficiencies2022UK-HMRC£5,210
Hurst Accountants Limited accounting fraud or deficiencies2022UK-ICAEW£5,250
Landmark Sales and Lettings Ltd anti-money-laundering deficiencies2020UK-HMRC£5,250
Malcolm Horton & Co Limited anti-money-laundering deficiencies2020UK-ICAEW£5,267
Ensors Accountants LLP accounting fraud or deficiencies2020UK-ICAEW£5,280
Haysmacintyre LLP accounting fraud or deficiencies2023UK-ICAEW£5,319
Mark Burrows Property Consultancy Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,350
Franklin Cole Properties Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,350
Sutton McGrath Hartley Ltd accounting fraud or deficiencies2016UK-ICAEW£5,358
Ukrtax Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,400
LBF Advisory Limited AMP anti-money-laundering deficiencies2022UK-HMRC£5,400
Ripe LLP accounting fraud or deficiencies2018UK-ICAEW£5,488
Thompson’s Gallery Aldeburgh AMP anti-money-laundering deficiencies2022UK-HMRC£5,500
The Hollandridge Group Limited AMP anti-money-laundering deficiencies2022UK-HMRC£5,500
Sue Bridges Lettings Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,500
Ayr Estate & Letting Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,516
Philip Hodges Estate Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,598
Edwards Veeder (UK) Limited accounting fraud or deficiencies2019UK-ICAEW£5,600
Zest Tax Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,600
Goad & Butcher anti-money-laundering deficiencies2023UK-SRA£5,600
Bill Dane Property Sales Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,600
Fintech Associates Limited accounting fraud or deficiencies2022UK-ICAEW£5,664
Cobham Murphy Limited accounting fraud or deficiencies2019UK-ICAEW£5,685
Fidelity Accounting & Business Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,700
Noahs London Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,700
Moore Kingston Smith LLP accounting fraud or deficiencies2020UK-ICAEW£5,745
Kennedy and Foster Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,800
RES Global Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,800
Boot & Son Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,800
Hutton Real Estate Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,800
Tumbi Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,800
Elite Sales & Lettings Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,900
Exodus Midlands Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,900
Sterling Property Consultants Limited EAB anti-money-laundering deficiencies2021UK-HMRC£5,950
Myers Clark Limited accounting fraud or deficiencies2017UK-ICAEW£5,980
Delta Tax Agents Ltd anti-money-laundering deficiencies2018UK-HMRC£5,992
BW Medical Accountants Limited accounting fraud or deficiencies2021UK-ICAEW£6,000
Stewart & Partners accounting fraud or deficiencies2016UK-ICAEW£6,000
The Vehicle Finance Gurus Ltd ASP anti-money-laundering deficiencies2022UK-HMRC£6,000
Phoenix Property International Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,000
Chiddicks Homes Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,000
Andrews & Gregg North Down Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,000
Menzies LLP accounting fraud or deficiencies2023UK-ICAEW£6,000
3 Sixty Accountants Ltd ASP anti-money-laundering deficiencies2022UK-HMRC£6,072
Circa Accountants Limited ASP anti-money-laundering deficiencies2022UK-HMRC£6,072
Thickbroom Coventry Limited accounting fraud or deficiencies2020UK-ICAEW£6,091
Sworders Agricultural Commercial and Residential Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,100
Waite and Co T/A Angelwoods Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,100
Waite and Co T/A Angelwoods Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,100
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£6,243
Accountability Solutions Limited ASP anti-money-laundering deficiencies2022UK-HMRC£6,290
Garrod Beckett & Company Ltd accounting fraud or deficiencies2019UK-ICAEW£6,300
Jess Simpson Ltd anti-money-laundering deficiencies2021UK-HMRC£6,300
Ocwen Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,300
Dunedin Lettings Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,300
Ours Home Asset Management Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,313
Southwell, Tyrrell & Co accounting fraud or deficiencies2021UK-ICAEW£6,315
Bristow Still accounting fraud or deficiencies2018UK-ICAEW£6,350
Hudson THP Limited accounting fraud or deficiencies2016UK-ICAEW£6,350
PKF Littlejohn LLP accounting fraud or deficiencies2020UK-ICAEW£6,353
Hicks and Company accounting fraud or deficiencies2020UK-ICAEW£6,367
Tilson and Spencer Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,394
Abacus 164 Limited ASP anti-money-laundering deficiencies2022UK-HMRC£6,398
Abacus 164 Limited ASP anti-money-laundering deficiencies2022UK-HMRC£6,398
MK18 Limited ASP anti-money-laundering deficiencies2022UK-HMRC£6,400
Fiducia Property Asset Management Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,400
Gary Hoerty Associates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,428
APS Accountancy and Taxation Limited ASP anti-money-laundering deficiencies2022UK-HMRC£6,447
BVN Partners LLP accounting fraud or deficiencies2020UK-ICAEW£6,455
Net Accounts Limited ASP anti-money-laundering deficiencies2022UK-HMRC£6,470
Tom Goy Property Consultants Limited EAB anti-money-laundering deficiencies2021UK-HMRC£6,500
Scotts Property LLP EAB anti-money-laundering deficiencies2022UK-HMRC£6,532
Jinks Aston Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,550
Braham Good LLP EAB anti-money-laundering deficiencies2022UK-HMRC£6,555
Robert Holmes & Company (Coombe) Ltd anti-money-laundering deficiencies2020UK-HMRC£6,591
Vision Property Rentals NI Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,600
Cityzen Property London Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,600
Maison Dungannon Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,670
Taylor Made Residential Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,692
Morgan Martin (LANCS) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,739
Hunter & Hunter (UK) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,766
786 Ali Accountants Limited ASP anti-money-laundering deficiencies2022UK-HMRC£6,850
London Football League Ltd tax violations2016UK-HMRC£6,863
Fortus Midlands Ltd accounting fraud or deficiencies2021UK-ICAEW£6,879
Numble Limited ASP anti-money-laundering deficiencies2022UK-HMRC£6,888
Butterworth Barlow Limited accounting fraud or deficiencies2018UK-ICAEW£6,896
S and L Pearson Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,900
Cavendish & Co Estate Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,938
Wilson Financial Modelling Limited ASP anti-money-laundering deficiencies2022UK-HMRC£6,950
Crossley & Davis accounting fraud or deficiencies2020UK-ICAEW£6,992
Griffiths Marshall accounting fraud or deficiencies2022UK-ICAEW£7,000