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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,567,641,668
Number of Penalty Cases: 3,019
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£369,056,7767
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Standard Chartered£169,185,0103
Deutsche Bank£168,635,0243
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon .
Blackman Real Estate Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,700
BDE Consultancy Ltd ASP anti-money-laundering deficiencies2022UK-HMRC£3,700
Emoov Ltd anti-money-laundering deficiencies2019UK-HMRC£3,721
Linda Matthews & Co Limited EAB anti-money-laundering deficiencies2021UK-HMRC£3,725
Glasgow Bookkeepers Limited ASP anti-money-laundering deficiencies2021UK-HMRC£3,740
Maxwell Evans Estate Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,750
Annandvilla Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,773
Mitchells (Derbyshire) Limited accounting fraud or deficiencies2018UK-ICAEW£3,800
Stopfords (Chesterfield) LLP accounting fraud or deficiencies2016UK-ICAEW£3,805
MB & A Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,862
Borders & West (Inc. Howe & Co) Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,888
EMC Accountants and Financial Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,900
MDC High Peak Accountants Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,908
UHY Wingfield Slater Limited accounting fraud or deficiencies2020UK-ICAEW£3,924
Bono Properties Number Two Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,950
DB Bookkeeping and Stocktaking Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,955
Chantrey Vellacott accounting fraud or deficiencies2018UK-ICAEW£3,980
Carter Backer Winter LLP accounting fraud or deficiencies2020UK-ICAEW£3,986
Thompson Taraz Rand Audit and Assurance Limited accounting fraud or deficiencies2023UK-ICAEW£3,990
Georgiou & Prasanna LLP accounting fraud or deficiencies2020UK-ICAEW£4,000
Beresfords accounting fraud or deficiencies2020UK-ICAEW£4,000
Anthony Tiscoe & Co accounting fraud or deficiencies2020UK-ICAEW£4,000
S. C. Telfer accounting fraud or deficiencies2019UK-ICAEW£4,000
Radford & Sergeant Limited accounting fraud or deficiencies2018UK-ICAEW£4,000
Gilroy & Brookes Audit Limited accounting fraud or deficiencies2021UK-ICAEW£4,000
Prime Business Services (London) Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,000
NSAH (Alliance Homes) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,000
Templeton Robinson Commercial (NI) LLP EAB anti-money-laundering deficiencies2022UK-HMRC£4,000
Flashfix Home Solutions Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,050
K Robinson Accountancy Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,088
Longstar Estates (London) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,100
Lapis Business Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,100
Döhle Yachts Management Services Limited anti-money-laundering deficiencies2023UK-IOM£4,127
Forge Homes Residential Sales and Lettings Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,130
Haines Watts Birmingham LLP accounting fraud or deficiencies2018UK-ICAEW£4,136
Chelepis Watson Limited accounting fraud or deficiencies2022UK-ICAEW£4,162
De Villiers Commercial Surveyors Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,163
Richardson Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,164
Richardson Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,164
Beresfords accounting fraud or deficiencies2021UK-ICAEW£4,200
Chandley Robinson Ltd anti-money-laundering deficiencies2020UK-ICAEW£4,200
Manningtons accounting fraud or deficiencies2022UK-ICAEW£4,200
Fitzgerald Mithia Springer Limited accounting fraud or deficiencies2023UK-ICAEW£4,200
Magma Audit LLP accounting fraud or deficiencies2018UK-ICAEW£4,209
Moore Kingston Smith LLP accounting fraud or deficiencies2018UK-ICAEW£4,218
Ammej Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,261
Lloyd Williams Search And Select Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,300
Smith & Williamson LLP accounting fraud or deficiencies2019UK-ICAEW£4,325
Primary Care Management Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,334
Bracken Rothwell Limited accounting fraud or deficiencies2018UK-ICAEW£4,350
Carter Backer Winter LLP accounting fraud or deficiencies2016UK-ICAEW£4,368
Accountancy Solutions (Midlands) UK Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,381
Naren & Associates Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,386
Nyman Libson Paul accounting fraud or deficiencies2018UK-ICAEW£4,393
Pily SE Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,400
Clarke Cole Accounting Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,419
Norfolk Property Online EAB anti-money-laundering deficiencies2022UK-HMRC£4,450
N T Accountancy Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,455
Surrealty Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,460
Jameson And Partners Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,470
Embee Estates Limited EAB anti-money-laundering deficiencies2021UK-HMRC£4,475
ASE Audit LLP accounting fraud or deficiencies2022UK-ICAEW£4,480
D-Accounting Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,482
G. Spratt Accountancy Limited accounting fraud or deficiencies2021UK-ICAEW£4,500
The Robert Woolfson Partnership accounting fraud or deficiencies2019UK-ICAEW£4,500
Y&Y Consultants Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,500
Simply Move Estate And Lettings Management Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,500
Rainey & Gregg Property & Mortgage Centre EAB anti-money-laundering deficiencies2022UK-HMRC£4,500
Oxford Accountants for Business Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,500
Meadway Estates (North London) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,500
MAR Residential Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,500
Cotswold Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,500
Cape Verde Property Investmnets Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,500
Benedicts Consultants Surveyors Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,500
Wilson Henry LLP accounting fraud or deficiencies2021UK-ICAEW£4,598
Athena & Co (Scotland) Limited accounting fraud or deficiencies2017UK-ICAEW£4,643
SPW (UK) LLP accounting fraud or deficiencies2016UK-ICAEW£4,658
Geo Little Sebire & Co accounting fraud or deficiencies2015UK-ICAEW£4,667
KPMG Audit plcKPMGbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£4,700
London Lettings & Sales Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,750
BBK Partnership accounting fraud or deficiencies2018UK-ICAEW£4,805
Charterhouse (Accountants) Limited accounting fraud or deficiencies2021UK-ICAEW£5,000
Born Associates Limited anti-money-laundering deficiencies2021UK-ICAEW£5,000
Chicksand Gordon Avis Limited accounting fraud or deficiencies2020UK-ICAEW£5,000
JSP Accountants Limited accounting fraud or deficiencies2019UK-ICAEW£5,000
J P Walters & Co Ltd accounting fraud or deficiencies2019UK-ICAEW£5,000
Shulman & Company accounting fraud or deficiencies2019UK-ICAEW£5,000
Currie Accountancy Limited accounting fraud or deficiencies2018UK-ICAEW£5,000
Attwood & Co accounting fraud or deficiencies2018UK-ICAEW£5,000
MG Audit Services Ltd accounting fraud or deficiencies2017UK-ICAEW£5,000
Moore accounting fraud or deficiencies2017UK-ICAEW£5,000
Raphael & Sons plc economic sanction violation2019UK-OFSI£5,000
Witter Properties Limited EAB anti-money-laundering deficiencies2021UK-HMRC£5,000
Squarebrook Limited EAB anti-money-laundering deficiencies2021UK-HMRC£5,000
Randalls Estates Limited EAB anti-money-laundering deficiencies2021UK-HMRC£5,000
Bristol Street Book-keeping Limited ASP anti-money-laundering deficiencies2021UK-HMRC£5,000
SDLT Experts Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,000
Rehoboth Property International Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,000
Pinnacle Freelance Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,000
HJ Company London Limited AMP anti-money-laundering deficiencies2022UK-HMRC£5,000
Glenfield Asset Management Limited LAB anti-money-laundering deficiencies2022UK-HMRC£5,000