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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,504,505,112
Number of Penalty Cases: 2,713
Note: Includes records/cases without monetary penalties.

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Top 10 Parent CompaniesTotal PenaltyNumber of Cases
NatWest Group PLC£363,717,5199
Credit Suisse£302,307,3764
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Standard Chartered£169,185,0103
Deutsche Bank£168,635,0243
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon .
Brooks Carling Accountants Limited accounting fraud or deficiencies2019UK-ICAEW£3,320
DJM Accountants LLP accounting fraud or deficiencies2019UK-ICAEW£3,400
Edison Green Estate Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,400
Purple Orange (Northumberland) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,400
Carter Nicholls Limited accounting fraud or deficiencies2017UK-ICAEW£3,443
Ross & Company accounting fraud or deficiencies2018UK-ICAS£3,450
MMO Limited accounting fraud or deficiencies2022UK-ICAEW£3,450
Vail Williams LLP anti-money-laundering deficiencies2018UK-HMRC£3,462
Complete Audit and Accounting Solutions Ltd accounting fraud or deficiencies2020UK-ICAEW£3,500
Latham Costa Limited accounting fraud or deficiencies2019UK-ICAEW£3,500
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£3,500
ma2 Limited accounting fraud or deficiencies2018UK-ICAEW£3,500
Howard Worth accounting fraud or deficiencies2018UK-ICAEW£3,500
Creaseys Group Limited accounting fraud or deficiencies2022UK-ICAEW£3,500
Dauti Accounting Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,500
Inspire UK Property Investment Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,500
Sobell Rhodes LLP accounting fraud or deficiencies2023UK-ICAEW£3,500
BWM Accountants Limited accounting fraud or deficiencies2023UK-ICAEW£3,500
Sheridans Ltd anti-money-laundering deficiencies2018UK-HMRC£3,553
APC Accountancy (STAFFS) Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,558
My Sales Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,561
RDP Newmans LLP accounting fraud or deficiencies2018UK-ICAEW£3,580
Joseph Meer Ltd accounting fraud or deficiencies2020UK-ICAEW£3,586
Le Forts accounting fraud or deficiencies2019UK-ICAEW£3,590
Kuavo Property Services Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,600
Brown & Lee, Aylesbury Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,600
Radnor Martin Limited EAB anti-money-laundering deficiencies2021UK-HMRC£3,600
G P Boyle & Co Ltd accounting fraud or deficiencies2018UK-ICAEW£3,613
CCS Nationwide Limited TCSP anti-money-laundering deficiencies2022UK-HMRC£3,657
Edward Milton Developments Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,700
PWS Financial Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,700
Emoov Ltd anti-money-laundering deficiencies2019UK-HMRC£3,721
Linda Matthews & Co Limited EAB anti-money-laundering deficiencies2021UK-HMRC£3,725
Glasgow Bookkeepers Limited ASP anti-money-laundering deficiencies2021UK-HMRC£3,740
Annandvilla Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,773
Mitchells (Derbyshire) Limited accounting fraud or deficiencies2018UK-ICAEW£3,800
Stopfords (Chesterfield) LLP accounting fraud or deficiencies2016UK-ICAEW£3,805
MB & A Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,862
Borders & West (Inc. Howe & Co) Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,888
EMC Accountants and Financial Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,900
MDC High Peak Accountants Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,908
UHY Wingfield Slater Limited accounting fraud or deficiencies2020UK-ICAEW£3,924
DB Bookkeeping and Stocktaking Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,955
Chantrey Vellacott accounting fraud or deficiencies2018UK-ICAEW£3,980
Carter Backer Winter LLP accounting fraud or deficiencies2020UK-ICAEW£3,986
Thompson Taraz Rand Audit and Assurance Limited accounting fraud or deficiencies2023UK-ICAEW£3,990
Georgiou & Prasanna LLP accounting fraud or deficiencies2020UK-ICAEW£4,000
Beresfords accounting fraud or deficiencies2020UK-ICAEW£4,000
Anthony Tiscoe & Co accounting fraud or deficiencies2020UK-ICAEW£4,000
S. C. Telfer accounting fraud or deficiencies2019UK-ICAEW£4,000
Radford & Sergeant Limited accounting fraud or deficiencies2018UK-ICAEW£4,000
Gilroy & Brookes Audit Limited accounting fraud or deficiencies2021UK-ICAEW£4,000
Prime Business Services (London) Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,000
NSAH (Alliance Homes) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,000
Templeton Robinson Commercial (NI) LLP EAB anti-money-laundering deficiencies2022UK-HMRC£4,000
Flashfix Home Solutions Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,050
K Robinson Accountancy Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,088
Forge Homes Residential Sales and Lettings Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,130
Haines Watts Birmingham LLP accounting fraud or deficiencies2018UK-ICAEW£4,136
Chelepis Watson Limited accounting fraud or deficiencies2022UK-ICAEW£4,162
Richardson Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,164
Beresfords accounting fraud or deficiencies2021UK-ICAEW£4,200
Chandley Robinson Ltd anti-money-laundering deficiencies2020UK-ICAEW£4,200
Manningtons accounting fraud or deficiencies2022UK-ICAEW£4,200
Fitzgerald Mithia Springer Limited accounting fraud or deficiencies2023UK-ICAEW£4,200
Magma Audit LLP accounting fraud or deficiencies2018UK-ICAEW£4,209
Moore Kingston Smith LLP accounting fraud or deficiencies2018UK-ICAEW£4,218
Smith & Williamson LLP accounting fraud or deficiencies2019UK-ICAEW£4,325
Bracken Rothwell Limited accounting fraud or deficiencies2018UK-ICAEW£4,350
Carter Backer Winter LLP accounting fraud or deficiencies2016UK-ICAEW£4,368
Nyman Libson Paul accounting fraud or deficiencies2018UK-ICAEW£4,393
Embee Estates Limited EAB anti-money-laundering deficiencies2021UK-HMRC£4,475
ASE Audit LLP accounting fraud or deficiencies2022UK-ICAEW£4,480
G. Spratt Accountancy Limited accounting fraud or deficiencies2021UK-ICAEW£4,500
The Robert Woolfson Partnership accounting fraud or deficiencies2019UK-ICAEW£4,500
Wilson Henry LLP accounting fraud or deficiencies2021UK-ICAEW£4,598
Athena & Co (Scotland) Limited accounting fraud or deficiencies2017UK-ICAEW£4,643
SPW (UK) LLP accounting fraud or deficiencies2016UK-ICAEW£4,658
Geo Little Sebire & Co accounting fraud or deficiencies2015UK-ICAEW£4,667
KPMG Audit plcKPMGbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£4,700
BBK Partnership accounting fraud or deficiencies2018UK-ICAEW£4,805
Charterhouse (Accountants) Limited accounting fraud or deficiencies2021UK-ICAEW£5,000
Born Associates Limited anti-money-laundering deficiencies2021UK-ICAEW£5,000
Chicksand Gordon Avis Limited accounting fraud or deficiencies2020UK-ICAEW£5,000
JSP Accountants Limited accounting fraud or deficiencies2019UK-ICAEW£5,000
J P Walters & Co Ltd accounting fraud or deficiencies2019UK-ICAEW£5,000
Shulman & Company accounting fraud or deficiencies2019UK-ICAEW£5,000
Currie Accountancy Limited accounting fraud or deficiencies2018UK-ICAEW£5,000
Attwood & Co accounting fraud or deficiencies2018UK-ICAEW£5,000
MG Audit Services Ltd accounting fraud or deficiencies2017UK-ICAEW£5,000
Moore accounting fraud or deficiencies2017UK-ICAEW£5,000
Raphael & Sons plc economic sanction violation2019UK-OFSI£5,000
Witter Properties Limited EAB anti-money-laundering deficiencies2021UK-HMRC£5,000
Squarebrook Limited EAB anti-money-laundering deficiencies2021UK-HMRC£5,000
Randalls Estates Limited EAB anti-money-laundering deficiencies2021UK-HMRC£5,000
Bristol Street Book-keeping Limited ASP anti-money-laundering deficiencies2021UK-HMRC£5,000
Azets Audit Services Limited accounting fraud or deficiencies2020UK-ICAEW£5,048
Cloud Genie Ltd accounting fraud or deficiencies2018UK-ICAEW£5,068
Vertice Montis Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,153
Gilpin & Harding Limited accounting fraud or deficiencies2020UK-ICAEW£5,156
Hurst Accountants Limited accounting fraud or deficiencies2022UK-ICAEW£5,250