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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,682,418,877
Number of Penalty Cases: 3,240
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£369,056,7767
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence Type sort icon . YearAgencyPenalty Amount
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,222,180
Bazalgette Tunnel Limited accounting fraud or deficiencies2023UK-OFWAT£0
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2023UK-FRC£2,256,625
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,197,800
Blu Sky Tax Ltd accounting fraud or deficiencies2023UK-ICAEW£7,000
HW Fisher LLP accounting fraud or deficiencies2023UK-ICAEW£1,153
Dains LLP accounting fraud or deficiencies2023UK-ICAEW£13,500
Menzies LLP accounting fraud or deficiencies2023UK-ICAEW£6,000
Leonard Curtis Recovery Limited accounting fraud or deficiencies2023UK-ICAEW£21,472
Wise & Co accounting fraud or deficiencies2023UK-ICAEW£20,705
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2023UK-ICAEW£3,635
Moore Kingston Smith LLP accounting fraud or deficiencies2023UK-ICAEW£28,358
Haysmacintyre LLP accounting fraud or deficiencies2023UK-ICAEW£5,319
HLAS Partners Limited accounting fraud or deficiencies2023UK-ICAEW£316
Exsus UK Ltd accounting fraud or deficiencies2023UK-ICAEW£18,022
Numera Partners LLP accounting fraud or deficiencies2023UK-ICAEW£480
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2023UK-FRC£72,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£23,874,365
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£2,450,000
Paul Crowdy Partnership Limited accounting fraud or deficiencies2023UK-ICAEW£2,450
Optimum Probate and Estate Administration accounting fraud or deficiencies2023UK-ICAEW£525
AM Business and Accountancy Services Ltd accounting fraud or deficiencies2023UK-ICAEW£560
A & N (Haslemere) Limited accounting fraud or deficiencies2023UK-ICAEW£1,750
Blackman Terry LLP accounting fraud or deficiencies2023UK-ICAEW£201
Chris Duckett Limited accounting fraud or deficiencies2023UK-ICAEW£234
Sagars Accountants Ltd accounting fraud or deficiencies2023UK-ICAEW£7,500
Alliotts LLP accounting fraud or deficiencies2023UK-ICAEW£1,750
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2023UK-ICAEW£49,873
Fisher, Sassoon & Marks accounting fraud or deficiencies2023UK-ICAEW£11,537
RPG Crouch Chapman LLP accounting fraud or deficiencies2023UK-ICAEW£1,439
A P B S Limited accounting fraud or deficiencies2023UK-ICAEW£1,000
Peter Upton Limited accounting fraud or deficiencies2023UK-ICAEW£2,594
RSA Associates accounting fraud or deficiencies2023UK-ICAEW£20,925
Devonalds anti-money-laundering deficiencies2023UK-SRA£2,600
Bevan-Evans & Capehorn Solicitors LLP anti-money-laundering deficiencies2023UK-SRA£4,000
Reilly & Co Solicitors anti-money-laundering deficiencies2023UK-SRA£2,600
Morton Chater Solicitors anti-money-laundering deficiencies2023UK-SRA£2,600
Commerzbank AGCommerzbankfinancial servicesanti-money-laundering deficiencies2020UK-FCA£37,805,400
Standard Chartered BankStandard Charteredfinancial servicesanti-money-laundering deficiencies2019UK-FCA£102,163,200
Canara Bank anti-money-laundering deficiencies2018UK-FCA£896,100
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2017UK-FCA£163,076,224
Sonali Bank (UK) Limited anti-money-laundering deficiencies2016UK-FCA£3,250,600
Barclays Bank plcBarclaysfinancial servicesanti-money-laundering deficiencies2015UK-FCA£72,069,400
Bank of Beirut (UK) Ltd anti-money-laundering deficiencies2015UK-FCA£2,100,000
Standard Bank PLCStandard Bank Group Limitedfinancial servicesanti-money-laundering deficiencies2014UK-FCA£7,640,400
Guaranty Trust Bank (UK) LimitedGuaranty Trust Bank PLCfinancial servicesanti-money-laundering deficiencies2013UK-FCA£525,000
EFG Private Bank Ltd anti-money-laundering deficiencies2013UK-FSA£4,200,000
Turkish Bank (UK) Ltd anti-money-laundering deficiencies2012UK-FSA£294,000
Habib Bank AG Zurich anti-money-laundering deficiencies2012UK-FSA£525,000
Coutts & CompanyNatWest Group PLCfinancial servicesanti-money-laundering deficiencies2012UK-FSA£8,750,000
The Royal Bank of Scotland plc et al.NatWest Group PLCfinancial servicesanti-money-laundering deficiencies2010UK-FSA£5,600,000
Alpari (UK) Limited anti-money-laundering deficiencies2010UK-FSA£140,000
J Ahmed & Co Limited anti-money-laundering deficiencies2021UK-ICAEW£2,100
Born Associates Limited anti-money-laundering deficiencies2021UK-ICAEW£5,000
A.H.Cross & Co anti-money-laundering deficiencies2021UK-ICAEW£8,703
Goodale Mardle Limited anti-money-laundering deficiencies2020UK-ICAEW£700
Wills Bingley Limited anti-money-laundering deficiencies2020UK-ICAEW£1,050
MMO Limited anti-money-laundering deficiencies2020UK-ICAEW£7,040
Davenport Hodgkiss anti-money-laundering deficiencies2020UK-ICAEW£700
Abacus 114 Limited anti-money-laundering deficiencies2020UK-ICAEW£2,082
Salway and Wright (Spalding) Limited anti-money-laundering deficiencies2020UK-ICAEW£1,050
Salway & Wright Ltd anti-money-laundering deficiencies2020UK-ICAEW£1,050
Allan George Consultants anti-money-laundering deficiencies2020UK-ICAEW£700
Chandley Robinson Ltd anti-money-laundering deficiencies2020UK-ICAEW£4,200
Styles & Co JFC Limited anti-money-laundering deficiencies2020UK-ICAEW£700
D.C. Evans anti-money-laundering deficiencies2020UK-ICAEW£1,050
K M Business Solutions Limited anti-money-laundering deficiencies2020UK-ICAEW£1,000
Connelly & Co Limited anti-money-laundering deficiencies2020UK-ICAEW£700
Wheeler & Company Limited anti-money-laundering deficiencies2020UK-ICAEW£630
Malcolm Horton & Co Limited anti-money-laundering deficiencies2020UK-ICAEW£5,267
Evans & Partners Limited anti-money-laundering deficiencies2019UK-ICAEW£11,503
K M Business Solutions Limited anti-money-laundering deficiencies2018UK-ICAEW£13,430
Michael J Dodden & Co anti-money-laundering deficiencies2018UK-ICAEW£7,443
Mehta & Tengra anti-money-laundering deficiencies2015UK-ICAEW£7,505
Jackson Grundy Limited anti-money-laundering deficiencies2014UK-OFT£169,652
Hastings International UK Limited anti-money-laundering deficiencies2014UK-OFT£47,966
Jeffrey Ross Ltd. anti-money-laundering deficiencies2014UK-OFT£29,000
MCO Capital Limited anti-money-laundering deficiencies2013UK-OFT£544,505
IPS Estate Agents Limited anti-money-laundering deficiencies2013UK-OFT£11,844
Sunrise Brokers LLPBGC Partnersfinancial servicesanti-money-laundering deficiencies2021UK-FCA£642,400
HSBC Bank plcHSBCfinancial servicesanti-money-laundering deficiencies2021UK-FCA£63,946,800
National Westminster Bank plcNatWest Group PLCfinancial servicesanti-money-laundering deficiencies2021UK-FCA£264,772,619
The TJM Partnership Limited anti-money-laundering deficiencies2022UK-FCA£2,038,700
Ghana International Bank Plc anti-money-laundering deficiencies2022UK-FCA£5,829,900
JLT Specialty LimitedMarsh & McLennanfinancial servicesanti-money-laundering deficiencies2022UK-FCA£7,881,700
TJM Partnership anti-money-laundering deficiencies2022UK-FCA£2,038,700
Lloyds Bank Corporate Markets PlcLloyds Banking Groupfinancial servicesanti-money-laundering deficiencies2022UK-JFSC£498,000
CCS Nationwide Limited TCSP anti-money-laundering deficiencies2022UK-HMRC£3,657
Accounting Services Kellas Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,298
Wahed Exchange Limited MSB anti-money-laundering deficiencies2022UK-HMRC£420,212
Sherzi Exchange Limited MSB anti-money-laundering deficiencies2022UK-HMRC£270,530
Amin Exchange Limited MSB anti-money-laundering deficiencies2022UK-HMRC£360,737
Parwaz Money Exchange Limited MSB anti-money-laundering deficiencies2022UK-HMRC£330,594
Habibi Exchange Limited MSB anti-money-laundering deficiencies2022UK-HMRC£29,721
Shift Financial Services Limited MSB anti-money-laundering deficiencies2022UK-HMRC£15,350
St John's Innovation Centre Ltd TCSP anti-money-laundering deficiencies2021UK-HMRC£15,000
Glo Remit Ltd MSB anti-money-laundering deficiencies2021UK-HMRC£87,500
Varcity Living Limited EAB anti-money-laundering deficiencies2022UK-HMRC£1,550
Prime Business Services (London) Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,000
The Vehicle Finance Gurus Ltd ASP anti-money-laundering deficiencies2022UK-HMRC£6,000
Abbie Drew Property Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,500