Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £4,167,390,200
Number of Penalty Cases: 3,832
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyParent sort iconParent Major IndustryOffence TypeYearAgencyPenalty Amount
Rockingham Independent Limited investor protection violation2011UK-FSA£35,000
Rocks Haulage Ltd tax violations2019UK-HMRC£24,729
Rollmast Ltd tax violations2016UK-HMRC£19,557
Roma Mini Market Ltd tax violations2019UK-HMRC£135,294
Roman James Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£24,780
Roman Numerals IVXLC Limited ASP anti-money-laundering deficiencies2023UK-HMRC£3,300
Romeo Pizza Ltd tax violations2022UK-HMRC£55,411
Roosters Chinese Takeaway tax violations2019UK-HMRC£44,041
Roscoe Financials Limited ASP anti-money-laundering deficiencies2023UK-HMRC£1,250
Rose & Crown (The) tax violations2017UK-HMRC£49,838
Rose Orchard Chinese Restaurant tax violations2017UK-HMRC£48,258
Rose Williams Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£2,750
Rosebond Ltd tax violations2017UK-HMRC£13,744
Rosewood Real Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Ross & Company accounting fraud or deficiencies2018UK-ICAS£3,450
Rosso Woodford Ltd tax violations2017UK-HMRC£53,657
Rostance Edwards (Staffs) Limited accounting fraud or deficiencies2019UK-ICAEW£1,043
Rotherham Holistic & Beauty and Swiftfit Satelites tax violations2017UK-HMRC£40,551
Rotherham Taylor Limited accounting fraud or deficiencies2020UK-ICAEW£1,400
Rowan Dartington & Co LimitedSt. James's Place PLCfinancial servicesinvestor protection violation2010UK-FSA£511,000
Rowland Co tax violations2020UK-HMRC£29,939
Royal Bank of Scotland GroupNatWest Group PLCfinancial servicesbanking violation2020UK-CMA£2,200,000
Royal Bank of Scotland Plc and National Westminster Bank Plc and Ulster Bank PlcNatWest Group PLCfinancial servicesbanking violation2014UK-FCA£42,000,000
Royal Bank of Scotland Plc, National Westminster Bank Plc and Ulster Bank Ltd.NatWest Group PLCfinancial servicesinternal controls deficiency2014UK-PRA£14,000,000
Royal Fox Limited EAB anti-money-laundering deficiencies2023UK-HMRC£2,750
Royl Shopfronts & Shutters Ltd tax violations2018UK-HMRC£66,183
Roz Sumari Ltd dba Brentford Tandoori tax violations2023UK-HMRC£18,045
RP Estates London Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,460
RPG Crouch Chapman LLP accounting fraud or deficiencies2020UK-ICAEW£42,343
RPG Crouch Chapman LLP accounting fraud or deficiencies2021UK-ICAEW£1,019
RPG Crouch Chapman LLP accounting fraud or deficiencies2023UK-ICAEW£1,439
RSA Associates accounting fraud or deficiencies2023UK-ICAEW£20,925
RSM Robson Rhodes LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2011UK-FRC£975,000
RSM Tenon Financial Services LimitedRSM Groupbusiness servicesinvestor protection violation2010UK-FSA£700,000
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£750,000
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2020UK-ICAS£104,300
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2022UK-ICAS£136,654
RT Incorporated Limited tax violations2021UK-HMRC£197,474
RTN Group Ltd tax violations2022UK-HMRC£67,771
RTS Textile Recyclers Limited tax violations2018UK-HMRC£89,866
Rubix Real Estate Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,450
Rufford Stores tax violations2017UK-HMRC£14,787
Ruposhi Indian Restaurant Ltd tax violations2018UK-HMRC£11,688
Ruro Ltd tax violations2023UK-HMRC£34,434
Rushbrooks Auctioneers And Valueers Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£3,100
Russell Killner Estate Agent S Limited EAB anti-money-laundering deficiencies2023UK-HMRC£3,300
RW Invest North Limited EAB anti-money-laundering deficiencies2022UK-HMRC£44,210
RWM Estates Sales & Lettings Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£13,000
Ryads Marrakech Cafe Limited tax violations2020UK-HMRC£65,318
Ryan Bailey Groundworks Ltd tax violations2019UK-HMRC£56,755
Ryan James Estate Agents Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£5,900
Ryebridge Limited tax violations2014UK-HMRC£33,481
Ryecroft Glenton accounting fraud or deficiencies2024UK-ICAEW£13,500
S & J Property Centres Market Drayton Limited EAB anti-money-laundering deficiencies2023UK-HMRC£2,750
S & Y Catering Limited dba Silver Hill tax violations2022UK-HMRC£29,004
S and L Pearson Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,900
S J Warren Limited EAB anti-money-laundering deficiencies2023UK-HMRC£2,750
S K Medical Practice Ltd tax violations2017UK-HMRC£73,372
S W Bars (UK) Limited dba TJ's Bar & Grill tax violations2018UK-HMRC£20,507
S&S Enterprises dba The Imporioum of Darkness and Light tax violations2023UK-HMRC£60,653
S-Power Solutions Ltd tax violations2018UK-HMRC£27,199
S. C. Telfer accounting fraud or deficiencies2019UK-ICAEW£4,000
S.H. Acc Limited ASP anti-money-laundering deficiencies2022UK-HMRC£2,750
S.I News and Off Licence tax violations2018UK-HMRC£15,641
S4B (UK) Ltd accounting fraud or deficiencies2016UK-ICAEW£1,000
SA Kofte Ltd dba Sultanahmet Grill tax violations2022UK-HMRC£25,838
Sabirs Grill Bar Ltd tax violations2018UK-HMRC£18,286
Sachinexpress Limited dba Sachin Express tax violations2019UK-HMRC£27,024
Sadaf Charcoal Grill Ltd tax violations2019UK-HMRC£21,812
Sadias Enterprise Ltd dba Pink Garlic tax violations2018UK-HMRC£63,854
Safehaven International Limited anti-money-laundering deficiencies2020UK-GFSC£100,000
Safeloans Ltd. dba Paydayok payday lending violation2010UK-OFT£0
Saffron Indian Food Bar Limited tax violations2022UK-HMRC£10,159
Saffron Indian Restaurants Ltd tax violations2017UK-HMRC£41,698
Safs Burgers tax violations2023UK-HMRC£39,262
Sagars Accountants Ltd accounting fraud or deficiencies2023UK-ICAEW£7,500
SAI Prem Ltd dba Sanket News tax violations2018UK-HMRC£15,009
Saihaj Ltd tax violations2018UK-HMRC£15,275
Sajaan Ltd dba Fab Kabab tax violations2017UK-HMRC£37,717
Saks London Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,162
Saleem Bagh Limited tax violations2019UK-HMRC£26,940
Salisbury & Co Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£2,750
Salt 'n' Pepper Restaurant (UK) Ltd tax violations2018UK-HMRC£52,959
Salut E Hind Limited dba Cook & Indi's World Buffet tax violations2018UK-HMRC£412,606
Salway & Wright Ltd anti-money-laundering deficiencies2020UK-ICAEW£1,050
Salway and Wright (Spalding) Limited anti-money-laundering deficiencies2020UK-ICAEW£1,050
Sam Joinery tax violations2023UK-HMRC£27,399
Sambu Ltd tax violations2021UK-HMRC£59,251
Sampson West accounting fraud or deficiencies2022UK-ICAEW£700
Samuel Makepeace (Newcastle and Stoke)Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£3,200
Samuels Estate Agents Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
San Giovanni Ltd dba Il Gusto tax violations2022UK-HMRC£31,663
Sandersons Property Services Ltd tax violations2018UK-HMRC£32,018
Sandosmanagement Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,700
Sandwich Express (Liverpool) Ltd tax violations2018UK-HMRC£16,792
Sanne Fiduciary Services Limited banking violation2019UK-JFSC£381,010
Santander UK plcBanco Santanderfinancial servicesbanking violation2018UK-FCA£32,817,800
Santander UK plcBanco Santanderfinancial servicesinvestor protection violation2014UK-FCA£12,377,800
Santander UK plcBanco Santanderfinancial servicesinvestor protection violation2012UK-FSA£1,500,000
Santander UK plcBanco Santanderfinancial servicesbanking violation2019UK-CMA£19,000,000
Santander UK plcBanco Santanderfinancial servicesbanking violation2021UK-CMA£0