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Violation Tracker UK Individual Case

Company: S. C. Telfer
Company City/Town: York
Company Nation/Region: England
Penalty: £4,000
Year: 2019
Date: 15 July, 2019
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: S.C. Telfer, York, has agreed to pay a regulatory penalty of £4,000, which was decided by the Audit Registration Committee. This was in view of the firm's breach of audit regulations 3.20 and 6.06 for its failure to carry out cold file reviews for a period of six years and for the incorrect completion of its annual returns.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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