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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £4,167,390,200
Number of Penalty Cases: 3,832
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYear sort iconAgencyPenalty Amount
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£65,835
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£100,783
Yara Restaurant Ltd tax violations2021UK-HMRC£137,362
Taxation and Accountancy Solutions Limited tax violations2021UK-HMRC£197,298
Dry Build Solutions Ltd tax violations2021UK-HMRC£215,040
Popov Constructions Ltd tax violations2021UK-HMRC£228,444
Gali (London) Ltd tax violations2021UK-HMRC£239,817
UK Camera Ltd tax violations2021UK-HMRC£263,163
Hall Brickwork Limited tax violations2021UK-HMRC£276,711
FTU Pod Trans tax violations2021UK-HMRC£307,045
Sunrise Brokers LLPBGC Partnersfinancial servicesanti-money-laundering deficiencies2021UK-FCA£642,400
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2021UK-FRC£1,186,030
UK Snacks Limited tax violations2021UK-HMRC£1,649,548
Metro Bank plcMetro Bank PLCfinancial servicesinternal controls deficiency2021UK-PRA£5,376,000
Standard Chartered BankStandard Charteredfinancial servicesinternal controls deficiency2021UK-PRA£46,550,000
HSBC Bank plcHSBCfinancial servicesanti-money-laundering deficiencies2021UK-FCA£63,946,800
National Westminster Bank plcNatWest Group PLCfinancial servicesanti-money-laundering deficiencies2021UK-FCA£264,772,619
Danske BankDanske Bankfinancial servicesbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupfinancial servicesbanking violation2021UK-CMA£0
Santander UK plcBanco Santanderfinancial servicesbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupfinancial servicesbanking violation2021UK-CMA£0
Adroit Auditing Limited accounting fraud or deficiencies2021UK-ICAEW£0
Ridgefield Consulting Ltd accounting fraud or deficiencies2021UK-ICAEW£0
MGR Weston Kay LLP accounting fraud or deficiencies2021UK-ICAEW£0
Fenleys accounting fraud or deficiencies2021UK-ICAEW£0
KPMG LtdKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£0
Libcus Limited accounting fraud or deficiencies2021UK-ICAEW£0
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£14,683
Gilroy & Brookes Audit Limited accounting fraud or deficiencies2021UK-ICAEW£4,000
Parvez & Co accounting fraud or deficiencies2021UK-ICAEW£25,619
Hazlewoods LLP accounting fraud or deficiencies2021UK-ICAEW£50,575
Clear Junction Ltd economic sanction violation2021UK-OFSI£36,393
Hawksford Trust Company Jersey Limited banking violation2021UK-JFSC£0
St John's Innovation Centre Ltd TCSP anti-money-laundering deficiencies2021UK-HMRC£15,000
Glo Remit Ltd MSB anti-money-laundering deficiencies2021UK-HMRC£87,500
LAB Accounting and Consultancy Limited TCSP anti-money-laundering deficiencies2021UK-HMRC£1,500
Sterling Property Consultants Limited EAB anti-money-laundering deficiencies2021UK-HMRC£5,950
WTAX UK Limited ASP anti-money-laundering deficiencies2021UK-HMRC£7,500
VAT IT UK Limited ASP anti-money-laundering deficiencies2021UK-HMRC£7,500
Caribbean Legal Services Limited EAB anti-money-laundering deficiencies2021UK-HMRC£11,347
A E Hicks Limited EAB anti-money-laundering deficiencies2021UK-HMRC£2,500
The Property Syndicate Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,350
Witter Properties Limited EAB anti-money-laundering deficiencies2021UK-HMRC£5,000
Carter Oliver Property Experts Limited EAB anti-money-laundering deficiencies2021UK-HMRC£3,200
Procters Property Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,650
Squarebrook Limited EAB anti-money-laundering deficiencies2021UK-HMRC£5,000
GPD Accounting Limited ASP anti-money-laundering deficiencies2021UK-HMRC£1,250
Truemans Management Limited EAB anti-money-laundering deficiencies2021UK-HMRC£3,100
Victor Short Limited ASP anti-money-laundering deficiencies2021UK-HMRC£3,100
CSMS Property Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,100
Rubix Real Estate Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,450
Yendor Homes Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,100
Orinsen Limited EAB anti-money-laundering deficiencies2021UK-HMRC£13,100
Radnor Martin Limited EAB anti-money-laundering deficiencies2021UK-HMRC£3,600
Halls Property Group Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,100
Embee Estates Limited EAB anti-money-laundering deficiencies2021UK-HMRC£4,475
Linda Matthews & Co Limited EAB anti-money-laundering deficiencies2021UK-HMRC£3,725
Edmond de Rothschild REIM(UK) Limited EAB anti-money-laundering deficiencies2021UK-HMRC£2,750
LJ Barling Limited EAB anti-money-laundering deficiencies2021UK-HMRC£2,412
Dias & Associates Limited ASP anti-money-laundering deficiencies2021UK-HMRC£2,525
Randalls Estates Limited EAB anti-money-laundering deficiencies2021UK-HMRC£5,000
Bristol Street Book-keeping Limited ASP anti-money-laundering deficiencies2021UK-HMRC£5,000
Springer Homes Thanet Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,950
Accountancy Matters(Golf & Leisure)Limited ASP anti-money-laundering deficiencies2021UK-HMRC£13,400
Just Properties 4 U Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,500
Laing & Co Property Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,250
Bond Wolfe Auctions Limited EAB anti-money-laundering deficiencies2021UK-HMRC£52,000
Hemmingfords Property Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,250
Gateway Estate Agents Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,650
Boldmore Real Estate Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,350
Capital Bookkeeping Services Limited ASP anti-money-laundering deficiencies2021UK-HMRC£1,500
Pearce Property Consultants Limited EAB anti-money-laundering deficiencies2021UK-HMRC£2,500
Venture Residential Lettings Limited ASP anti-money-laundering deficiencies2021UK-HMRC£13,000
Property MJ Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,250
Mayfair and Morgan Limited EAB anti-money-laundering deficiencies2021UK-HMRC£2,150
Tom Goy Property Consultants Limited EAB anti-money-laundering deficiencies2021UK-HMRC£6,500
A Smart Move Residential Limited EAB anti-money-laundering deficiencies2021UK-HMRC£3,300
Thompson and Williams Limited EAB anti-money-laundering deficiencies2021UK-HMRC£2,500
Netofa Limited ASP anti-money-laundering deficiencies2021UK-HMRC£1,250
Esen Bookeeping Limited ASP anti-money-laundering deficiencies2021UK-HMRC£1,750
Arwaith Cyfyngedig ASP anti-money-laundering deficiencies2021UK-HMRC£1,550
Brownrok Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,125
Ainleys Accountants Limited ASP anti-money-laundering deficiencies2021UK-HMRC£1,500
Aptus Estate Agents Limited EAB anti-money-laundering deficiencies2021UK-HMRC£2,500
Chameleon Consultants Limited EAB anti-money-laundering deficiencies2021UK-HMRC£2,850
Glow Homes Ayrshire Estate Agents Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,250
Lister Horsefall Limited HVD anti-money-laundering deficiencies2021UK-HMRC£28,600
Dronsfield Limited HVD anti-money-laundering deficiencies2021UK-HMRC£7,500
BNY Mellon Corporate Trustee Services Ltd TCSPBank of New York Mellonfinancial servicesanti-money-laundering deficiencies2021UK-HMRC£9,465
Paul Lovell & Co ASP anti-money-laundering deficiencies2021UK-HMRC£2,750
Glasgow Bookkeepers Limited ASP anti-money-laundering deficiencies2021UK-HMRC£3,740
Ellis and Partners (Bournemouth) Ltd MSB anti-money-laundering deficiencies2021UK-HMRC£1,000
Law Firm UK Ltd TCSP anti-money-laundering deficiencies2021UK-HMRC£1,000
L F Realty Ltd EAB anti-money-laundering deficiencies2021UK-HMRC£1,000
Hatam & Co Accountancy Service Provider (ASP) anti-money-laundering deficiencies2021UK-HMRC£1,000
Lloyds Property Group Limited EAB anti-money-laundering deficiencies2021UK-HMRC£15,000
Orchard Accountancy Services Limited ASP anti-money-laundering deficiencies2021UK-HMRC£10,030
Fernie Greaves Limited EAB anti-money-laundering deficiencies2021UK-HMRC£9,000
Shelley Mumith & Co Limited ASP anti-money-laundering deficiencies2021UK-HMRC£1,420
Jess Simpson Ltd anti-money-laundering deficiencies2021UK-HMRC£6,300
Ghousia Food Store anti-money-laundering deficiencies2021UK-HMRC£1,000