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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,178,153,261
Number of Penalty Cases: 3,837
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParent sort iconParent Major IndustryOffence TypeYearAgencyPenalty Amount
Connolly Contractors Limited tax violations2016UK-HMRC£13,957
Connolly Jones Audit LLP accounting fraud or deficiencies2019UK-ICAEW£1,000
Construct Corp Ltd tax violations2018UK-HMRC£103,742
Construction Sealants Ltd tax violations2017UK-HMRC£26,804
Consulting Europe Limited tax violations2022UK-HMRC£262,261
Contractors 4 U Limited tax violations2016UK-HMRC£16,090
Cookson Contracts Limited tax violations2016UK-HMRC£30,850
Coombe Gallery Dartmouth AMP anti-money-laundering deficiencies2023UK-HMRC£1,250
Cooper Faure Ltd TCSP anti-money-laundering deficiencies2023UK-HMRC£14,500
Copeland Residential Sales Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,000
Copiers (UK) Ltd tax violations2017UK-HMRC£41,532
Corestore Ltd tax violations2023UK-HMRC£514,039
Cornerstone Crew Management (M.I.) Limited anti-money-laundering deficiencies2023UK-IOM£9,659
Correia Limited dba Il Castello tax violations2019UK-HMRC£85,477
Corserve Limited ASP anti-money-laundering deficiencies2022UK-HMRC£2,750
Cosmeticity Limited tax violations2023UK-HMRC£48,921
Costcutter Salford Ltd tax violations2018UK-HMRC£46,144
Cotswold Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,500
Cottage Balti tax violations2022UK-HMRC£15,997
Cottage Balti tax violations2022UK-HMRC£14,054
Cotton Design Ltd tax violations2021UK-HMRC£779,691
Coulogne Logistics Services tax violations2021UK-HMRC£18,454
Count On Me Accountant Limited ASP anti-money-laundering deficiencies2023UK-HMRC£4,000
Countrrywide Ltd tax violations2023UK-HMRC£210,565
Countrywide Estate Agents anti-money-laundering deficiencies2018UK-HMRC£215,000
Coutts & CompanyNatWest Group PLCfinancial servicesanti-money-laundering deficiencies2012UK-FSA£8,750,000
Coutts & CompanyNatWest Group PLCfinancial servicesinvestor protection violation2011UK-FSA£6,300,000
Cowgill Holloway LLP accounting fraud or deficiencies2021UK-ICAEW£14,000
Cox Costello & Horne Limited accounting fraud or deficiencies2014UK-ICAEW£20,380
CPL Foods Ltd tax violations2017UK-HMRC£42,532
CR Building Services tax violations2016UK-HMRC£41,277
CR Plastering Services tax violations2023UK-HMRC£18,319
Cracherchlo Ltd tax violations2019UK-HMRC£38,894
Cranleys Partnership LLP accounting fraud or deficiencies2016UK-ICAEW£11,567
Creaseys Group Limited accounting fraud or deficiencies2020UK-ICAEW£9,219
Creaseys Group Limited accounting fraud or deficiencies2018UK-ICAEW£10,000
Creaseys Group Limited accounting fraud or deficiencies2022UK-ICAEW£3,500
Creaseys LLP accounting fraud or deficiencies2020UK-ICAEW£18,363
Creaseys LLP accounting fraud or deficiencies2019UK-ICAEW£137,180
Credit SuisseUBSfinancial servicesbanking violation2021UK-FCA£292,209,276
Credit Suisse (UK) LimitedUBSfinancial servicesinvestor protection violation2011UK-FSA£5,950,000
Credit Suisse InternationalUBSfinancial servicesinvestor protection violation2014UK-FCA£2,398,100
Credit Suisse International and Credit Suisse Securities (Europe) LtdUBSfinancial servicesinternal controls deficiency2023UK-PRA£87,082,000
Credit Suisse Securities (Europe) Limited et al.UBSfinancial servicesinvestor protection violation2010UK-FSA£1,750,000
Creditcard Optimisation Ltd tax violations2022UK-HMRC£181,028
Crescendo Advisors International Limited anti-money-laundering deficiencies2022UK-GFSC£203,000
Cricket Fine Art Limited AMP anti-money-laundering deficiencies2022UK-HMRC£10,000
Cricket Hill Financial Planning Limited investor protection violation2011UK-FSA£70,000
Critchleys Probate Services LLP accounting fraud or deficiencies2018UK-ICAEW£500
Criteria Wealth Management Limited investor protection violation2020UK-GFSC£0
Crossley & Davis accounting fraud or deficiencies2021UK-ICAEW£1,050
Crossley & Davis accounting fraud or deficiencies2020UK-ICAEW£6,992
Crosstube Rail Limited tax violations2018UK-HMRC£262,709
Croucher Needham (Essex) LLP accounting fraud or deficiencies2024UK-ICAEW£0
Crowe U.K. LLP accounting fraud or deficiencies2024UK-FRC£144,000
Crowe U.K. LLP accounting fraud or deficiencies2020UK-ICAEW£0
Crowe U.K. LLP accounting fraud or deficiencies2018UK-ICAEW£18,317
Crowe U.K. LLP accounting fraud or deficiencies2017UK-ICAEW£24,492
Crowe U.K. LLP accounting fraud or deficiencies2021UK-ICAEW£20,155
Crowntree Investments Ltd tax violations2017UK-HMRC£48,220
Crowthers Construction Limited tax violations2023UK-HMRC£41,019
Crystal Trading Limited dba Pink Turban tax violations2017UK-HMRC£24,987
CSC tax violations2016UK-HMRC£102,514
CSMS Property Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,100
CSPD Limited tax violations2016UK-HMRC£46,146
CTA Consultants Limited ASP anti-money-laundering deficiencies2023UK-HMRC£13,000
Cube3 Solutions Limited accounting fraud or deficiencies2020UK-ICAEW£525
Cumbrian Quest Ltd tax violations2016UK-HMRC£24,744
Cumin Spice Ltd dba Viceroy tax violations2018UK-HMRC£27,330
Cummings Civils Ltd tax violations2021UK-HMRC£127,518
Curley Transport Ltd tax violations2016UK-HMRC£49,906
Currie Accountancy Limited accounting fraud or deficiencies2018UK-ICAEW£5,000
Currie Accountancy Limited accounting fraud or deficiencies2022UK-ICAEW£1,680
Curtis Groundworks tax violations2023UK-HMRC£50,553
Cut 'N' Cover Limited tax violations2020UK-HMRC£47,458
CWJ Developments Ltd tax violations2019UK-HMRC£101,972
Cyprofood Limited HVD anti-money-laundering deficiencies2023UK-HMRC£2,750
D & J Randles Limited accounting fraud or deficiencies2019UK-ICAEW£1,009
D & L Platinum (NI) Ltd dba The Stables dba Gordons Wine Bar tax violations2017UK-HMRC£64,029
D C Advance Ltd tax violations2020UK-HMRC£43,205
D Chicken Ltd tax violations2019UK-HMRC£98,514
D J Murphey Construction Ltd tax violations2021UK-HMRC£86,625
D J Oliver Property Services Ltd. tax violations2016UK-HMRC£100,341
D K Gill Ltd franchise of Bargain Booze and Premier tax violations2017UK-HMRC£39,241
D L Roofing tax violations2023UK-HMRC£43,427
D M Cameron and Co Ltd tax violations2019UK-HMRC£30,786
D M Labour Services Ltd tax violations2019UK-HMRC£64,099
D S Churchill Country Limited EAB anti-money-laundering deficiencies2022UK-HMRC£10,000
D Wall Transport tax violations2016UK-HMRC£69,295
D&I Decorator Ltd tax violations2023UK-HMRC£39,054
D&S Trans Ltd tax violations2024UK-HMRC£16,333
D-Accounting Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,482
D.C. Evans anti-money-laundering deficiencies2020UK-ICAEW£1,050
D.I.J Real Estate Ltd EAB anti-money-laundering deficiencies2022UK-HMRC£1,350
D.M. Weldon & Sons Limited tax violations2017UK-HMRC£39,530
Da Remo Restaurants Limited tax violations2019UK-HMRC£24,280
Da Vinci Invest Limited investor protection violation2015UK-FCA£1,460,000
Daft 4 Art 'N' Crafts Ltd tax violations2022UK-HMRC£43,734
Daily Drinks 007 Ltd tax violations2023UK-HMRC£157,761
Dains LLP accounting fraud or deficiencies2021UK-ICAEW£77,572
Dains LLP accounting fraud or deficiencies2023UK-ICAEW£13,500