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Violation Tracker UK Parent Company Summary

Parent Company Name: HSBC
Ownership Structure: publicly traded
Headquartered in: United Kingdom
Major Industry: financial services
Specific Industry: banking
Penalty total since 2010£356,256,055
Number of cases: 18
Top Offence Groups (Groups Defined)Penalty TotalNumber of Cases
competition-related offences£216,363,0001
financial offences£139,864,3005
employment-related offences£28,7557
consumer-protection-related offences£05
Top Offence TypesPenalty TotalNumber of Cases
foreign exchange market manipulation£216,363,0001
anti-money-laundering deficiencies£63,946,8001
internal controls deficiency£57,417,5001
investor protection violation£10,500,0001
banking violation£8,000,0002
labour standards violation£25,6052
pension plan violation£3,1505
consumer protection violation£05
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found here.

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case.

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Company sort iconOffence TypeYearAgencyPenalty Amount
HSBCconsumer protection violation2022UK-CMA£0
HSBCconsumer protection violation2022UK-CMA£0
HSBC Bank Pension Trust (UK) Limitedpension plan violation2017UK-TPO£1,000
HSBC Bank Pension Trust (UK) Limitedpension plan violation2013UK-TPO£500
HSBC Bank Pension Trust (UK) Limitedpension plan violation2012UK-TPO£500
HSBC Bank Pension Trust (UK) Ltdpension plan violation2013UK-TPO£150
HSBC Bank Plclabour standards violation2017UK-ET£11,803
HSBC Bank plcforeign exchange market manipulation2014UK-FCA£216,363,000
HSBC Bank plcinvestor protection violation2011UK-FSA£10,500,000
HSBC Bank plcbanking violation2019UK-CMA£8,000,000
HSBC Bank plcbanking violation2014UK-CMA£0
HSBC Bank plcanti-money-laundering deficiencies2021UK-FCA£63,946,800
HSBC Bank plc and HSBC UK Bank plcinternal controls deficiency2024UK-PRA£57,417,500
HSBC Pension Trust (UK) Ltdpension plan violation2019UK-TPO£1,000
HSBC UK Bank Ltdlabour standards violation2021UK-ET£13,802
HSBC UK Bank plcconsumer protection violation2022UK-CMA£0
HSBC UK Bank plcconsumer protection violation2023UK-CMA£0
HSBC UK Bank plcconsumer protection violation2023UK-CMA£0