Sunrise Brokers LLP BGC Partners BGC Partners 642400 2021 20211112 financial offences
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Sunrise Brokers agreed to pay a £642,400 fine in settlement of a finding by the FCA that the company had deficient systems and controls to identify and mitigate the risk of facilitating fraudulent trading and money laundering in relation to business introduced by the Solo Group. agency action settlement of FCA Decision UK-FCA Financial Conduct Authority United States publicly traded financial services brokerage and financial technology US05541T1016 https://www.fca.org.uk/news/press-releases/sunrise-brokers-llp-fine-serious-financial-crime-control-failings UK21-65869
BGC Technology International Ltd BGC Partners BGC Partners England and Wales 15725 2022 20220208 employment-related offences
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Age Discrimination, Breach of Contract, Public Interest Disclosure, Redundancy, Unfair Dismissal, Unlawful Deduction from Wages agency action UK-ET Employment Tribunal United States publicly traded financial services brokerage and financial technology US05541T1016 https://assets.publishing.service.gov.uk/media/620cca63e90e0710bfc89d53/Mr_M_Reid_-v-_BGC_Technology_International_Limited_-_3213257_2020_-_Consent_Judgment.pdf UK21-68860
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