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Violation Tracker UK Parent Company Summary
Parent Company Name: Aviva PLC
Ownership Structure: publicly traded
Headquartered in: United Kingdom
Major Industry: financial services
Specific Industry: insurance
Penalty total since 2010: £33,532,698
Number of cases: 47
| Top Offence Groups (Groups Defined) | Penalty Total | Number of Cases |
| financial offences | £33,483,000 | 4 |
| employment-related offences | £49,698 | 41 |
| consumer-protection-related offences | £0 | 1 |
| competition-related offences | £0 | 1 |
| Top Offence Types | Penalty Total | Number of Cases |
| investor protection violation | £33,483,000 | 4 |
| pension plan violation | £48,698 | 40 |
| labour standards violation | £1,000 | 1 |
| insurance violation | £0 | 1 |
| price-fixing or anti-competitive practices | £0 | 1 |
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Individual Penalty Cases:
Click on the company or penalty amount for more information on each case.
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| Company | Offence Type | Year | Agency  | Penalty Amount |
| Aviva | insurance violation | 2017 | UK-CMA | £0 |
| Solus London Ltd | labour standards violation | 2018 | UK-ET | £1,000 |
| Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited | investor protection violation | 2016 | UK-FCA | £8,246,800 |
| Aviva Investors Global Services Limited | investor protection violation | 2015 | UK-FCA | £17,607,000 |
| Sesame Limited | investor protection violation | 2014 | UK-FCA | £1,598,000 |
| Sesame Limited | investor protection violation | 2013 | UK-FCA | £6,031,200 |
| Aviva Insurance UK Ltd. | price-fixing or anti-competitive practices | 2011 | UK-OFT | £0 |
| Aviva | pension plan violation | 2023 | UK-TPO | £0 |
| Aviva | pension plan violation | 2021 | UK-TPO | £1,000 |
| Aviva Life | pension plan violation | 2021 | UK-TPO | £1,000 |
| Aviva Life and Pensions UK Limited | pension plan violation | 2021 | UK-TPO | £250 |
| Aviva | pension plan violation | 2020 | UK-TPO | £500 |
| Trustees of the Aviva Staff Pension Scheme | pension plan violation | 2019 | UK-TPO | £1,000 |
| Aviva | pension plan violation | 2019 | UK-TPO | £5,549 |
| Aviva | pension plan violation | 2019 | UK-TPO | £600 |
| Aviva | pension plan violation | 2019 | UK-TPO | £1,100 |
| Aviva | pension plan violation | 2019 | UK-TPO | £500 |
| Aviva | pension plan violation | 2019 | UK-TPO | £1,075 |
| Friends Life | pension plan violation | 2018 | UK-TPO | £500 |
| Aviva | pension plan violation | 2018 | UK-TPO | £500 |
| Aviva | pension plan violation | 2017 | UK-TPO | £500 |
| Friends Life | pension plan violation | 2017 | UK-TPO | £500 |
| Aviva | pension plan violation | 2017 | UK-TPO | £1,000 |
| Friends Life | pension plan violation | 2017 | UK-TPO | £0 |
| Friends Life | pension plan violation | 2017 | UK-TPO | £1,000 |
| Friends Life Limited | pension plan violation | 2017 | UK-TPO | £1,000 |
| Friends Life | pension plan violation | 2017 | UK-TPO | £500 |
| Aviva Staff Trustee Limited | pension plan violation | 2016 | UK-TPO | £300 |
| Aviva | pension plan violation | 2016 | UK-TPO | £1,990 |
| Friends Life | pension plan violation | 2016 | UK-TPO | £950 |
| Friends Life | pension plan violation | 2015 | UK-TPO | £100 |
| Friends Life | pension plan violation | 2014 | UK-TPO | £0 |
| Friends Life Limited | pension plan violation | 2014 | UK-TPO | £0 |
| Friends Life | pension plan violation | 2014 | UK-TPO | £900 |
| Friends Life Services Limited | pension plan violation | 2014 | UK-TPO | £2,300 |
| Friends Life WL Limited | pension plan violation | 2013 | UK-TPO | £200 |
| Aviva Life Services UK Limited | pension plan violation | 2011 | UK-TPO | £900 |
| Aviva | pension plan violation | 2011 | UK-TPO | £250 |
| Aviva | pension plan violation | 2011 | UK-TPO | £1,000 |
| Aviva | pension plan violation | 2011 | UK-TPO | £1,000 |
| Friends Provident Life and Pensions Limited | pension plan violation | 2010 | UK-TPO | £12,706 |
| Aviva | pension plan violation | 2010 | UK-TPO | £250 |
| Aviva Life Services UK Ltd | pension plan violation | 2010 | UK-TPO | £0 |
| Friends Provident Life and Pensions Limited | pension plan violation | 2010 | UK-TPO | £3,278 |
| Aviva Life & Pensions UK Limited | pension plan violation | 2021 | UK-TPO | £1,000 |
| Aviva Life & Pensions UK Limited | pension plan violation | 2022 | UK-TPO | £500 |
| Aviva | pension plan violation | 2022 | UK-TPO | £3,000 |
