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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,567,641,668
Number of Penalty Cases: 3,019
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£369,056,7767
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Standard Chartered£169,185,0103
Deutsche Bank£168,635,0243
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParent sort icon . Parent Major IndustryOffence TypeYearAgencyPenalty Amount
Rose & Crown (The) tax violations2017UK-HMRC£49,838
Rose Orchard Chinese Restaurant tax violations2017UK-HMRC£48,258
Rosebond Ltd tax violations2017UK-HMRC£13,744
Ross & Company accounting fraud or deficiencies2018UK-ICAS£3,450
Rosso Woodford Ltd tax violations2017UK-HMRC£53,657
Rostance Edwards (Staffs) Limited accounting fraud or deficiencies2019UK-ICAEW£1,043
Rotherham Holistic & Beauty and Swiftfit Satelites tax violations2017UK-HMRC£40,551
Rotherham Taylor Limited accounting fraud or deficiencies2020UK-ICAEW£1,400
Rowan Dartington & Co LimitedSt. James's Place PLCfinancial servicesinvestor protection violation2010UK-FSA£511,000
Rowland Co tax violations2020UK-HMRC£29,939
Royal Bank of Scotland GroupNatWest Group PLCfinancial servicesbanking violation2020UK-CMA£2,200,000
Royal Bank of Scotland Plc and National Westminster Bank Plc and Ulster Bank PlcNatWest Group PLCfinancial servicesbanking violation2014UK-FCA£42,000,000
Royal Bank of Scotland Plc, National Westminster Bank Plc and Ulster Bank Ltd.NatWest Group PLCfinancial servicesinternal controls deficiency2014UK-PRA£14,000,000
Royl Shopfronts & Shutters Ltd tax violations2018UK-HMRC£66,183
Roz Sumari Ltd dba Brentford Tandoori tax violations2023UK-HMRC£18,045
RPG Crouch Chapman LLP accounting fraud or deficiencies2020UK-ICAEW£42,343
RPG Crouch Chapman LLP accounting fraud or deficiencies2021UK-ICAEW£1,019
RSM Robson Rhodes LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2011UK-FRC£975,000
RSM Tenon Financial Services LimitedRSM Groupbusiness servicesinvestor protection violation2010UK-FSA£700,000
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£750,000
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2020UK-ICAS£104,300
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2022UK-ICAS£136,654
RT Incorporated Limited tax violations2021UK-HMRC£197,474
RTN Group Ltd tax violations2022UK-HMRC£67,771
RTS Textile Recyclers Limited tax violations2018UK-HMRC£89,866
Rubix Real Estate Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,450
Rufford Stores tax violations2017UK-HMRC£14,787
Ruposhi Indian Restaurant Ltd tax violations2018UK-HMRC£11,688
RW Invest North Limited EAB anti-money-laundering deficiencies2022UK-HMRC£44,210
Ryads Marrakech Cafe Limited tax violations2020UK-HMRC£65,318
Ryan Bailey Groundworks Ltd tax violations2019UK-HMRC£56,755
Ryebridge Limited tax violations2014UK-HMRC£33,481
S & Y Catering Limited dba Silver Hill tax violations2022UK-HMRC£29,004
S and L Pearson Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,900
S K Medical Practice Ltd tax violations2017UK-HMRC£73,372
S W Bars (UK) Limited dba TJ's Bar & Grill tax violations2018UK-HMRC£20,507
S&S Enterprises dba The Imporioum of Darkness and Light tax violations2023UK-HMRC£60,653
S-Power Solutions Ltd tax violations2018UK-HMRC£27,199
S. C. Telfer accounting fraud or deficiencies2019UK-ICAEW£4,000
S.H. Acc Limited ASP anti-money-laundering deficiencies2022UK-HMRC£2,750
S.I News and Off Licence tax violations2018UK-HMRC£15,641
S4B (UK) Ltd accounting fraud or deficiencies2016UK-ICAEW£1,000
SA Kofte Ltd dba Sultanahmet Grill tax violations2022UK-HMRC£25,838
Sabirs Grill Bar Ltd tax violations2018UK-HMRC£18,286
Sachinexpress Limited dba Sachin Express tax violations2019UK-HMRC£27,024
Sadaf Charcoal Grill Ltd tax violations2019UK-HMRC£21,812
Sadias Enterprise Ltd dba Pink Garlic tax violations2018UK-HMRC£63,854
Safehaven International Limited anti-money-laundering deficiencies2020UK-GFSC£100,000
Safeloans Ltd. dba Paydayok payday lending violation2010UK-OFT£0
Saffron Indian Food Bar Limited tax violations2022UK-HMRC£10,159
Saffron Indian Restaurants Ltd tax violations2017UK-HMRC£41,698
Safs Burgers tax violations2023UK-HMRC£39,262
SAI Prem Ltd dba Sanket News tax violations2018UK-HMRC£15,009
Saihaj Ltd tax violations2018UK-HMRC£15,275
Sajaan Ltd dba Fab Kabab tax violations2017UK-HMRC£37,717
Saleem Bagh Limited tax violations2019UK-HMRC£26,940
Salt 'n' Pepper Restaurant (UK) Ltd tax violations2018UK-HMRC£52,959
Salut E Hind Limited dba Cook & Indi's World Buffet tax violations2018UK-HMRC£412,606
Salway & Wright Ltd anti-money-laundering deficiencies2020UK-ICAEW£1,050
Salway and Wright (Spalding) Limited anti-money-laundering deficiencies2020UK-ICAEW£1,050
Sam Joinery tax violations2023UK-HMRC£27,399
Sambu Ltd tax violations2021UK-HMRC£59,251
Sampson West accounting fraud or deficiencies2022UK-ICAEW£700
San Giovanni Ltd dba Il Gusto tax violations2022UK-HMRC£31,663
Sandersons Property Services Ltd tax violations2018UK-HMRC£32,018
Sandosmanagement Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,700
Sandwich Express (Liverpool) Ltd tax violations2018UK-HMRC£16,792
Sanne Fiduciary Services Limited banking violation2019UK-JFSC£381,010
Santander UK plcBanco Santanderfinancial servicesbanking violation2018UK-FCA£32,817,800
Santander UK plcBanco Santanderfinancial servicesinvestor protection violation2014UK-FCA£12,377,800
Santander UK plcBanco Santanderfinancial servicesinvestor protection violation2012UK-FSA£1,500,000
Santander UK plcBanco Santanderfinancial servicesbanking violation2019UK-CMA£19,000,000
Santander UK plcBanco Santanderfinancial servicesbanking violation2021UK-CMA£0
Santander UK PlcBanco Santanderfinancial servicesanti-money-laundering deficiencies2022UK-FCA£107,793,300
Sati Ltd tax violations2018UK-HMRC£67,442
Savoy Investment Management Limited investor protection violation2012UK-FSA£412,000
Say Scaffolding Midlands Ltd tax violations2020UK-HMRC£40,956
SB Design Systems Ltd tax violations2017UK-HMRC£25,711
Scafco Limited tax violations2017UK-HMRC£13,534
Scarlett Fashion Ltd dba Glitz tax violations2017UK-HMRC£218,514
Scorpio Entertainment UK tax violations2017UK-HMRC£18,948
Scotland Electronics (International) Ltd tax violations2018UK-HMRC£96,662
Scottish Equitable PLCAegonfinancial servicesinvestor protection violation2010UK-FSA£2,800,000
Scotts Property LLP EAB anti-money-laundering deficiencies2022UK-HMRC£6,532
Scrap A Car Scotland tax violations2018UK-HMRC£49,774
Scrap Safe Ltd tax violations2017UK-HMRC£132,481
Scream Wholesale Ltd tax violations2019UK-HMRC£87,911
Scrutton Bland LLP accounting fraud or deficiencies2020UK-ICAEW£705
Sculptur tax violations2017UK-HMRC£66,657
SDC (2012) Limited accounting fraud or deficiencies2018UK-ICAEW£19,005
SDLT Experts Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,000
Sea Breeze tax violations2022UK-HMRC£52,675
Sea Smile Limited ASP anti-money-laundering deficiencies2022UK-HMRC£2,500
Seaside Pub Company Ltd dba The Royal Albion tax violations2022UK-HMRC£53,460
Secure Facilities Ltd anti-money-laundering deficiencies2021UK-HMRC£0
Security Management Services Limited tax violations2018UK-HMRC£63,726
Sedulo Audit Limited accounting fraud or deficiencies2021UK-ICAEW£696
Sehar Holdings Ltd tax violations2014UK-HMRC£25,678
SEI Investments (Europe) Limited investor protection violation2013UK-FCA£900,200
Sein Gellen Ltd tax violations2019UK-HMRC£23,348
Selplas Ltd tax violations2022UK-HMRC£23,161