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Violation Tracker UK Parent Company Summary

Parent Company Name: Sun Life Financial
Ownership Structure: publicly traded
Headquartered in: Canada
Major Industry: financial services
Specific Industry: life insurance
Penalty total since 2010£600,400
Number of cases: 3
Top Offence Groups (Groups Defined)Penalty TotalNumber of Cases
financial offences£600,0001
employment-related offences£4002
Top Offence TypesPenalty TotalNumber of Cases
investor protection violation£600,0001
pension plan violation£4002
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found here.

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case.

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CompanyOffence TypeYear sort iconAgencyPenalty Amount
Sun Life Financial of Canadapension plan violation2010UK-TPO£250
Sun Life Assurance Company of Canada (UK) Limitedinvestor protection violation2012UK-FSA£600,000
Sun Life Financial of Canadapension plan violation2013UK-TPO£150