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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,178,153,261
Number of Penalty Cases: 3,837
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYear sort iconAgencyPenalty Amount
Carpenter Box Limited accounting fraud or deficiencies2023UK-ICAEW£7,000
Nedbank Private Wealth Limited anti-money-laundering deficiencies2023UK-IOM£535,185
Oakmount Law Solicitors anti-money-laundering deficiencies2023UK-SRA£3,720
Ashfords LLP anti-money-laundering deficiencies2023UK-SRA£102,707
GJ Templeman Solicitors Limited anti-money-laundering deficiencies2023UK-SRA£5,150
Nigel J Humes & Co anti-money-laundering deficiencies2023UK-SRA£2,345
Hattens Solicitors Limited anti-money-laundering deficiencies2023UK-SRA£13,300
DKLM LLP anti-money-laundering deficiencies2023UK-SRA£13,422
Credit Suisse International and Credit Suisse Securities (Europe) LtdUBSfinancial servicesinternal controls deficiency2023UK-PRA£87,082,000
The Art Ahead Limited AMP anti-money-laundering deficiencies2023UK-HMRC£1,162
Canale Residential Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,250
Coombe Gallery Dartmouth AMP anti-money-laundering deficiencies2023UK-HMRC£1,250
Horizon Business Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£1,250
Ingleby Homes Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,250
Inlair Easybuy Property Management Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,250
Nexis Solutions Limited ASP anti-money-laundering deficiencies2023UK-HMRC£1,250
Roscoe Financials Limited ASP anti-money-laundering deficiencies2023UK-HMRC£1,250
Scuderia Prestige Automobile Ltd HVD anti-money-laundering deficiencies2023UK-HMRC£1,250
Seeart Gallery Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£1,250
Smart Move Sales And Lettings Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,250
Trade Wind Property Management Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,250
Ambel Accountancy Services LTD ASP anti-money-laundering deficiencies2023UK-HMRC£1,350
Beatrice Carter Property Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,350
CBW Property Management Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,350
Finbridge Advisors Limited ASP anti-money-laundering deficiencies2023UK-HMRC£1,350
J & AR London Limited AMP anti-money-laundering deficiencies2023UK-HMRC£1,350
James Hope Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,350
Kanopi Accounting Services Limited ASP anti-money-laundering deficiencies2023UK-HMRC£1,350
SJS Property Group Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,350
Surrey And Hants Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,350
The Tax Advisory Group Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£1,350
Adalta Real Holdings Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,450
ALJ Antiques Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£1,450
Book-Keeping & Accountancy Services (M/C) Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£1,450
Collier Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,450
Element Properties Alexandra Park Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,450
JP Accounts And Bookkeeping Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£1,450
M & N Accountancy Services Limited ASP anti-money-laundering deficiencies2023UK-HMRC£1,450
Marine House At Beer Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£1,450
Prime Central Estates Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,450
Relocate To Cornwall Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,450
Shri Ram Property & Management Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,450
Skymeadow Gallery Limited AMP anti-money-laundering deficiencies2023UK-HMRC£1,450
Amarco Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,462
Air Contemporary Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£1,500
Circle Contemporary AMP anti-money-laundering deficiencies2023UK-HMRC£1,500
Ashmore Lettings & Sales Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,550
Cloud Counting Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£1,550
Fairfax Gallery (Tunbridge W Ells) Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£1,550
Next Move Estates (Manchester) Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,550
Profit By Design Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£1,550
White Sails Gallery AMP anti-money-laundering deficiencies2023UK-HMRC£1,550
1 Global Hub Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,650
KLA Properties Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,650
SLP Accountancy Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£1,650
ADW Technologies Limited ASP anti-money-laundering deficiencies2023UK-HMRC£1,750
Buying Agent Partnership (Kerry Arnold) Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,750
Cannon Street Business Centre Limited TCSP anti-money-laundering deficiencies2023UK-HMRC£1,750
Drummonds Property Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,750
Integral Relocation Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,750
Kirkstone Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,750
KRE Developments Limited EAB anti-money-laundering deficiencies2023UK-HMRC£1,750
London Wall Property Services Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,750
Miles Byron Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,750
Leicestershire Living Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,762
Lionhead Property Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,850
Chester Estate Agents Limited anti-money-laundering deficiencies2023UK-HMRC£1,950
Nguyen Properties UK Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,950
Purple Patch Profits Limited ASP anti-money-laundering deficiencies2023UK-HMRC£1,950
Slaterchristiholdings Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,950
TPS (2020) Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£1,950
Access R&D Tax Limited ASP anti-money-laundering deficiencies2023UK-HMRC£2,050
Langdown Properties Limited EAB anti-money-laundering deficiencies2023UK-HMRC£2,050
Landestate.Co.Uk Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£2,062
Ap International Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£2,150
Godfrey Investment Services Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£2,150
Gray Point Real Estate Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£2,150
Peter David Properties Huddersfield Limited EAB anti-money-laundering deficiencies2023UK-HMRC£2,150
Athena House Enterprise Limited EAB anti-money-laundering deficiencies2023UK-HMRC£2,250
PCL Brokering Limited EAB anti-money-laundering deficiencies2023UK-HMRC£2,250
Tumbleweed Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£2,250
Venture Commercial Partners Limited EAB anti-money-laundering deficiencies2023UK-HMRC£2,250
Malvi Accountancy Services Limited ASP anti-money-laundering deficiencies2023UK-HMRC£2,300
Walker Singleton (Property Management) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£2,350
Global Wide Group Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£2,450
Premier Residential Lettings Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£2,450
FFox Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£2,500
Jess Wilder Fine Art AMP anti-money-laundering deficiencies2023UK-HMRC£2,500
John Pye & Sons Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£2,500
Jonah Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£2,500
KSAS Limited ASP anti-money-laundering deficiencies2023UK-HMRC£2,500
Mike Clark Book-Keeping Services Limited ASP anti-money-laundering deficiencies2023UK-HMRC£2,500
Rift Limited ASP anti-money-laundering deficiencies2023UK-HMRC£2,500
Tin Man Art Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£2,500
White Label Resources Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£2,500
YG Group Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£2,500
SK Property Group Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£2,525
Gd3 Property Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£2,550
Campbell Property Consultants Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£2,585
RFM (Rent From Me) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£2,597
Robsons Land And New Homes Limited EAB anti-money-laundering deficiencies2023UK-HMRC£2,600