Basic Search  |  Summaries  |  Advanced Search

18 Violation Tracker UK results found

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon
HSBC Bank plcHSBCfinancial servicesforeign exchange market manipulation2014UK-FCA£216,363,000
HSBC Bank plcHSBCfinancial servicesanti-money-laundering deficiencies2021UK-FCA£63,946,800
HSBC Bank plc and HSBC UK Bank plcHSBCfinancial servicesinternal controls deficiency2024UK-PRA£57,417,500
HSBC Bank plcHSBCfinancial servicesinvestor protection violation2011UK-FSA£10,500,000
HSBC Bank plcHSBCfinancial servicesbanking violation2019UK-CMA£8,000,000
HSBC UK Bank LtdHSBCfinancial serviceslabour standards violation2021UK-ET£13,802
HSBC Bank PlcHSBCfinancial serviceslabour standards violation2017UK-ET£11,803
HSBC Pension Trust (UK) LtdHSBCfinancial servicespension plan violation2019UK-TPO£1,000
HSBC Bank Pension Trust (UK) LimitedHSBCfinancial servicespension plan violation2017UK-TPO£1,000
HSBC Bank Pension Trust (UK) LimitedHSBCfinancial servicespension plan violation2013UK-TPO£500
HSBC Bank Pension Trust (UK) LimitedHSBCfinancial servicespension plan violation2012UK-TPO£500
HSBC Bank Pension Trust (UK) LtdHSBCfinancial servicespension plan violation2013UK-TPO£150
HSBC Bank plcHSBCfinancial servicesbanking violation2014UK-CMA£0
HSBCHSBCfinancial servicesconsumer protection violation2022UK-CMA£0
HSBCHSBCfinancial servicesconsumer protection violation2022UK-CMA£0
HSBC UK Bank plcHSBCfinancial servicesconsumer protection violation2022UK-CMA£0
HSBC UK Bank plcHSBCfinancial servicesconsumer protection violation2023UK-CMA£0
HSBC UK Bank plcHSBCfinancial servicesconsumer protection violation2023UK-CMA£0