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Violation Tracker UK Individual Case

Company: ma2 Limited
Company City/Town: Thornton-Cleveleys
Company Nation/Region: England
Penalty: £3,500
Year: 2018
Date: 12 November, 2018
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: ma2 Limited, 5 Crescent East, Thornton-Cleveleys, Lancashire, FY5 3LJ, has agreed to pay a regulatory penalty of £3,500, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breaches of Audit Regulations 3.10 and 3.20, in that the firm: 1. signed an audit report for a client when the firm had failed to conduct an audit in accordance with the ISA's; and 2. failed to carry out cold file reviews as part of its annual audit compliance reviews between 2011 and 2018
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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