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Violation Tracker UK Individual Case

Company: Specialist Solutions plc
Penalty: £35,000
Year: 2011
Date: 14 April, 2011
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Specialist Solutions paid a £35,000 fine in settlement of a finding by the FSA that the company mis-sold investment products by failing to properly assess customers' suitability and failing to correctly follow regulations governing the promotion of unregulated collective investment schemes.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
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