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Violation Tracker UK Individual Case

Company: Sett Valley Insurance Services
Penalty: £28,000
Year: 2010
Date: 27 January, 2010
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Sett Valley Insurance paid a £28,000 fine in settlement of a finding by the FSA that the company failed to adequately ensure the suitability of its investment advice to customers' needs.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
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