Basic Search  |  Summaries  |  Advanced SearchPenalty: £178,000
Year: 2021
Date: 6 May, 2021
Offence Group: competition-related offences
Offence Type: investor protection violation
Violation Description: The FCA fined Sapien Capital Ltd £178,000 for failings which led to the risk of facilitating fraudulent trading and money laundering. The fine was reduced due to serious financial hardship.
Action Type: agency action
Agency: Financial Conduct Authority
Source of Data: (click here)