Basic Search  |  Summaries  |  Advanced SearchPenalty: £525,000
Year: 2017
Date: 10 November, 2017
Offence Group: consumer-protection-related offences
Offence Type: legal services violation
Violation Description: Locke Lord agreed to pay a £500,000 fine and £25,000 costs in settlement of allegations it failed to properly supervise a member, allowing him to operate improper investment schemes involving clients and failed to identify conflicts of interest.
Action Type: agency action
Settlement Type: Judgment on an Agreed Outcome
Agency: Solicitors Disciplinary Tribunal
Source of Data: (click here)