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Violation Tracker UK Individual Case
Company: Brooks Carling Accountants Limited
Company City/Town: Epsom
Company Nation/Region: England
Penalty: £3,320
Year: 2019
Date: 20 February, 2019
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Brooks Carling Accountants Limited, Highview House, 1st Floor, Tattenham Crescent, Epsom, Surrey, KT18 5QJ,has agreed to pay a regulatory penalty of £3,320, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulations 2.03b and 2.07 for continuing to act as a registered auditor and for signing three audit reports when the firm did not meet the eligibility requirements.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
Source of Data:
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