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Violation Tracker UK Individual Case

Company: BDO LLP
Current Parent CompanyBDO International
Parent at the Time of the Penalty Announcement: BDO International
Company City/Town: London
Company Nation/Region: England
Penalty: £3,500
Year: 2018
Date: 7 December, 2018
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: BDO LLP,55 Baker Street, London, W1U 7EU, has agreed to pay a regulatory penalty of £3,500, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of Audit Regulation 3.01, in that a firm in the same network acted as an officer in an overseas subsidiary of an audit client, contrary to APB Ethical Standard 1.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
HQ Country of Parent: Belgium
Ownership Structure of Parent: privately held
Major Industry of Parent: business services
Specific Industry of Parent: accounting services
Source of Data(click here)