Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,682,418,877
Number of Penalty Cases: 3,240
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£369,056,7767
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyParentParent Major Industry sort icon . Offence TypeYearAgencyPenalty Amount
RPG Crouch Chapman LLP accounting fraud or deficiencies2023UK-ICAEW£1,439
A P B S Limited accounting fraud or deficiencies2023UK-ICAEW£1,000
Peter Upton Limited accounting fraud or deficiencies2023UK-ICAEW£2,594
RSA Associates accounting fraud or deficiencies2023UK-ICAEW£20,925
Cornerstone Crew Management (M.I.) Limited anti-money-laundering deficiencies2023UK-IOM£9,659
Y & A Group, LP anti-money-laundering deficiencies2023UK-IOM£28,631
ADM Investor Services International LimitedArcher Daniels Midlandagribusinessanti-money-laundering deficiencies2023UK-FCA£6,470,600
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2019UK-FRC£422,500
KPMGKPMGbusiness servicesaccounting fraud or deficiencies2020UK-FRC£455,000
KPMGKPMGbusiness servicesaccounting fraud or deficiencies2020UK-FRC£0
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2020UK-FRC£1,950,000
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2020UK-FRC£160,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-FRC£20,635,014
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-FRC£362,500
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2021UK-FRC£0
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2021UK-FRC£15,450,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2019UK-FRC£3,500,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2019UK-FRC£4,525,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2019UK-FRC£4,500,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2019UK-FRC£6,000,000
Baker Tilly UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-FRC£750,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2018UK-FRC£3,165,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2018UK-FRC£2,212,000
PriceWaterhouseCoopersPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2018UK-FRC£10,000,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2018UK-FRC£3,296,000
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2017UK-FRC£2,025,000
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2017UK-FRC£5,600,000
PwC LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2017UK-FRC£5,000,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2017UK-FRC£2,475,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2016UK-FRC£6,275,000
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2016UK-FRC£3,050,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2015UK-FRC£1,060,000
Deloitte & ToucheDeloittebusiness servicesaccounting fraud or deficiencies2015UK-FRC£3,000,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2015UK-FRC£227,500
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2015UK-FRC£162,500
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2014UK-FRC£1,870,000
RSM Robson Rhodes LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2011UK-FRC£975,000
RSM Tenon Financial Services LimitedRSM Groupbusiness servicesinvestor protection violation2010UK-FSA£700,000
Blue Arrow Accounting LtdImpellam Group PLCbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£779
KPMG Audit plcKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£58,260
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£8,295
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£8,518
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£116,558
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£44,613
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£9,585
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£30,612
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£16,270
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£0
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£6,243
KPMG Channel Islands LimitedKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£1,400
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£1,815,000
KPMG Audit LLCKPMGbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£137,818
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£27,280
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2019UK-FRC£4,550,000
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£750,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£10,818
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£11,580
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£3,500
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£50,755
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£2,500
BDO LimitedBDO Internationalbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£2,593
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£40,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£2,350
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2017UK-ICAEW£8,000
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£27,905
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£12,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£2,350
KPMG Audit plcKPMGbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£4,700
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2015UK-ICAEW£345,000
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2020UK-ICAS£104,300
G4S Care and Justice Services (UK) LtdAllied Universal Security Servicesbusiness servicesfraud2020UK-SFO£44,400,000
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2021UK-FRC£2,205,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2021UK-FRC£2,340,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£65,835
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£100,783
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2022UK-FRC£250,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2021UK-FRC£1,186,030
KPMG LtdKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£0
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£944,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£3,010,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£0
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2022UK-FRC£250,000
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£14,683
KPMG LtdKPMGbusiness servicesaccounting fraud or deficiencies2022UK-ICAEW£67,152
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2022UK-ICAEW£15,345
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,323,875
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2022UK-FRC£217,500
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,959,750
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-FRC£3,038,750
KPMGKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£3,375,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,450,000
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-FRC£2,415,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£18,667,937
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,696,149
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2022UK-FRC£636,385
PricewaterhouseCoopers CI LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-ICAEW£234,405
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2022UK-FRC£330,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2022UK-FRC£906,250
KPMG Channel Islands LimitedKPMGbusiness servicesaccounting fraud or deficiencies2022UK-ICAEW£46,505
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2022UK-ICAS£136,654
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2023UK-FRC£5,625,000