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Violation Tracker UK Individual Case

Company: Higginson & Co (UK) Ltd
Company City/Town: Dunstable
Company Nation/Region: England
Penalty: £2,500
Year: 2017
Date: 11 July, 2017
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Higginson & Co (UK) Ltd, 3 Kensworth Gate, 200-204 High Street South, Dunstable, Bedfordshire, LU6 3HS, has agreed to pay a regulatory penalty of £2,500, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulation 6.06 for failing to update its articles of association despite agreeing to do so during a previous audit monitoring visit.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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