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Violation Tracker UK Individual Case

Company: ActivTrades Plc
Penalty: £85,750
Year: 2011
Date: 15 March, 2011
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: ActivTrades paid a £85,750 fine in settlement of a finding by the FSA that the company failed to maintain adequate records to distinguish client assets accurately, risking loss to the client if the company became insolvent.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
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