Tullett Prebon Group TP ICAP PLC TP ICAP PLC England and Wales 69682 2019 20190131 employment-related offences
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Public Interest Disclosure, Race Discrimination, Unfair Dismissal, Unlawful Deduction from Wages, Working Time Regulations agency action UK-ET Employment Tribunal Jersey publicly traded financial services financial market services GB00B1H0DZ51 https://assets.publishing.service.gov.uk/media/5c5973b9ed915d04148c3104/Mr_KK_Kansal_-v-_Tullett_Prebon_Group_Limited___Others_-_Case_Number_2200875_2014_-_Remedy.pdf UK21-8280
Tullett Prebon (Europe) Limited TP ICAP PLC TP ICAP PLC 15400000 2019 20191011 financial offences
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Tullet Prebon paid a £15.4 million fine in settlement of the FCA finding that the company failed to have adequate systems and controls to prevent improper broker conduct and failed to act with due diligence to signs of improper broker conduct, resulting in a significant amount of unwarranted brokerage, and also that the company failed to be open and cooperative with the FCA. agency action settlement of FCA Decision UK-FCA Financial Conduct Authority Jersey publicly traded financial services financial market services GB00B1H0DZ51 https://www.fca.org.uk/news/press-releases/fca-fines-tullett-prebon-154-million UK21-16707
ICAP Europe Ltd TP ICAP PLC ICAP PLC Tullet Prebon changed its name to TP ICAP after acquiring ICAP in 2016. 14000000 2013 20130925 competition-related offences
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ICAP Europe paid a £14 million fine in settlement of a finding by the FCA that the company's employees sought to manipulate LIBOR through collusion with traders at UBS. agency action settlement of FCA Decision UK-FCA Financial Conduct Authority Jersey publicly traded financial services financial market services GB00B1H0DZ51 https://www.fca.org.uk/news/press-releases/icap-europe-limited-fined-%C2%A314-million-significant-failings-relation-libor UK21-16790
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