Tullett Prebon Group
TP ICAP PLC
TP ICAP PLC
England and Wales
69682
2019
20190131
employment-related offences
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Public Interest Disclosure, Race Discrimination, Unfair Dismissal, Unlawful Deduction from Wages, Working Time Regulations
agency action
UK-ET
Employment Tribunal
Jersey
publicly traded
financial services
financial market services
GB00B1H0DZ51
https://assets.publishing.service.gov.uk/media/5c5973b9ed915d04148c3104/Mr_KK_Kansal_-v-_Tullett_Prebon_Group_Limited___Others_-_Case_Number_2200875_2014_-_Remedy.pdf
UK21-8280
Tullett Prebon (Europe) Limited
TP ICAP PLC
TP ICAP PLC
15400000
2019
20191011
financial offences
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Tullet Prebon paid a £15.4 million fine in settlement of the FCA finding that the company failed to have adequate systems and controls to prevent improper broker conduct and failed to act with due diligence to signs of improper broker conduct, resulting in a significant amount of unwarranted brokerage, and also that the company failed to be open and cooperative with the FCA.
agency action
settlement of FCA Decision
UK-FCA
Financial Conduct Authority
Jersey
publicly traded
financial services
financial market services
GB00B1H0DZ51
https://www.fca.org.uk/news/press-releases/fca-fines-tullett-prebon-154-million
UK21-16707
ICAP Europe Ltd
TP ICAP PLC
ICAP PLC
Tullet Prebon changed its name to TP ICAP after acquiring ICAP in 2016.
14000000
2013
20130925
competition-related offences
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ICAP Europe paid a £14 million fine in settlement of a finding by the FCA that the company's employees sought to manipulate LIBOR through collusion with traders at UBS.
agency action
settlement of FCA Decision
UK-FCA
Financial Conduct Authority
Jersey
publicly traded
financial services
financial market services
GB00B1H0DZ51
https://www.fca.org.uk/news/press-releases/icap-europe-limited-fined-%C2%A314-million-significant-failings-relation-libor
UK21-16790
3