Sun Life Assurance Company of Canada (UK) Limited
Sun Life Financial
Sun Life Financial
600000
2012
20121018
financial offences
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Sun Life paid a £600,000 fine in settlement of a finding by the FSA that the company failed to have adequate governance arrangements for protection of policyholders' interests, after two significant transactions occurred without sufficient review.
agency action
settlement of FSA Decision
UK-FSA
Financial Services Authority
Canada
publicly traded
financial services
life insurance
CA8667961053
https://webarchive.nationalarchives.gov.uk/20130402201645/http://www.fsa.gov.uk/library/communication/pr/2012/093.shtml
UK21-16854
Sun Life Financial of Canada
Sun Life Financial
Sun Life Financial
150
2013
20130513
employment-related offences
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Transfers: general
agency action
UK-TPO
The Pensions Ombudsman
Canada
publicly traded
financial services
life insurance
CA8667961053
https://www.pensions-ombudsman.org.uk/decision/2013/po-483/sun-life-financial-canada-po-483
UK21-53137
Sun Life Financial of Canada
Sun Life Financial
Sun Life Financial
250
2010
20100819
employment-related offences
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Pension Plan Violation
agency action
UK-TPO
The Pensions Ombudsman
Canada
publicly traded
financial services
life insurance
CA8667961053
https://www.pensions-ombudsman.org.uk/decision/2010/781321/scheme-781321
UK21-53322
3