Sun Life Assurance Company of Canada (UK) Limited Sun Life Financial Sun Life Financial 600000 2012 20121018 financial offences
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Sun Life paid a £600,000 fine in settlement of a finding by the FSA that the company failed to have adequate governance arrangements for protection of policyholders' interests, after two significant transactions occurred without sufficient review. agency action settlement of FSA Decision UK-FSA Financial Services Authority Canada publicly traded financial services life insurance CA8667961053 https://webarchive.nationalarchives.gov.uk/20130402201645/http://www.fsa.gov.uk/library/communication/pr/2012/093.shtml UK21-16854
Sun Life Financial of Canada Sun Life Financial Sun Life Financial 150 2013 20130513 employment-related offences
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Transfers: general agency action UK-TPO The Pensions Ombudsman Canada publicly traded financial services life insurance CA8667961053 https://www.pensions-ombudsman.org.uk/decision/2013/po-483/sun-life-financial-canada-po-483 UK21-53137
Sun Life Financial of Canada Sun Life Financial Sun Life Financial 250 2010 20100819 employment-related offences
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Pension Plan Violation agency action UK-TPO The Pensions Ombudsman Canada publicly traded financial services life insurance CA8667961053 https://www.pensions-ombudsman.org.uk/decision/2010/781321/scheme-781321 UK21-53322
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