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Violation Tracker UK Parent Company Summary
Parent Company Name: St. James's Place PLC
Ownership Structure: publicly traded
Headquartered in: United Kingdom
Major Industry: financial services
Specific Industry: wealth management
Penalty total since 2010: £512,050
Number of cases: 3
| Top Offence Groups (Groups Defined) | Penalty Total | Number of Cases |
| financial offences | £511,000 | 1 |
| employment-related offences | £1,050 | 2 |
| Top Offence Types | Penalty Total | Number of Cases |
| investor protection violation | £511,000 | 1 |
| pension plan violation | £1,050 | 2 |
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
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