Violation Tracker UK Parent Company Summary
Parent Company Name: St. James's Place PLC
Ownership Structure: publicly traded
Headquartered in: United Kingdom
Major Industry: financial services
Specific Industry: wealth management
Penalty total since 2010: £512,050
Number of cases: 3
|Top Offence Groups (Groups Defined)||Penalty Total||Number of Cases
|Top Offence Types||Penalty Total||Number of Cases
|investor protection violation||£511,000||1|
|pension plan violation||£1,050||2|
: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Individual Penalty Cases:
Click on the company or penalty amount for more information on each case.